SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 10th, 2024 • Simplify Exchange Traded Funds • New York
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of July 8, 2024 by and among Simplify Asset Management Inc. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), with an office at 222 Broadway 22nd Floor, New York, NY 10038; FCO Advisors LP (the “Sub-Adviser”), a Delaware limited partnership registered under the Advisers Act, with an office at 745 Fifth Avenue, 14th floor, New York, New York, 10151 and Simplify Exchange Traded Funds (the “Trust”), a Delaware statutory trust, on behalf of Simplify National Muni Bond ETF (the “Fund”), a series of the Trust.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 10th, 2024 • Simplify Exchange Traded Funds • New York
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of July 8, 2024 by and between Simplify Asset Management Inc. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) with an office at 222 Broadway 22nd Floor, New York, NY 10038; and Gamma Asset Management LLC (the “Sub-Adviser” and together with the Adviser, the “Parties”), an investment advisor company registered in Puerto Rico with an office at Ochoa Building 500 De La Tanca, Suite 301, San Juan, PR 00901; with respect to the Simplify Gamma Emerging Market Bond ETF (the “Fund”), a series of Simplify Exchange Traded Funds (the “Trust”), a Delaware statutory trust.
Fee Waiver AgreementWaiver Agreement • July 10th, 2024 • Simplify Exchange Traded Funds • Delaware
Sub-Advisory Fee Waiver AgreementWaiver Agreement • July 10th, 2024 • Simplify Exchange Traded Funds
Simplify Asset Management Inc. (“Simplify”) as the investment adviser to Simplify Gamma Emerging Market Bond ETF (the “Fund”) a series of Simplify Exchange Traded Funds (the “Trust”) pursuant to management agreement between Simplify and the Trust dated July 8, 2024 (the “Management Agreement”) has engaged Gamma Asset Management LLC (“Gamma”) to act as sub-adviser to the Fund pursuant to a sub-advisory agreement between Simplify and Gamma dated July 8, 2024 (the “Sub-Advisory Agreement”).
Amendment to Exhibit A of the Management Agreement Between Simplify Exchange Traded Funds and Simplify Asset Management Inc.Management Agreement • July 10th, 2024 • Simplify Exchange Traded Funds • Delaware
This amendment (the “Amendment”) to the Management Agreement (the “Agreement”) by and between Simplify Exchange Traded Funds (the “Trust”) and Simplify Asset Management Inc. (“SAMI”) is entered into with effect as of July 8, 2024 (the “Effective Date”).
