0001683168-19-003174 Sample Contracts

ADDRESS: 13139 Jess Pirtle Blvd NOTE MODIFICATION AGREEMENT Account Number Sugar Land, Texas 000001 77478 Note Number

Note Modification Agreement • October 4th, 2019 • Applied Optoelectronics, Inc. • Semiconductors & related devices • Texas

• Contract Type
  Note Modification Agreement
• Filed
  October 4th, 2019
• Company
  Applied Optoelectronics, Inc.
• Industry
  Semiconductors & related devices
• Jurisdiction
  Texas

This Note Modification Agreement (hereinafter referred to as “Agreement”) is made and entered into as of this 30th day of September, 2019 by APPLIED OPTOELECTRONICS, INC., as maker(s) and co-maker(s), if any, of the Promissory Note as defined below (whether one or more, hereinafter referred to jointly and severally as “Borrower”), in favor of BRANCH BANKING AND TRUST COMPANY, a North Carolina banking corporation (including its successors and assigns, hereinafter referred to as “Bank”).

ADDENDUM TO PROMISSORY NOTE BB&T Account No. xxxxxxxx

Applied Optoelectronics, Inc. • October 4th, 2019 • Semiconductors & related devices

• Company
  Applied Optoelectronics, Inc.
• Filed
  October 4th, 2019
• Industry
  Semiconductors & related devices

THIS ADDENDUM TO PROMISSORY NOTE (“Addendum”) is hereby made a part of the Note Modification Agreement dated September 30, 2019, from APPLIED OPTOELECTRONICS, INC. (“Borrower”) payable to the order of BRANCH BANKING AND TRUST COMPANY (“Bank”) in the principal amount of $20,000,000.00, which Note Modification Agreement amends that certain Promissory Note dated September 28, 2017 (including all renewals, extensions, modifications and substitutions thereof, the “Note”).

FOURTH AMENDMENT TO LOAN AGREEMENT AND THIRD AMENDMENT TO SECURITY AGREEMENT

Security Agreement • October 4th, 2019 • Applied Optoelectronics, Inc. • Semiconductors & related devices • Texas

• Contract Type
  Security Agreement
• Filed
  October 4th, 2019
• Company
  Applied Optoelectronics, Inc.
• Industry
  Semiconductors & related devices
• Jurisdiction
  Texas

THIS FOURTH AMENDMENT TO LOAN AGREEMENT AND THIRD AMENDMENT TO SECURITY AGREEMENT (this "Amendment") is made and entered into this 30th day of September, 2019, by and between Applied Optoelectronics, Inc., a Delaware corporation (hereinafter referred to as "Borrower") with its chief executive office and principal place of business at 13139 Jess Pirtle Blvd., Sugar Land, Texas 77478, and Branch Banking and Trust Company, a North Carolina corporation (hereinafter referred to as "Bank") with an office at 333 Clay Street, Suite 3800, Houston, Texas 77002.