Series #TICKER, a series of RSE Innovation, LLC Interests are offered through Dalmore Group, LLC, a registered broker-dealer and member of FINRA and SIPC (“Dalmore” or the “BOR”) Subscription Agreement to subscribe for Series #TICKER, a series of RSE...Subscription Agreement • October 8th, 2021 • RSE Innovation, LLC • Retail-retail stores, nec • Delaware
AMENDED AND RESTATED SUBSCRIPTION ESCROW AGREEMENTSubscription Escrow Agreement • October 8th, 2021 • RSE Innovation, LLC • Retail-retail stores, nec • Georgia
This Amended and Restated Subscription Escrow Agreement (the “Agreement”) is made effective as of October 7, 2021 (the “Effective Date”), by and between RSE Innovation, LLC, a Delaware series limited liability company with its principal place of business located at 250 Lafayette Street, 2nd Floor, New York, NY 10012 (the “Company”), Dalmore Group, LLC, a New York limited liability company with its principal place of business located at 525 Green Place, Woodmere, NY 11598 (the “Broker of Record”), and Atlantic Capital Bank, N.A., a Georgia banking corporation (the “Escrow Agent”).
CUSTODY AGREEMENTCustody Agreement • October 8th, 2021 • RSE Innovation, LLC • Retail-retail stores, nec • New York
This Custody Agreement (this “Agreement”) is effective as of 9/22/2021 (the “Effective Date”) by and among RSE Innovation, LLC, a Delaware registered limited liability company (“Issuer”), DriveWealth, LLC, a New Jersey registered limited liability company (“DriveWealth”), and RSE Transfer Agent LLC, a Delaware limited liability company (the “Transfer Agent”). Issuer, DriveWealth and the Transfer Agent are hereby referred to collectively as the “Parties” or each individually as a “Party.”
THE DALMORE GROUPBroker-Dealer Agreement • October 8th, 2021 • RSE Innovation, LLC • Retail-retail stores, nec
This agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between RSE Innovation, LLC (“Client”) a Delaware Limited Liability Company, and Dalmore Group LLC, a New York Limited Liability Company (“Dalmore”). Each of Client and Dalmore may be referred to herein as a “Party” and, collectively, the “Parties.” Client and Dalmore agree to be bound by the terms of this Agreement, effective of October 7, 2021 (the “Effective Date”):
SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES TO RSE INNOVATION, LLCService Agreement • October 8th, 2021 • RSE Innovation, LLC • Retail-retail stores, nec • New York
THIS SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES (this “Agreement”) between RSE Innovation, LLC, a Delaware series limited liability company (“Client”), and RSE Transfer Agent LLC, a Delaware limited liability company (the “Transfer Agent”), is dated as of October 7, 2021.
