ESCROW AGREEMENT FOR SECURITIES OFFERINGEscrow Agreement • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledJanuary 15th, 2021 Company Industry JurisdictionTHIS ESCROW AGREEMENT, effective as of January 13, 2021, (“Escrow Agreement”), is by, between and among North Capital Private Securities Corporation, a Delaware Corporation and a registered Broker-Dealer, member FINRA and SIPC, located at 623 E. Ft. Union Blvd, Suite 101, Salt Lake City, UT 84047 as escrow agent hereunder (“NCPS” or “Escrow Agent”); Dalmore Group, LLC (“Broker”), a New York limited liability company located at 525 Green Place, Woodmere, NY 11598; and Series Gallery Drop 065, a Series of Otis Gallery LLC, a Delaware series limited liability company (“Issuer”) located at 335 Madison Ave, 16th Floor, New York, NY 10017.
ContractPromissory Note • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec
Contract Type FiledJanuary 15th, 2021 Company IndustryTHIS NOTE HAS NOT BEEN REGISTERED FOR SALE UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY OTHER APPLICABLE SECURITIES LAWS. THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THE SECURITIES UNDER SAID ACT OR OTHER APPLICABLE SECURITIES LAWS OR, IN THE ABSENCE THEREOF, AN OPINION OF COUNSEL IN FORM, SUBSTANCE AND SCOPE CUSTOMARY FOR OPINIONS OF COUNSEL IN COMPARABLE TRANSACTIONS, THAT REGISTRATION IS NOT REQUIRED UNDER SAID ACT, OR UNLESS SOLD PURSUANT TO RULE 144 UNDER SAID ACT. THIS NOTE IS SUBJECT TO THE TRANSFER RESTRICTIONS SET FORTH HEREIN.
Series Gallery Drop 069, a Series of Otis Gallery LLC Interests are offered through Dalmore Group, LLC, a registered broker-dealer and a member of FINRA and SIPC (the “Broker”) Subscription Agreement to subscribe for Series Gallery Drop 069, a Series...Subscription Agreement • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec • New York
Contract Type FiledJanuary 15th, 2021 Company Industry JurisdictionPlease complete the following ACH payment details in order to automatically transfer money into the escrow account. This section can be left blank in the case of electronically initiated payments.
PURCHASE AND SALE AGREEMENTPurchase and Sale Agreement • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec • New York
Contract Type FiledJanuary 15th, 2021 Company Industry JurisdictionTHIS PURCHASE AND SALE AGREEMENT (this “Agreement”) is made and entered into as of this January 11, 2021, by and between (i) Series Gallery Drop 065, a Series of Otis Gallery LLC, a Delaware series limited liability company (“Purchaser”), and (ii) Otis Wealth, Inc., a Delaware corporation (“Seller”).
Series Gallery Drop 067, a Series of Otis Gallery LLCSeries Agreement • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec
Contract Type FiledJanuary 15th, 2021 Company IndustryCapitalized terms used but not defined herein have the meanings assigned to such terms in the Limited Liability Company Agreement of Otis Gallery LLC, as in effect as of the effective date set forth below (the “Operating Agreement”). References to Sections and Articles set forth herein are references to Sections and Articles of the Operating Agreement.
Series Gallery Drop 066, a Series of Otis Gallery LLCSeries Agreement • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec
Contract Type FiledJanuary 15th, 2021 Company IndustryCapitalized terms used but not defined herein have the meanings assigned to such terms in the Limited Liability Company Agreement of Otis Gallery LLC, as in effect as of the effective date set forth below (the “Operating Agreement”). References to Sections and Articles set forth herein are references to Sections and Articles of the Operating Agreement.
Series Gallery Drop 068, a Series of Otis Gallery LLCSeries Agreement • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec
Contract Type FiledJanuary 15th, 2021 Company IndustryCapitalized terms used but not defined herein have the meanings assigned to such terms in the Limited Liability Company Agreement of Otis Gallery LLC, as in effect as of the effective date set forth below (the “Operating Agreement”). References to Sections and Articles set forth herein are references to Sections and Articles of the Operating Agreement.
ASSET MANAGEMENT AGREEMENT SERIES GALLERY DROP 069Asset Management Agreement • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledJanuary 15th, 2021 Company Industry JurisdictionThis ASSET MANAGEMENT AGREEMENT (this “Agreement”), dated as of January 11, 2021, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Gallery Drop 069, a series of Otis Gallery LLC (the “Series”).
Series Gallery Drop 069, a Series of Otis Gallery LLCSeries Agreement • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec
Contract Type FiledJanuary 15th, 2021 Company IndustryCapitalized terms used but not defined herein have the meanings assigned to such terms in the Limited Liability Company Agreement of Otis Gallery LLC, as in effect as of the effective date set forth below (the “Operating Agreement”). References to Sections and Articles set forth herein are references to Sections and Articles of the Operating Agreement.
ASSET MANAGEMENT AGREEMENT SERIES GALLERY DROP 066Asset Management Agreement • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledJanuary 15th, 2021 Company Industry JurisdictionThis ASSET MANAGEMENT AGREEMENT (this “Agreement”), dated as of January 11, 2021, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Gallery Drop 066, a series of Otis Gallery LLC (the “Series”).
Series Gallery Drop 065, a Series of Otis Gallery LLCSeries Agreement • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec
Contract Type FiledJanuary 15th, 2021 Company IndustryCapitalized terms used but not defined herein have the meanings assigned to such terms in the Limited Liability Company Agreement of Otis Gallery LLC, as in effect as of the effective date set forth below (the “Operating Agreement”). References to Sections and Articles set forth herein are references to Sections and Articles of the Operating Agreement.
ASSET MANAGEMENT AGREEMENT SERIES GALLERY DROP 067Asset Management Agreement • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledJanuary 15th, 2021 Company Industry JurisdictionThis ASSET MANAGEMENT AGREEMENT (this “Agreement”), dated as of January 11, 2021, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Gallery Drop 067, a series of Otis Gallery LLC (the “Series”).
ASSET MANAGEMENT AGREEMENT SERIES GALLERY DROP 065Asset Management Agreement • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledJanuary 15th, 2021 Company Industry JurisdictionThis ASSET MANAGEMENT AGREEMENT (this “Agreement”), dated as of January 11, 2021, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Gallery Drop 065, a series of Otis Gallery LLC (the “Series”).
ASSET MANAGEMENT AGREEMENT SERIES GALLERY DROP 068Asset Management Agreement • January 15th, 2021 • Otis Gallery LLC • Retail-retail stores, nec • Delaware
Contract Type FiledJanuary 15th, 2021 Company Industry JurisdictionThis ASSET MANAGEMENT AGREEMENT (this “Agreement”), dated as of January 11, 2021, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Gallery Drop 068, a series of Otis Gallery LLC (the “Series”).