SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 29th, 2022 • Simplify Exchange Traded Funds • New York
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of March 28, 2022, by and between Simplify Asset Management Inc. (the “Adviser”), a New York corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), Simplify Exchange Traded Funds, a Delaware statutory trust (the “Trust”), and Volt Equity LLC (the “Sub-Adviser” and together with the Trust and Adviser the “Parties”), a Delaware limited liability company registered under the Advisers Act, with respect to the Simplify Volt Web3 ETF (the “Fund”), a series of Simplify Exchange Traded Funds, a Delaware statutory trust (the “Trust”).
MANAGEMENT AGREEMENTManagement Agreement • March 29th, 2022 • Simplify Exchange Traded Funds • Delaware
The Trust has been organized to engage in the business of an open-end management investment company. The Trust currently offers several series of shares to investors.
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 29th, 2022 • Simplify Exchange Traded Funds
This Amendment (“Amendment”) is made as of the March 28, 2022 (“Effective Date”), by and between each Trust (hereinafter each a “Trust” and collectively, the “Trusts” a applicable) listed on Appendix A to the Agreement (as defined below) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
SECOND AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • March 29th, 2022 • Simplify Exchange Traded Funds • Delaware
This second amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of September 30, 2021, by and between Simplify Exchange Traded Funds (“Trust”) and Foreside Financial Services, LLC (“Foreside”) is entered into as of February 11, 2022 (“Effective Date”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • March 29th, 2022 • Simplify Exchange Traded Funds
This Amendment (“Amendment”) is made as of the March 28, 2022 (“Effective Date”), by and between Simplify Exchange Traded Funds (the “Trust”) listed on Appendix I to the Agreement (as defined below) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • March 29th, 2022 • Simplify Exchange Traded Funds
This Amendment (“Amendment”) is made as of March 28, 2022 (“Effective Date”), by and between each Trust (hereinafter each a “Trust” and collectively, the “Trusts” a applicable) listed on Exhibit A to the Agreement (as defined below) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
