CUSTODY AGREEMENTCustody Agreement • June 12th, 2024 • TCW ETF Trust • Massachusetts
ADMINISTRATION AGREEMENTAdministration Agreement • June 12th, 2024 • TCW ETF Trust • Massachusetts
This Administration Agreement (“Agreement”) dated and effective as of [ ], 2024, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and TCW ETF Trust, a Delaware statutory trust (the “Trust”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • June 12th, 2024 • TCW ETF Trust • Massachusetts
THIS AGREEMENT is made as of the ____ day of ___________, 2024, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and TCW ETF TRUST, a Delaware business trust having its principal office and place of business at 515 South Flower Street, Los Angeles, California 90071 (the “Trust”).
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONForm of Agreement and Plan of Reorganization • June 12th, 2024 • TCW ETF Trust
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is adopted as of this day of [ ], 2024 by and among: (i) Metropolitan West Funds and TCW Funds, Inc. (each a “Target Entity”), on behalf of its series listed under the heading “Target Funds” on Schedule A attached hereto (each, a “Target Fund”); and (ii) TCW ETF Trust (the “Acquiring Entity”), on behalf of its series listed under the heading “Acquiring Funds” on Schedule A (each, an “Acquiring Fund”). TCW Investment Management Company LLC (“TCW”) joins this Agreement solely for purposes of Section 9.2.
