AUCTION AGENCY AGREEMENT dated as of ________________ relating to the SERIES ___ MONEY MARKET CUMULATIVE PREFERRED(R) SHARES THE BANK OF NEW YORK as Auction Agent AUCTION AGENCY AGREEMENT This Auction Agency Agreement (this "Agreement"), dated as of...Auction Agency Agreement • February 19th, 2008 • Tortoise Energy Capital Corp • New York
RELATING TOAuction Agency Agreement • December 22nd, 2005 • Calamos Global Total Return Fund • New York
AUCTION AGENCY AGREEMENT dated as of October , 2006 Relating to Auction Market Preferred Shares ("AMPS"), 3,600 Shares, Series M7 3,600 Shares, Series W7 3,600 Shares, Series F7 3,600 Shares, Series T28 3,600 Shares, Series Th28 of CLOUGH GLOBAL...Auction Agency Agreement • October 19th, 2006 • Clough Global Opportunities Fund • New York
This Auction Agency Agreement (this "Agreement"), dated as of October , 2006, is between CLOUGH GLOBAL OPPORTUNITIES FUND (the "Fund") and The Bank of New York, a New York banking corporation (the "Auction Agent").
Exhibit 99.7 AUCTION AGENCY AGREEMENT This Auction Agency Agreement (the "Agreement"), dated as of ________ __, 2003, among PHEAA Student Loan Trust I, a Delaware statutory trust (the "Issuer"), Manufacturers and Traders Trust Company, a New York...Auction Agency Agreement • November 10th, 2003 • Pheaa Student Loan Foundation Inc • Asset-backed securities • Pennsylvania
EX-99.AUCTIONAGREE 8 auctionagree.htm FEDERATED PREMIER MUNICIPAL INCOME FUND AUCTION AGENCY AGREEMENT dated as of February 18, 2003 Relating to Auction Market Preferred Shares Series A of FEDERATED PREMIER MUNICIPAL INCOME FUND DEUTSCHE BANK TRUST...Auction Agency Agreement • May 5th, 2020 • Delaware
This Auction Agency Agreement (this "Agreement"), dated as of February 18, 2003, is by and between FEDERATED PREMIER MUNICIPAL INCOME FUND, a Delaware statutory trust (the "Trust") and Deutsche Bank Trust Company Americas, a New York banking corporation.
AUCTION AGENCY AGREEMENT dated as of , 20 Relating to Series M Auction Preferred Shares Series T Auction Preferred Shares Series W Auction Preferred Shares Series Th Auction Preferred Shares Series F Auction Preferred Shares of [THE REORGANIZED FUND]Auction Agency Agreement • October 24th, 2011 • RMR Asia Pacific Real Estate Fund • New York
This Auction Agency Agreement (this “Agreement”), dated as of , 20 , is between [The Reorganized Fund] (the “Fund”) and The Bank of New York Mellon, a New York banking corporation.
EX-99.(K)(2)(A) 9 dex99k2a.htm AUCTION AGENCY AGREEMENT Exhibit (k)(2)(a) REAL ESTATE INCOME FUND INC. AUCTION AGENCY AGREEMENT dated as of September 30, 2002 Relating to Taxable Auction Rate Preferred Stock of Real Estate Income Fund Inc. DEUTSCHE...Auction Agency Agreement • May 5th, 2020 • New York
This Auction Agency Agreement (this “Agreement”), dated as of September 30, 2002, is between Real Estate Income Fund Inc. (the “Fund”) and Deutsche Bank Trust Company Americas, a New York corporation.
FORM OF AUCTION AGENCY AGREEMENT KAYNE ANDERSON MLP INVESTMENT COMPANY AUCTION AGENCY AGREEMENT dated as of [ ], 20___ relating to the SERIES ___AUCTION RATE PREFERRED STOCK [AUCTION AGENT] as Auction AgentAuction Agency Agreement • March 23rd, 2007 • Kayne Anderson MLP Investment CO • New York
This Auction Agency Agreement (this “Agreement”), dated as of [___], 20___, is between Kayne Anderson MLP Investment Company (the “Company”) and [Auction Agent].
TORTOISE ENERGY INFRASTRUCTURE CORPORATION AUCTION AGENCY AGREEMENT dated as of __________, ____ relating to the AUCTION RATE SENIOR NOTES $__________ SERIES __, DUE __________ [Auction Agent] as Auction AgentAuction Agency Agreement • September 14th, 2007 • Tortoise Energy Infrastructure Corp • New York
This Auction Agency Agreement (this “Agreement”), dated as of __________, ____, is between Tortoise Energy Infrastructure Corporation (the “Company”) and [Auction Agent].
