ROCKLEY PHOTONICS HOLDINGS LIMITED AND WILMINGTON SAVINGS FUND SOCIETY, FSB as Trustee FIRST SUPPLEMENTAL INDENTURE August 4, 2022 Convertible Senior Secured Notes Due 2026First Supplemental Indenture • August 5th, 2022 • Rockley Photonics Holdings LTD • Semiconductors & related devices • New York
Contract Type FiledAugust 5th, 2022 Company Industry JurisdictionFIRST SUPPLEMENTAL INDENTURE, dated as of August 4, 2022 (this “Supplemental Indenture”), between Rockley Photonics Holdings Limited, an exempted company incorporated in the Cayman Islands (the “Company”), and Wilmington Savings Fund Society, FSB (“WSFS”), as trustee (the “Trustee”), to the Indenture, dated as of May 27, 2022 (the “Original Indenture”), among the Company, the subsidiaries of the Company party thereto as “Guarantors”, the Trustee and WSFS, as collateral agent.
AMENDMENT NO. 1 TO AMENDED AND RESTATED SUBSCRIPTION AGREEMENTSubscription Agreement • August 5th, 2022 • Rockley Photonics Holdings LTD • Semiconductors & related devices • New York
Contract Type FiledAugust 5th, 2022 Company Industry JurisdictionAMENDMENT NO. 1, dated as of the 4th day of August, 2022 (this “Agreement”), by and among Rockley Photonics Holdings Limited, a Cayman Islands exempted company (the “Issuer”), each of the subsidiaries of the Issuer that are parties hereto (the “Guarantors” and collectively with the Issuer, the “Note Parties”), and the undersigned subscribers (the “Subscribers”) acting severally, and not jointly, to that certain Amended and Restated Subscription Agreement (the “Subscription Agreement”), dated as of May 26, 2022, among the Issuer, each of the Guarantors, and the Subscribers.