INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • March 6th, 2020 • CIM Real Assets & Credit Fund • New York
This Investment Advisory and Management Agreement (“Agreement”) is made as of February 28th, 2020 by and between CIM REAL ASSETS & CREDIT FUND, a Delaware statutory trust (the “Company”), and CIM CAPITAL IC MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 6th, 2020 • CIM Real Assets & Credit Fund • New York
THIS SUB-ADVISORY AGREEMENT (this “Agreement”), dated as of February 28th, 2020, is entered into by and between (i) CIM Capital IC Management, LLC, a Delaware limited liability company (the “Adviser”) and (ii) OFS Capital Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
ADMINISTRATION AGREEMENTAdministration Agreement • March 6th, 2020 • CIM Real Assets & Credit Fund • New York
This Administration Agreement (this “Agreement”) is made as of February 28th, 2020 by and between CIM RACR REAL ESTATE INVESTMENTS, INC., a Maryland corporation (the “Company”), and CIM CAPITAL IC MANAGEMENT, LLC, a Delaware limited liability company (the “Administrator”).
DEALER MANAGER AGREEMENT February 28, 2020Dealer Manager Agreement • March 6th, 2020 • CIM Real Assets & Credit Fund • New York
The undersigned, CIM Real Assets & Credit Fund (the “Company”), a Delaware statutory trust, is conducting a continuous offering (the “Offering”) of its common shares of beneficial interest (collectively, the “Shares”). The Company desires for CCO Capital, LLC, a Delaware limited liability company (the “Dealer Manager” or “you”), to act as its Dealer Manager in connection with the offer and sales of the Shares to the public in the Offering. In connection with the sales of Shares, the Company hereby confirms its agreement with you, as Dealer Manager, as follows:
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • March 6th, 2020 • CIM Real Assets & Credit Fund • New York
THIS EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT (the “Agreement”) is effective as of the 28th day of February, 2020, by and between CIM Real Assets & Credit Fund, a Delaware statutory trust (the “Company”), and the investment adviser to the Company, CIM Capital IC Management, LLC (the “Adviser”).
FORM OF BROKER-DEALER SELLING AGREEMENTBroker-Dealer • March 6th, 2020 • CIM Real Assets & Credit Fund • Colorado
THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).
Form of Services AgreementForm of Services Agreement • March 6th, 2020 • CIM Real Assets & Credit Fund • New York
MARKETING AGREEMENTMarketing Agreement • March 6th, 2020 • CIM Real Assets & Credit Fund • New York
THIS MARKETING AGREEMENT is entered into effective as of the 18th day of February 2020, by and among ALPS Distributors, Inc., a Colorado corporation (the “Distributor”) and CCO Capital, LLC, a Delaware limited liability company (“CCO Capital”).
DISTRIBUTION AGREEMENTDistribution Agreement • March 6th, 2020 • CIM Real Assets & Credit Fund • New York
This Distribution Agreement (this “Agreement”) is made as of February 18, 2020, between CIM Real Assets & Credit Fund, a Delaware statutory trust (the “Company”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of a Delaware Statutory TrustAgreement and Declaration of Trust • March 6th, 2020 • CIM Real Assets & Credit Fund
WHEREAS, this Trust is a Delaware statutory trust formed pursuant to Certificate of Trust filed with the Secretary of the State of Delaware on February 4, 2019 and the execution of an initial declaration of trust, dated as of February 4, 2019 that is amended and restated in its entirety hereby;
CUSTODY AGREEMENT Dated September 9, 2019 Between UMB BANK, N.A. andCustody Agreement • March 6th, 2020 • CIM Real Assets & Credit Fund
This Agreement made as of the date first set forth above by and between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (“Custodian”), and CIM Real Assets & Credit Fund, a registered investment company organized under the laws of the State of Delaware (the “Company”).
