EXHIBIT 99.B5(a)(iii) ADVISORY CONTRACT LIFE & ANNUITY TRUST 111 Center Street Little Rock, Arkansas 72201Advisory Contract • March 1st, 1999 • Life & Annuity Trust
Contract Type FiledMarch 1st, 1999 Company
ADVISORY CONTRACTAdvisory Contract • July 31st, 2014 • Pear Tree Funds • Massachusetts
Contract Type FiledJuly 31st, 2014 Company JurisdictionAdvisory Contract ("Contract") dated as of November 7, 2013, between PEAR TREE ADVISORS, INC., a Delaware corporation (the "Manager") and PANAGORA ASSET MANAGEMENT, INC., a Delaware corporation (the "Advisor").
AMENDMENT TO THE IDS MANAGED FUTURES. L.P. ADVISORY CONTRACT DATED MARCH 27, 1987 John W. Henry & Company, Inc., a Florida corporation ("JWH"), IDS Managed Futures, L.P, a Delaware limited partnership ("the Partnership"), IDS Futures Corporation, a...Advisory Contract • March 28th, 2000 • Ids Managed Futures L P • Real estate investment trusts
Contract Type FiledMarch 28th, 2000 Company Industry
RECITALSAdvisory Contract • March 4th, 2004 • Grant Park Futures Fund Limited Partnership • Investors, nec • Illinois
Contract Type FiledMarch 4th, 2004 Company Industry Jurisdiction
EXHIBIT 11 QUANTITATIVE ADVISORS, INC. --------------------------- ADVISORY CONTRACT ----------------- Advisory Contract ("Contract") dated as of January 31, 1999, between QUANTITATIVE ADVISORS, INC., a Massachusetts corporation (the "Manager") and...Advisory Contract • July 30th, 1999 • Quantitative Group of Funds • Massachusetts
Contract Type FiledJuly 30th, 1999 Company Jurisdiction
EXHIBIT (d)(ii) ADVISORY CONTRACT OLD WESTBURY FUNDS, INC. (the "Fund") Old Westbury Capital Opportunity Fund (the "Portfolio") August 8, 1996 as amended and restated on February 28, 2001 Bessemer Trust Company, N.A. 630 Fifth Avenue New York, New...Advisory Contract • February 28th, 2001 • Old Westbury Funds Inc
Contract Type FiledFebruary 28th, 2001 Company
GRANT PARK FUTURES FUND LIMITED PARTNERSHIP ADVISORY CONTRACTAdvisory Contract • March 30th, 2006 • Grant Park Futures Fund Limited Partnership • Commodity contracts brokers & dealers • Illinois
Contract Type FiledMarch 30th, 2006 Company Industry JurisdictionThis Advisory Contract (the “Agreement”) is made as of the 22nd day of February, 2006, among Grant Park Futures Fund Limited Partnership, an Illinois limited partnership (the “Partnership”), Dearborn Capital Management, L.L.C., an Illinois limited liability company (the “General Partner”) and Welton Investment Corporation, a Delaware corporation (“Advisor”), on the following premises, terms and conditions:
Exhibit 15(xi) under Form N-1A Exhibit 10 under Item 601/Reg. S-K ADVISORY CONTRACT OLD WESTBURY FUNDS, INC. (the "Fund") Old Westbury Municipal Bond Fund (the "Portfolio") Federated Investors Funds 5800 Corporate Drive Pittsburgh, Pennsylvania...Advisory Contract • February 25th, 1998 • Old Westbury Funds Inc
Contract Type FiledFebruary 25th, 1998 Company
WINTON FUTURES FUND, L.P. (US) ADVISORY CONTRACTAdvisory Contract • September 26th, 2008 • Winton Futures Fund Lp (Us) • Commodity contracts brokers & dealers
Contract Type FiledSeptember 26th, 2008 Company IndustryThis agreement made as of this 12 day of April 1999, between Winton Futures Fund, L.P. (US) (the Partnership), Rockwell Futures Management, Inc. (the General Partner) and Winton Capital Management, Limited (the Advisor) is made on the following premises, terms and conditions:
AMENDED AND RESTATED ADVISORY CONTRACT HSBC MUTUAL FUNDS TRUST 3435 Stelzer Road Columbus, Ohio 43219 May 1, 1998 HSBC Asset Management Americas Inc. 140 Broadway New York, New York 10005 MASTER ADVISORY CONTRACT Dear Sirs: WHEREAS, the Master...Advisory Contract • March 26th, 1999 • HSBC Mutual Funds Trust
Contract Type FiledMarch 26th, 1999 Company
AMENDMENT to the ADVISORY CONTRACT Effective January 1, 2009Advisory Contract • June 2nd, 2011 • Pear Tree Funds
Contract Type FiledJune 2nd, 2011 CompanyThis Amendment dated January 1, 2009 to the Advisory Contract dated October 5, 1999 between Quantitative Investment Advisors, Inc. and Polaris Capital Management, Inc., is effective for the period January 1, 2009 to December 31, 2010. Paragraph 3 of the Advisory Contract is replaced in its entirety with the paragraph below.
