Distribution AgreementDistribution Agreement • December 20th, 2018 • Advanced Series Trust • New Jersey
THIS DISTRIBUTION AGREEMENT (the “Agreement”) is made as of February 25, 2013, between the Advanced Series Trust (the “Trust”), on behalf of the portfolios set forth on attached Exhibit A (each, a “Portfolio” and, collectively, the “Portfolios”), and Prudential Annuities Distributors, Inc., a Delaware corporation (the “Distributor”).
ADVANCED SERIES TRUST AST BlackRock 80/20 Target Allocation ETF Portfolio SUBADVISORY AGREEMENTAdvanced Series Trust • December 20th, 2018 • Advanced Series Trust • New York
Agreement made as of this 18th day of December 2018 between PGIM Investments LLC (PGIM Investments) or the Manager), a New York limited liability company and BlackRock Financial Management, Inc., a Delaware corporation (BlackRock or the Subadviser),
ADVANCED SERIES TRUST AMENDMENT NO. 1 TO MANAGEMENT AGREEMENTManagement Agreement • December 20th, 2018 • Advanced Series Trust
Amendment No. 1 to Management Agreement made this 17th day of December, 2018, by and between Advanced Series Trust (AST), on behalf of each series listed on Schedule A hereto (collectively, the Portfolios) and PGIM Investments LLC (PGIM Investments or the Manager).
INTERCOMPANY INVESTMENT MANAGEMENT AGREEMENTIntercompany Investment Management Agreement • December 20th, 2018 • Advanced Series Trust • New York
This Intercompany Investment Management Agreement (the Agreement) is made as of this 14th day of September, 2018 between Goldman Sachs Asset Management, L.P. (GSAM or the Subadviser), a Delaware limited partnership, and Goldman Sachs Asset Management International (GSAMI), a private unlimited liability company incorporated in the United Kingdom.
AMENDMENTAdvanced Series Trust • December 20th, 2018
AMENDMENT made as of December 11, 2018 to that certain Amended and Restated Transfer Agency and Service Agreement made as of May 29, 2007 (the "TA Agreement"), between each of the investment companies listed in Exhibit A hereto including any series thereof (the "Fund") and Prudential Mutual Fund Services LLC ("PMFS"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the TA Agreement.
AMENDMENTAdvanced Series Trust • December 20th, 2018
Amendment made as of December 11, 2018, to that certain Custody Agreement dated as of November 7, 2002, as amended from time to time, between each Fund listed on the attached Schedule A thereto, including any series thereof (the “Fund”) and The Bank of New York Mellon (formerly, The Bank of New York) (“Custodian”) (such Custody Agreement hereinafter referred to as the “Custody Agreement”). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the Custody Agreement.
Amendment to Subadvisory Agreement for AST GOLDMAN SACHS MULTI-ASSET PORTFOLIOSubadvisory Agreement • December 20th, 2018 • Advanced Series Trust
AST Investment Services, Inc., PGIM Investments LLC (formerly Prudential Investments LLC) (collectively, the “Manager”) and Goldman Sachs Asset Management, L.P. (“Subadviser”) hereby agree to amend the Subadvisory Agreement, dated as of March 20, 2013, as amended May 1, 2014, by and among the Manager and Subadviser, pursuant to which Subadviser has been retained to provide investment advisory services to the AST Goldman Sachs Multi-Asset Portfolio as follows;
Amendment to Subadvisory Agreement for AST RCM WORLD TRENDS PORTFOLIOSubadvisory Agreement • December 20th, 2018 • Advanced Series Trust
AST Investment Services, Inc., PGIM Investments LLC (formerly Prudential Investments LLC) (collectively, the “Manager”) and Allianz Global Investors U.S. LLC. (“Subadviser”) hereby agree to amend the Subadvisory Agreement, dated as of April 1, 2013, by and among the Manager and Subadviser, pursuant to which Subadviser has been retained to provide investment advisory services to the AST RCM World Trends Portfolio as follows;
Amendment to Subadvisory Agreement for AST MFS GROWTH PORTFOLIOSubadvisory Agreement • December 20th, 2018 • Advanced Series Trust
AST Investment Services, Inc. and PGIM Investments LLC and Massachusetts Financial Services Company (“Subadviser”) hereby agree to amend the Subadvisory Agreement, dated as May 1, 2003, as amended December 13, 2008 and October 1, 2011, by and among AST Investment Services, Inc., PGIM Investments LLC (formerly Prudential Investments LLC), and Subadviser, pursuant to which Subadviser has been retained to provide investment advisory services to the AST MFS Growth Portfolio as follows;
Amendment to Subadvisory Agreement for AST FIDELITY INSTITUTIONAL AMSM QUANTITATIVE PORTFOLIOSubadvisory Agreement • December 20th, 2018 • Advanced Series Trust
AST Investment Services, Inc. and PGIM Investments LLC and FIAM LLC (formerly Pyramis Global Advisors, LLC) (“Subadviser”) hereby agree to amend the Subadvisory Agreement, dated as of February 10, 2014, by and among AST Investment Services, Inc., PGIM Investments LLC (formerly Prudential Investments LLC), and Subadviser, pursuant to which Subadviser has been retained to provide investment advisory services to the AST FI Pyramis® Quantitative Portfolio as follows;
ADVANCED SERIES TRUST AST BlackRock 60/40 Target Allocation ETF Portfolio SUBADVISORY AGREEMENTSubadvisory Agreement • December 20th, 2018 • Advanced Series Trust • New York
Agreement made as of this 18th day of December 2018 between PGIM Investments LLC (PGIM Investments) or the Manager), a New York limited liability company and BlackRock Financial Management, Inc., a Delaware corporation (BlackRock or the Subadviser),
PGIM Investments LLC Newark, NJ 07102Assumption Agreement • December 20th, 2018 • Advanced Series Trust
Reference is made to the Subadvisory Agreement (the “Subadvisory Agreement”), dated May 26, 2015, by and between Prudential Investments LLC (now known as “PGIM Investments LLC”) (“PGIM Investments”) and Goldman Sachs Asset Management International (“GSAMI”), pursuant to which GSAMI provides investment advisory services with respect to AST Goldman Sachs Global Income Portfolio (the “Fund”), a series of Advanced Series Trust, a diversified open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”).
