ESCROW AGREEMENT FOR CONTINGENT SECURITIES OFFERINGEscrow Agreement • July 10th, 2020 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledJuly 10th, 2020 Company Industry JurisdictionTHIS ESCROW AGREEMENT, effective as of July 10, 2020, (“Escrow Agreement”), is by, between and among North Capital Private Securities Corporation, a Delaware Corporation and a registered Broker-Dealer, member FINRA and SIPC, located at 623 E. Ft. Union Blvd, Suite 101, Salt Lake City, UT 84047, as escrow agent hereunder (“NCPS” or “Escrow Agent”); Otis Wealth, Inc., a Delaware corporation located (“Platform”) at 335 Madison Ave, 3rd Floor, New York, NY 10017; and Series Gallery Drop 028, a Series of Otis Gallery LLC, a Delaware limited liability company (“Issuer”) located at 335 Madison Ave, 3rd Floor, New York, NY 10017.
ContractOtis Gallery LLC • July 10th, 2020 • Retail-retail stores, nec
Company FiledJuly 10th, 2020 IndustryTHIS NOTE HAS NOT BEEN REGISTERED FOR SALE UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY OTHER APPLICABLE SECURITIES LAWS. THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THE SECURITIES UNDER SAID ACT OR OTHER APPLICABLE SECURITIES LAWS OR, IN THE ABSENCE THEREOF, AN OPINION OF COUNSEL IN FORM, SUBSTANCE AND SCOPE CUSTOMARY FOR OPINIONS OF COUNSEL IN COMPARABLE TRANSACTIONS, THAT REGISTRATION IS NOT REQUIRED UNDER SAID ACT, OR UNLESS SOLD PURSUANT TO RULE 144 UNDER SAID ACT. THIS NOTE IS SUBJECT TO THE TRANSFER RESTRICTIONS SET FORTH HEREIN.
PURCHASE AND SALE AGREEMENTPurchase and Sale Agreement • July 10th, 2020 • Otis Gallery LLC • Retail-retail stores, nec • New York
Contract Type FiledJuly 10th, 2020 Company Industry JurisdictionTHIS PURCHASE AND SALE AGREEMENT (this “Agreement”) is made and entered into as of this July 8, 2020, by and between (i) Series Gallery Drop 029, a Series of Otis Gallery LLC, a Delaware series limited liability company (“Purchaser”), and (ii) Otis Wealth, Inc., a Delaware corporation (“Seller”).
Series Gallery Drop 028, a Series of Otis Gallery LLC Interests are offered through North Capital Private Securities Corporation, a registered broker- dealer and a member of FINRA and SIPC (the “Broker”) Subscription Agreement to subscribe for Series...Otis Gallery LLC • July 10th, 2020 • Retail-retail stores, nec • New York
Company FiledJuly 10th, 2020 Industry JurisdictionPlease complete the following ACH payment details in order to automatically transfer money into the escrow account. This section can be left blank in the case of electronically initiated payments.
ASSET MANAGEMENT AGREEMENT SERIES GALLERY DROP 028Asset Management Agreement • July 10th, 2020 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledJuly 10th, 2020 Company Industry JurisdictionThis ASSET MANAGEMENT AGREEMENT (this “Agreement”), dated as of July 8, 2020, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Gallery Drop 028, a series of Otis Gallery LLC (the “Series”).
ASSET MANAGEMENT AGREEMENT SERIES GALLERY DROP 029Asset Management Agreement • July 10th, 2020 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledJuly 10th, 2020 Company Industry JurisdictionThis ASSET MANAGEMENT AGREEMENT (this “Agreement”), dated as of July 8, 2020, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Gallery Drop 029, a series of Otis Gallery LLC (the “Series”).
ASSET MANAGEMENT AGREEMENT SERIES GALLERY DROP 027Asset Management Agreement • July 10th, 2020 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledJuly 10th, 2020 Company Industry JurisdictionThis ASSET MANAGEMENT AGREEMENT (this “Agreement”), dated as of July 8, 2020, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Gallery Drop 027, a series of Otis Gallery LLC (the “Series”).