AMENDMENT to the ADVISORY CONTRACT Effective November 10, 2009Advisory Contract • June 2nd, 2011 • Pear Tree Funds
Contract Type FiledJune 2nd, 2011 CompanyThis Amendment dated November 10, 2009 to the Advisory Contract dated October 5, 1999 between Quantitative Investment Advisors, Inc. and Polaris Capital Management, Inc., is effective for the period January 1, 2009 to December 31, 2010. Paragraph 3 of the Advisory Contract is replaced in its entirety with the paragraph below.
Valgro Funds, Inc. Advisory ContractAdvisory Contract • January 8th, 2002 • Valgro Funds Inc
Contract Type FiledJanuary 8th, 2002 CompanyBy this contract, Valgro Investments, Inc. ("Adviser"), a California corporation, agrees to be the investment adviser to the Valgro Fund of Valgro Funds, Inc. ("Advisee"), an Illinois corporation, in exchange for which Advisee agrees to pay Adviser the following fee. On each business day that the New York Stock Exchange is open for trading, a fee of 0.9% of 1/250 of that day's closing net assets (before adviser fees) is accrued. Accrued fees must be paid at least monthly.
ADVISORY CONTRACT CALIFORNIA TAX-FREE MONEY MARKET TRUSTAdvisory Contract • July 31st, 1998 • Stagecoach Funds Inc /Ak/
Contract Type FiledJuly 31st, 1998 Company
AMENDED AND RESTATED ADVISORY CONTRACTAdvisory Contract • December 17th, 2004 • Saul B F Real Estate Investment Trust • Savings institution, federally chartered • Maryland
Contract Type FiledDecember 17th, 2004 Company Industry JurisdictionTHIS ADVISORY CONTRACT between the B. F. Saul Advisory Company (the “Advisor”) and the B. F. Saul Real Estate Investment Trust (the “Trust”) is, as of October 1, 1982, amended and restated in full as follows:
AMENDMENT NO. 2 AMENDED AND RESTATED ADVISORY CONTRACTAdvisory Contract • April 20th, 2007 • Saul B F Real Estate Investment Trust • Savings institution, federally chartered
Contract Type FiledApril 20th, 2007 Company IndustryTHIS AMENDMENT NO. 2 is made as of January 18, 2007, between B. F. Saul Company (the “Advisor”) and B. F. Saul Real Estate Investment Trust (the “Trust”).
WITNESSETH:Advisory Contract • December 18th, 2002 • Saul B F Real Estate Investment Trust • Savings institution, federally chartered • Maryland
Contract Type FiledDecember 18th, 2002 Company Industry Jurisdiction
OUANTITATIVE ADVISORS, INC. ADVISORY CONTRACT Advisory Contract ("Contract") dated as of May 1, 2001, between QUANTITATIVE ADVISORS, INC., a Massachusetts corporation (the "Manager") and SSGA FUNDS MANAGEMENT, INC., a Massachusetts corporation (the...Advisory Contract • July 27th, 2001 • Quantitative Group of Funds • Massachusetts
Contract Type FiledJuly 27th, 2001 Company Jurisdiction
AMENDED AND RESTATED ADVISORY CONTRACT HSBC Mutual Funds Trust 3435 Stelzer Road Columbus, Ohio 43219Advisory Contract • April 30th, 1999 • HSBC Mutual Funds Trust
Contract Type FiledApril 30th, 1999 Company
FORM OF ADVISORY CONTRACTAdvisory Contract • June 25th, 2001 • Lipper Funds Inc
Contract Type FiledJune 25th, 2001 Company
ADVISORY CONTRACTAdvisory Contract • January 18th, 2016
Contract Type FiledJanuary 18th, 2016the client with it in agreement explains itself, the Office to its economic adviser on the conditions in requirement, specified down, to take AS WELL AS THAT the Office one as the international network Ambassador Investment Captive Inc., belonging company, this is gladly supported on the conditions specified down the economic activity exercised by the client,
ADVISORY CONTRACTAdvisory Contract • July 31st, 1997 • Ids Managed Futures L P • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledJuly 31st, 1997 Company Industry Jurisdiction
EXHIBIT 10.01 PROFUTURES BULL & BEAR FUND, L.P. FIRST AMENDMENT AND RESTATEMENT OF ADVISORY CONTRACT This FIRST AMENDMENT AND RESTATEMENT OF ADVISORY CONTRACT (the "Agreement") is made as of the 31st day of August, 1998, by and between PROFUTURES BULL...Advisory Contract • September 10th, 1998 • Profutures Bull & Bear Fund L P • New York
Contract Type FiledSeptember 10th, 1998 Company Jurisdiction
ADVISORY CONTRACTAdvisory Contract • December 30th, 1997 • Triumph Funds Inc
Contract Type FiledDecember 30th, 1997 Company
1 EXHIBIT 10.03 [PROFUTURES LETTERHEAD] August 31, 2000 VIA OVERNIGHT COURIER Charles Mizrahi, President Hampton Investors, Inc. 2519 Avenue U Brooklyn, New York 11229 RE: HAMPTON INVESTORS INC. FIRST AMENDED AND RESTATED ADVISORY CONTRACT WITH...Advisory Contract • August 4th, 2000 • Profutures Long/Short Growth Fund Lp • Commodity contracts brokers & dealers
Contract Type FiledAugust 4th, 2000 Company Industry
ADVISORY CONTRACTAdvisory Contract • March 16th, 2020
Contract Type FiledMarch 16th, 2020The undersigned ("Client") hereby retains FINANCIAL PLANNING HAWAII INC. (“FPH”) to act as investment adviser on the terms and conditions set forth below.
