ContractPromissory Note • April 23rd, 2020 • Otis Collection LLC • Retail-retail stores, nec • New York
Contract Type FiledApril 23rd, 2020 Company Industry JurisdictionTHIS NOTE HAS NOT BEEN REGISTERED FOR SALE UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY OTHER APPLICABLE SECURITIES LAWS. THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THE SECURITIES UNDER SAID ACT OR OTHER APPLICABLE SECURITIES LAWS OR, IN THE ABSENCE THEREOF, AN OPINION OF COUNSEL IN FORM, SUBSTANCE AND SCOPE CUSTOMARY FOR OPINIONS OF COUNSEL IN COMPARABLE TRANSACTIONS, THAT REGISTRATION IS NOT REQUIRED UNDER SAID ACT, OR UNLESS SOLD PURSUANT TO RULE 144 UNDER SAID ACT. THIS NOTE IS SUBJECT TO THE TRANSFER RESTRICTIONS SET FORTH HEREIN.
FIRST AMENDMENT TO PURCHASE AND SALE AGREEMENTPurchase and Sale Agreement • April 23rd, 2020 • Otis Collection LLC • Retail-retail stores, nec • New York
Contract Type FiledApril 23rd, 2020 Company Industry JurisdictionTHIS FIRST AMENDMENT TO PURCHASE AND SALE AGREEMENT (this “Amendment”) is made and entered into as of this April 23, 2020, by and between (i) Series Collection Drop 001, a Series of Otis Collection LLC, a Delaware series limited liability company (“Purchaser”), and (ii) Otis Wealth, Inc., a Delaware corporation (“Seller”).
FIRST AMENDMENT TO ASSET MANAGEMENT AGREEMENT SERIES COLLECTION DROP 003Asset Management Agreement • April 23rd, 2020 • Otis Collection LLC • Retail-retail stores, nec • New York
Contract Type FiledApril 23rd, 2020 Company Industry JurisdictionThis FIRST AMENDMENT TO ASSET MANAGEMENT AGREEMENT (this “Amendment”), dated as of April 23, 2020, is entered into between Otis Wealth, Inc., a corporation organized under the laws of the State of Delaware (the “Asset Manager”), and Series Collection Drop 003, a Series of Otis Collection LLC (the “Series”).
Amended and Restated Series Collection Drop 001, a Series of Otis Collection LLCSeries Collection Agreement • April 23rd, 2020 • Otis Collection LLC • Retail-retail stores, nec
Contract Type FiledApril 23rd, 2020 Company IndustryCapitalized terms used but not defined herein have the meanings assigned to such terms in the Limited Liability Company Agreement of Otis Collection LLC, as in effect as of the effective date set forth below (the “Operating Agreement”). References to Sections and Articles set forth herein are references to Sections and Articles of the Operating Agreement.
Amended and Restated Series Collection Drop 003, a Series of Otis Collection LLCSeries Collection Agreement • April 23rd, 2020 • Otis Collection LLC • Retail-retail stores, nec
Contract Type FiledApril 23rd, 2020 Company IndustryCapitalized terms used but not defined herein have the meanings assigned to such terms in the Limited Liability Company Agreement of Otis Collection LLC, as in effect as of the effective date set forth below (the “Operating Agreement”). References to Sections and Articles set forth herein are references to Sections and Articles of the Operating Agreement.