0001767876-20-000064 Sample Contracts

Broker-Dealer Agreement

Broker-Dealer Agreement • October 14th, 2020 • Otis Collection LLC • Retail-retail stores, nec

• Contract Type
  Broker-Dealer Agreement
• Filed
  October 14th, 2020
• Company
  Otis Collection LLC
• Industry
  Retail-retail stores, nec

This agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between Otis Collection LLC (“Client”), a Delaware Series Limited Liability Company, and Dalmore Group, LLC., a New York Limited Liability Company (“Dalmore”). Client and Dalmore agree to be bound by the terms of this Agreement, effective as of September 3, 2020 (the “Effective Date”):

termination agreement

Termination Agreement • October 14th, 2020 • Otis Collection LLC • Retail-retail stores, nec • Delaware

• Contract Type
  Termination Agreement
• Filed
  October 14th, 2020
• Company
  Otis Collection LLC
• Industry
  Retail-retail stores, nec
• Jurisdiction
  Delaware

This Termination Agreement (this “Agreement”), dated as of October 14, 2020 (the “Termination Date”), is entered into by and between Otis Collection LLC (the “Company”) and North Capital Private Securities Corporation (“NCPS”). Each of the Company and NCPS are individually referred to herein as a “Party” and together as the “Parties.”