ADVANCED SERIES TRUST AST Mid-Cap Value Portfolio SUBADVISORY AGREEMENTSubadvisory Agreement • April 15th, 2021 • Advanced Series Trust • New York
Agreement made as of this 16th day of December, 2020 between PGIM Investments LLC (PGIM Investments), a New York limited liability company and AST Investment Services, Inc. (formerly American Skandia Investment Services, Inc.) (ASTIS), a Maryland corporation (together, the Co-Managers), and Victory Capital Management Inc., a New York corporation (Victory Capital or the Subadviser),
ADVANCED SERIES TRUST AMENDMENT NO. 4 TO MANAGEMENT AGREEMENTManagement Agreement • April 15th, 2021 • Advanced Series Trust
Amendment No. 4 to Management Agreement made this 22nd day of February 2021, by and between Advanced Series Trust (AST), on behalf of each series listed on Schedule A hereto (collectively, the Portfolios), PGIM Investments LLC and AST Investment Services, Inc. (collectively, the Manager).
ADVANCED SERIES TRUST AST Prudential Growth Allocation Portfolio Subadvisory AgreementSubadvisory Agreement • April 15th, 2021 • Advanced Series Trust • New York
This Agreement (the “Agreement”) is made as of this 13th day of January, 2021, by and among PGIM Investments LLC (PGIM Investments), a New York limited liability company and AST Investment Services, Inc. (formerly American Skandia Investment Services, Inc.) (ASTIS), a Maryland corporation (together, the Co-Managers) on the one hand, and on the other hand each, severally, of Jennison Associates LLC, a Delaware limited liability company (“Jennison”), QMA LLC, a New Jersey limited liability company (“QMA”), and PGIM, Inc., a New Jersey Corporation (“PGIM”). Each of Jennison, QMA and PGIM shall be referred to herein as a “Subadviser.
ADVANCED SERIES TRUST AST Mid-Cap Value Portfolio SUBADVISORY AGREEMENTSubadvisory Agreement • April 15th, 2021 • Advanced Series Trust • New York
Agreement made as of this 21st day of January, 2021 between PGIM Investments LLC (PGIM Investments), a New York limited liability company and AST Investment Services, Inc. (formerly American Skandia Investment Services, Inc.) (ASTIS), a Maryland corporation (together, the Co-Managers), and Wellington Management Company LLP, a Delaware limited liability partnership (Wellington Management or the Subadviser),
ADVANCED SERIES TRUST AST T. Rowe Price Diversified Real Growth Portfolio SUBADVISORY AGREEMENTSubadvisory Agreement • April 15th, 2021 • Advanced Series Trust • New York
This Agreement made as of this 31th day of March, 2021 between PGIM Investments LLC (PGIM Investments), a New York limited liability company (the Manager), and T. Rowe Price Associates, Inc. (TRPA), a corporation organized and existing under the laws of the State of Maryland and T. Rowe Price International, Ltd. (TRPIL), a corporation organized and existing under the laws of the United Kingdom, T. Rowe Price Japan, Inc. (TRPJ), a private company organized and existing under the laws of Japan, T. Rowe Price Hong Kong Limited (Central Entity Number: AVY670), a corporation organized and existing under the laws of Hong Kong (TRPHK), and T. Rowe Price Singapore Private Ltd. (TRP Singapore), a corporation organized and existing under the laws of the Republic of Singapore (collectively, T. Rowe or the Subadviser).
ADVANCED SERIES TRUST AMENDMENT NO. 5 TO MANAGEMENT AGREEMENTManagement Agreement • April 15th, 2021 • Advanced Series Trust
Amendment No. 5 to Management Agreement made this 11th day of December, 2020, by and between Advanced Series Trust (AST), on behalf of each series listed on Schedule A hereto (collectively, the Portfolios) and PGIM Investments LLC (PGIM Investments or the Manager).
Amendment to Subadvisory Agreement for AST T. ROWE PRICE LARGE-CAP GROWTH PORTFOLIOSubadvisory Agreement • April 15th, 2021 • Advanced Series Trust
AST Investment Services, Inc., PGIM Investments LLC (formerly Prudential Investments LLC) (collectively, the “Manager”) and T. Rowe Price Associates, Inc. (the “Subadviser”) hereby agree to amend the Subadvisory Agreement, dated as of November 29, 2005, as amended February 1, 2016 and June 1, 2017, by and among the Manager and the Subadviser, pursuant to which the Subadviser has been retained to provide investment advisory services to the AST T. Rowe Price Large-Cap Growth Portfolio as follows;
Amendment to Subadvisory Agreement FOR AST LEGG MASON DIVERSIFIED GROWTH PORTFOLIO OF ADVANCED SERIES TRUSTSubadvisory Agreement • April 15th, 2021 • Advanced Series Trust
PGIM Investments LLC (the “Manager”), QS Investors, LLC, Brandywine Global Investment Management, LLC, ClearBridge Investments, LLC, Western Asset Management Company, LLC and Western Asset Management Company Limited (collectively, the “Subadvisers”) hereby agree to amend the subadvisory agreement for the AST Legg Mason Diversified Growth Portfolio (the “Portfolio”), dated as of July 31, 2020, by and among the Manager and the Subadvisers (the “Agreement”) to: (i) change the name of the Portfolio; (ii) add Franklin Advisers, Inc. (“Franklin”) as a party to the Agreement; and (iii) amend the existing Schedule A to the Agreement.
Amendment to SUBADVISORY Agreement for AST J.P. MORGAN TACTICAL PRESERVATION PORTFOLIO OFSubadvisory Agreement • April 15th, 2021 • Advanced Series Trust
AST Investment Services, Inc., PGIM Investments LLC (formerly Prudential Investments LLC) (collectively, the “Manager”) and J.P. Morgan Investment Management, Inc. (the “Subadviser”) hereby agree to amend the Subadvisory Agreement, dated as of February 11, 2010, as amended October 1, 2015 and December 31, 2020, by and among the Manager and the Subadviser, pursuant to which the Subadviser has been retained to provide investment advisory services to the AST J.P. Morgan Tactical Preservation Portfolio (formerly, AST J.P. Morgan Strategic Opportunities Portfolio), as follows;
