SUBADVISORY AGREEMENTSubadvisory Agreement • December 15th, 2020 • Advanced Series Trust • New York
Contract Type FiledDecember 15th, 2020 Company JurisdictionAgreement made as of this 31st day of July, 2020 between PGIM Investments LLC (PGIM Investments), a New York limited liability company and AST Investment Services, Inc. (ASTIS), a Maryland corporation (together, the Co-Managers), and Martin Currie Inc., a corporation organized and existing under the laws of the State of New York (Martin Currie or the Subadviser).
SUBADVISORY AGREEMENTSubadvisory Agreement • December 15th, 2020 • Advanced Series Trust • New York
Contract Type FiledDecember 15th, 2020 Company JurisdictionSubadvisory Agreement (Agreement) made as of this 23rd day of November, 2020 between PGIM Investments LLC (PGIM Investments or the Manager), a New York limited liability company, and PGIM, Inc. (PGIM), a New Jersey Corporation, and PGIM Limited (PGIM Limited), a United Kingdom limited company (PGIM and PGIM Limited are collectively referred to herein as the Subadvisers).
SUBADVISORY AGREEMENTSubadvisory Agreement • December 15th, 2020 • Advanced Series Trust • New York
Contract Type FiledDecember 15th, 2020 Company JurisdictionAgreement made as of this 31st day of July, 2020 between PGIM Investments LLC (PGIM Investments), a New York limited liability company, and AST Investment Services Inc. (ASTIS), a Maryland Corporation (together with PGIM Investments, the Manager), and Western Asset Management Company, LLC (WAMCO or the Subadviser), a California limited liability company.
AMENDMENTTransfer Agency and Service Agreement • December 15th, 2020 • Advanced Series Trust
Contract Type FiledDecember 15th, 2020 CompanyAMENDMENT made as of December 11, 2020 to that certain Amended and Restated Transfer Agency and Service Agreement made as of May 29, 2007 (the "TA Agreement"), between each of the investment companies listed in Exhibit A hereto including any series thereof (the "Fund") and Prudential Mutual Fund Services LLC ("PMFS"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the TA Agreement.
AMENDMENTCustody Agreement • December 15th, 2020 • Advanced Series Trust
Contract Type FiledDecember 15th, 2020 CompanyAMENDMENT made as of December 11, 2020, to that certain Custody Agreement dated as of November 7, 2002, as amended from time to time, between each Fund listed on the attached Schedule A thereto, including any series thereof (the "Fund") and The Bank of New York Mellon (formerly, The Bank of New York) ("Custodian") (such Custody Agreement hereinafter referred to as the "Custody Agreement"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the Custody Agreement.
ADDITION OF PORTFOLIOS TO ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • December 15th, 2020 • Advanced Series Trust
Contract Type FiledDecember 15th, 2020 CompanyThis document relates to the addition by each registered investment company listed on Attachment A to this document (each an "Additional Fund") to the Agreement (as defined below) of its investment portfolio listed on Attachment A to this document.
INTERCOMPANY INVESTMENT MANAGEMENT AGREEMENTIntercompany Investment Management Agreement • December 15th, 2020 • Advanced Series Trust • New York
Contract Type FiledDecember 15th, 2020 Company JurisdictionThis Intercompany Investment Management Agreement (the Agreement) is made as of this 30th day of October 2020 between Goldman Sachs Asset Management, L.P. (GSAM or the Subadviser), a Delaware limited partnership, and Goldman Sachs Asset Management International (GSAMI), a private unlimited liability company incorporated in the United Kingdom.
AMENDMENT NO. 5 TO MANAGEMENT AGREEMENTManagement Agreement • December 15th, 2020 • Advanced Series Trust
Contract Type FiledDecember 15th, 2020 CompanyAmendment No. 5 to Management Agreement made this 11th day of December, 2020, by and between Advanced Series Trust (AST), on behalf of each series listed on Schedule A hereto (collectively, the Portfolios) and PGIM Investments LLC (PGIM Investments or the Manager).
AMENDMENT TO SUBADVISORY AGREEMENTSubadvisory Agreement • December 15th, 2020 • Advanced Series Trust
Contract Type FiledDecember 15th, 2020 CompanyPrudential Investments LLC (the "Manager") has changed its name to PGIM Investments LLC. All references to "Prudential Investments LLC" in the Subadvisory Agreement, dated as of May 6, 2015, shall refer to the new entity name, "PGIM Investments LLC".
Subadvisory AgreementSubadvisory Agreement • December 15th, 2020 • Advanced Series Trust • New York
Contract Type FiledDecember 15th, 2020 Company JurisdictionAgreement made as of this 31st day of July, 2020, between PGIM Investments LLC, a New York limited liability company (the Manager), and QS Investors (QS), a Delaware limited liability company, Brandywine Global Investment Management, LLC (Brandywine), a Delaware limited liability company, ClearBridge Investments, LLC (ClearBridge), a Delaware limited liability company, Western Asset Management Company (Western Asset) a California corporation, and Western Asset Management Company Limited (Western Asset Limited), a limited liability company incorporated in England and Wales (each, a Subadviser and collectively, the Subadvisers).
Distribution AgreementDistribution Agreement • December 15th, 2020 • Advanced Series Trust • New Jersey
Contract Type FiledDecember 15th, 2020 Company JurisdictionTHIS DISTRIBUTION AGREEMENT (the "Agreement") is made as of February 25, 2013, between the Advanced Series Trust (the "Trust"), on behalf of the portfolios set forth on attached Exhibit A (each, a "Portfolio" and, collectively, the "Portfolios"), and Prudential Annuities Distributors, Inc., a Delaware corporation (the "Distributor").
AMENDMENT TO SUBADVISORY AGREEMENTSubadvisory Agreement • December 15th, 2020 • Advanced Series Trust
Contract Type FiledDecember 15th, 2020 CompanyAST Investment Services, Inc., PGIM Investments LLC (formerly Prudential Investments LLC) (collectively, the "Manager") and Allianz Global Investors U.S. LLC (the "Subadviser") hereby agree to amend the Subadvisory Agreement, dated as of April 1, 2013, as amended December 1, 2018, by and among the Manager and the Subadviser, pursuant to which the Subadviser has been retained to provide investment advisory services to the AST AllianzGI World Trends Portfolio (formerly AST RCM World Trends Portfolio) as follows;
SUBADVISORY AGREEMENTSubadvisory Agreement • December 15th, 2020 • Advanced Series Trust • New York
Contract Type FiledDecember 15th, 2020 Company JurisdictionAgreement made as of this 18th day of May 2020 between PGIM Investments LLC (PGIM Investments), a New York limited liability company and AST Investment Services, Inc. (ASTIS), a Maryland corporation (together, the Co- Managers), and each of BlackRock Financial Management, Inc. (BlackRock Financial), a Delaware corporation, BlackRock International Limited (BlackRock International), a corporation organized under the laws of Scotland with registered number SC160821, BlackRock (Singapore) Limited (BlackRock Singapore), a company incorporated under the laws of Singapore (collectively, BlackRock or the Subadvisers),
SUBADVISORY AGREEMENTSubadvisory Agreement • December 15th, 2020 • Advanced Series Trust • New York
Contract Type FiledDecember 15th, 2020 Company JurisdictionAgreement made as of this 30th day of October, 2020 between PGIM Investments LLC (PGIM Investments) or the Manager), a New York limited liability company and Goldman Sachs Asset Management, L.P., a Delaware limited partnership (GSAM or the Subadviser),