MANAGEMENT AGREEMENTManagement Agreement • September 20th, 2024 • Simplify Exchange Traded Funds
The Trust has been organized to engage in the business of an open-end management investment company. The Trust currently offers several series of shares to investors.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 20th, 2024 • Simplify Exchange Traded Funds • New York
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of September 19, 2024 by and between Simplify EQLS LLC. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), with an office at 222 Broadway 22nd Floor, New York, NY 10038; and Wolfe Research Advisors, LLC (the “Sub-Adviser”), a New York limited liability company registered under the Advisers Act, with an office at 757 Third Avenue 6th Floor New York, NY 10017; with respect to the Simplify Wolf US Equity 150/50 ETF (the “Fund”), a series of the Simplify Exchange Traded Funds (the “Trust”), a Delaware statutory trust.
THIRTEENTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • September 20th, 2024 • Simplify Exchange Traded Funds • Delaware
This thirteenth amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) novated as of September 30, 2021, by and between Simplify Exchange Traded Funds (“Trust”) and Foreside Financial Services, LLC (“Foreside”) is entered into with effect as of September 12th, 2024 (the “Effective Date”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 20th, 2024 • Simplify Exchange Traded Funds
This Amendment (“Amendment”) is made with effect as of the September 23, 2024 (“Effective Date”), by and between SIMPLIFY EXCHANGE TRADED FUNDS (the “Trust”), on behalf of each of its series listed on Appendix A to the Agreement (as defined below) and THE BANK OF NEW YORK MELLON (“BNY”).
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • September 20th, 2024 • Simplify Exchange Traded Funds
This Amendment (“Amendment”) is made with effect as of September 23, 2024 (“Effective Date”), by and between SIMPLIFY EXCHANGE TRADED FUNDS (the “Trust)”, on behalf of each of its series listed on Exhibit A to the Agreement (as defined below) and THE BANK OF NEW YORK MELLON (“BNY”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • September 20th, 2024 • Simplify Exchange Traded Funds
This Amendment (“Amendment”) is made with effect as of September 23, 2024 (“Effective Date”), by and between Simplify Exchange Traded Funds (the “Trust”), on behalf of its series listed on Appendix I to the Agreement (as defined below) and THE BANK OF NEW YORK MELLON (“BNY”).
