REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 21st, 2017 • Ocean Thermal Energy Corp • Electric & other services combined • Kansas
REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of December 18, 2017, by and between OCEAN THERMAL ENERGY CORPORATION, a Nevada corporation (the "Company"), and L2 CAPITAL, LLC, a Kansas limited liability company (together with it permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the equity purchase agreement by and between the parties hereto, dated as of the date hereof (as amended, restated, supplemented or otherwise modified from time to time, the "Purchase Agreement").
COMMON STOCK PURCHASE WARRANT OCEAN THERMAL ENERGY CORPORATIONSecurity Agreement • December 21st, 2017 • Ocean Thermal Energy Corp • Electric & other services combined • Nevada
This COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received in connection with the Agreement (as defined below), the Holder (as defined below), Craft Capital Management, LLC (including any permitted and registered assigns, the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date of issuance hereof, to purchase from Ocean Thermal Energy Corporation, a Nevada corporation (the “Company”), up to 1,363,636 shares of Common Stock (as defined below) (the “Warrant Shares”) at the Exercise Price per share then in effect. This Warrant is issued by the Company as of the date hereof in connection with that certain agreement between the Holder and the Company dated June 26, 2017 (the “Agreement”), as a result of the execution of the transaction documents relating to the equity purchase agreement for the purchase of up to $15,000,000.00 shares of the Company’s common stoc
EQUITY PURCHASE AGREEMENTEquity Purchase Agreement • December 21st, 2017 • Ocean Thermal Energy Corp • Electric & other services combined • Nevada
This equity purchase agreement is entered into as of December 18, 2017 (this "Agreement"), by and between Ocean Thermal Energy Corporation, a Nevada corporation (the "Company"), and L2 Capital, LLC, a Kansas limited liability company (the "Investor").
