0001821268-24-000280 Sample Contracts
ADVENT CONVERTIBLE AND INCOME FUND 11,533,627 Shares of Beneficial Interest Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares DEALER MANAGER AGREEMENTDealer Manager Agreement • September 23rd, 2024 • Advent Convertible & Income Fund • New York
terms of the Subscription Certificate, registered in the share record books of the Trust and delivered upon payment in full of the consideration payable therefor by the holders of Rights pursuant to the Subscription Certificate, will be validly issued and fully paid and nonassessable, except as provided in Section 3.8 of the Declaration of Trust, and free and clear of any preemptive rights or any similar rights arising under the DSTA, the Organizational Documents or any Scheduled Contract.
Standard Contracts
September 10, 2024 Advent Convertible and Income Fund 31st Floor New York, NY 10106 Attn: Tony Huang RE: Advent Convertible and Income Fund (AVK) – Rights Offer Dear Mr. Huang:Information Agent Agreement • September 23rd, 2024 • Advent Convertible & Income Fund • New York
This will serve as the Agreement between EQ Fund Solutions, LLC (“EQ Fund Solutions”) and Advent Convertible and Income Fund (the “Client”), pursuant to which EQ Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.
SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • September 23rd, 2024 • Advent Convertible & Income Fund
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of September 10, 2024, by and between Equiniti Trust Company, LLC (the “Subscription Agent”) and Advent Convertible and Income Fund (the “Company”).