Item 77Q1(e) - New or Amended Registrant Advisory Contracts COPIES OF ANY NEW OR AMENDED REGISTRANT ADVISORY CONTRACTS In response to Sub-Item 77q1(e), Addendum to Management Agreement, effective February 1, 2018, between Lord, Abbett & Co. LLC and...Advisory Contract • May 25th, 2018 • Lord Abbett Municipal Income Fund Inc
Contract Type FiledMay 25th, 2018 CompanyCOPIES OF ANY NEW OR AMENDED REGISTRANT ADVISORY CONTRACTS In response to Sub-Item 77q1(e), Addendum to Management Agreement, effective February 1, 2018, between Lord, Abbett & Co. LLC and Lord Abbett Municipal Income Fund, Inc. on behalf of its series, Lord Abbett Short Duration Tax Free Fund. The Addendum to Management Agreement is hereby attached as Item 77Q1(e).
ADVISORY CONTRACT 100% Treasury Money Market Fund a portfolio of STAGECOACH FUNDS, INC. 111 Center Street Little Rock, Arkansas 72201Advisory Contract • July 31st, 1998 • Stagecoach Funds Inc /Ak/
Contract Type FiledJuly 31st, 1998 Company
EXHIBIT 5 QUANTITATIVE ADVISORS, INC. ADVISORY CONTRACT Advisory Contract dated as of October 1, 1996, between QUANTITATIVE ADVISORS, INC., a Massachusetts corporation (the "Manager") and INDEPENDENCE INTERNATIONAL ASSOCIATES, INC., a Massachusetts...Advisory Contract • July 31st, 1997 • Quantitative Group of Funds • Massachusetts
Contract Type FiledJuly 31st, 1997 Company Jurisdiction
Non-independent Advisory ContractAdvisory Contract • July 28th, 2021
Contract Type FiledJuly 28th, 2021Of the first part, CaixaBank, S.A., (“CaixaBank”), with registered address at Calle Pintor Sorolla 2-4, Valencia (46002) and tax identification number (NIF) A08663619, registered in the special registry of the Bank of Spain under number 2100, and in the Companies Registry of Valencia in Volume 10,370, Sheet 1, Page V-17351, Entry 28.
AMENDMENT to the ADVISORY CONTRACT Effective January 1, 2009Advisory Contract • July 31st, 2009 • Quantitative Group of Funds
Contract Type FiledJuly 31st, 2009 CompanyThis Amendment dated January 1, 2009 to the Advisory Contract dated October 5, 1999 between Quantitative Investment Advisors, Inc. and Polaris Capital Management, Inc., is effective for the period January 1, 2009 to December 31, 2010. Paragraph 3 of the Advisory Contract is replaced in its entirety with the paragraph below.
Valgro Funds, Inc. Advisory ContractAdvisory Contract • October 17th, 2000 • Valgro Funds Inc
Contract Type FiledOctober 17th, 2000 CompanyBy this contract, Valgro Investments, Inc. ("Adviser"), a California corporation, agrees to be the investment adviser to the Valgro Fund of Valgro Funds, Inc. ("Advisee"), an Illinois corporation, in exchange for which Advisee agrees to pay Adviser the following fee. On each business day that the New York Stock Exchange is open for trading, a fee of 0.9% of 1/250 of that day's closing net assets (before adviser fees) is accrued. Accrued fees must be paid at least monthly.
WITNESSETH:Advisory Contract • June 18th, 1997 • Maximus Fund I LLC • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledJune 18th, 1997 Company Industry
QUANTITATIVE INVESTMENT ADVISORS, INC. ADVISORY CONTRACT Advisory Contract ("Contract") dated as of July 19, 2004, between QUANTITATIVE INVESTMENT ADVISORS, INC., a Delaware corporation (the "Manager") and PanAgora Asset Management, Inc., a Delaware...Advisory Contract • July 29th, 2004 • Quantitative Group of Funds • Massachusetts
Contract Type FiledJuly 29th, 2004 Company Jurisdiction
Valgro Funds, Inc. Advisory ContractAdvisory Contract • June 16th, 2003 • Valgro Funds Inc
Contract Type FiledJune 16th, 2003 CompanyBy this contract, Valgro Investments, Inc. ("Adviser"), a California corporation, agrees to be the investment adviser to the Valgro Fund of Valgro Funds, Inc. ("Advisee"), an Illinois corporation, in exchange for which Advisee agrees to pay Adviser the following fee. On each business day that the New York Stock Exchange is open for trading, a fee of 0.9% of 1/250 of that day's closing net assets (before adviser fees) is accrued. Accrued fees must be paid at least monthly.