SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 25th, 2023 • Netcapital Inc. • Finance services • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of May 23, 2023, between Netcapital Inc., a Utah corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PLACEMENT AGENCY AGREEMENT May 23, 2023Placement Agency Agreement • May 25th, 2023 • Netcapital Inc. • Finance services • New York
COMMON STOCK PURCHASE WARRANT NETCAPITAL INC.Common Stock Purchase Warrant • May 25th, 2023 • Netcapital Inc. • Finance services • New York
THIS COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, ___________________ or its/his/her assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Netcapital Inc., a Utah corporation (the “Company”), up to [______] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
