MANAGEMENT AGREEMENTManagement Agreement • October 23rd, 2023 • Simplify Exchange Traded Funds
Contract Type FiledOctober 23rd, 2023 CompanyThe Trust has been organized to engage in the business of an open-end management investment company. The Trust currently offers several series of shares to investors.
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • October 23rd, 2023 • Simplify Exchange Traded Funds
Contract Type FiledOctober 23rd, 2023 CompanyThis Amendment (“Amendment”) is made with effect as of October 23, 2023 (“Effective Date”), by and between SIMPLIFY EXCHANGE TRADED FUNDS (the “Trust”), on behalf of each of its series listed on Exhibit A to the Agreement (as defined below), and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 23rd, 2023 • Simplify Exchange Traded Funds
Contract Type FiledOctober 23rd, 2023 CompanyThis Amendment (“Amendment”) is made with effect as of October 23, 2023 (“Effective Date”), by and between SIMPLIFY EXCHANGE TRADED FUNDS (the “Trust”), on behalf of each of its series listed on Appendix A to the Agreement (as defined below), and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
NINTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 23rd, 2023 • Simplify Exchange Traded Funds • Delaware
Contract Type FiledOctober 23rd, 2023 Company JurisdictionThis ninth amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) novated as of September 30, 2021 by and between Simplify Exchange Traded Funds (“Trust”) and Foreside Financial Services, LLC (“Foreside”) is entered into with effect as of October 23, 2023 (the “Effective Date”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • October 23rd, 2023 • Simplify Exchange Traded Funds
Contract Type FiledOctober 23rd, 2023 CompanyThis Amendment (“Amendment”) is made with effect as of October 23, 2023 (“Effective Date”), by and between Simplify Exchange Traded Funds (the “Trust”), on behalf of its series listed on Appendix I to the Agreement (as defined below), and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
Fee Waiver AgreementFee Waiver Agreement • October 23rd, 2023 • Simplify Exchange Traded Funds
Contract Type FiledOctober 23rd, 2023 Company