NEOS ETF TRUST N-14/AAgreement and Plan of Reorganization • April 2nd, 2024 • NEOS ETF Trust
Contract Type FiledApril 2nd, 2024 CompanyRe: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF __________, 2024 (THE “AGREEMENT”), BY AND AMONG ETF Series Solutions (“ESS”) on behalf of ITS SERIES, Nationwide Nasdaq-100® Risk-Managed Income ETF (THE “Target FUND”), NEOS ETF Trust (“NEOS”) on behalf of ITS SERIES, NEOS Nasdaq-100® Hedged Equity Income ETF (THE “Acquiring fund”) AND, SOLELY FOR THE PURPOSES OF SECTION 9 THEREOF, NEOS Investment Management LLC (the “ADVISER”)