TORTOISE ENERGY INFRASTRUCTURE CORPORATION AUCTION AGENCY AGREEMENT dated as of _________ __, ____ relating to the SERIES __ MONEY MARKET CUMULATIVE PREFERRED® SHARES [Auction Agent] as Auction AgentAuction Agency Agreement • September 14th, 2007 • Tortoise Energy Infrastructure Corp • New York
This Auction Agency Agreement (this “Agreement”), dated as of ________ __, ____, is between Tortoise Energy Infrastructure Corporation (the “Company”) and [Auction Agent].
COHEN & STEERS REIT AND UTILITY INCOME FUND, INC. AUCTION AGENCY AGREEMENT dated as of , 2007 Relating to Auction Preferred Shares, Series of COHEN & STEERS REIT AND UTILITY INCOME FUND, INC. THE BANK OF NEW YORK as Auction AgentAuction Agency Agreement • February 8th, 2007 • Cohen & Steers Reit & Utility Income Fund Inc • New York
This Auction Agency Agreement (this “Agreement”), dated as of , 2007, is between COHEN & STEERS REIT AND UTILITY INCOME FUND, INC. (the “Fund”) and The Bank of New York, a New York banking corporation.
AUCTION AGENCY AGREEMENT dated as of [ ] Relating to Auction Preferred Shares Series [ ], [ ] and [ ] Of BLACKROCK MUNICIPAL 2020 TERM TRUSTAuction Agency Agreement • November 17th, 2003 • Blackrock Municipal 2020 Term Trust • New York
This Auction Agency Agreement (this "Agreement"), dated as of [ ], 2003 is between BlackRock Municipal 2020 Term Trust (the "Fund") and The Bank of New York, a New York banking corporation.
TORTOISE ENERGY INFRASTRUCTURE CORPORATION AUCTION AGENCY AGREEMENT dated as of _________ __, ____ relating to the SERIES __ TORTOISE AUCTION PREFERRED SHARES [AUCTION AGENT] as Auction AgentAuction Agency Agreement • January 25th, 2008 • Tortoise Energy Infrastructure Corp • New York
THIS AUCTION AGENCY AGREEMENT (this “Agreement”), dated as of ________ __, ____, is between TORTOISE ENERGY INFRASTRUCTURE CORPORATION (the “Company”) and
Auction Agency AgreementAuction Agency Agreement • March 13th, 2020
Special Conditions The Seller gives an unconditional instruction to remit the Sale Proceeds directly to the Salvation Army in to the Salvation Army Bank Account. The direction to remit the Sale Proceeds of the Asset to the Salvation Army is a charitable donation to the Salvation Army. The Salvation Army will provide a receipt to the Seller for the Sale Proceeds. The Auctioneer will only sell Assets that are encumbrance free and with a clear PPSR report.
PIMCO CORPORATE INCOME FUND AUCTION AGENCY AGREEMENT dated as of February 20, 2002 Relating to Auction Rate Cumulative Preferred Shares Series M, Series T, Series W, Series TH and Series F of PIMCO CORPORATE INCOME FUND BANKERS TRUST COMPANY, as...Auction Agency Agreement • September 28th, 2020 • Pimco Corporate & Income Strategy Fund • New York
This Auction Agency Agreement (this “Agreement”), dated as of February 20, 2002, is between PIMCO Corporate Income Fund (the “Fund”) and Bankers Trust Company, a New York banking corporation.
e-ROC and e-REGO AUCTION AGENCY AGREEMENTAuction Agency Agreement • April 24th, 2019 • England
WHEREAS the Principal has agreed to appoint NFPAS as its agent to invite bids, and to accept the highest bid, in relation to the Specified ROCs and/or REGOs on the terms of the e-ROC and e-REGO Auction Code, the e-ROC and e-REGO Conditions of Sale and in accordance with the terms of the Agreement (set out in the next pages) and NFPAS has agreed to accept such appointment.
AUCTION AGENCY AGREEMENT dated as of April __, 2003 Relating to Auction Market Preferred Shares Series M28 Series W28 Series T7 Series W7 Series Th7 Series F7 of EVERGREEN INCOME ADVANTAGE FUNDAuction Agency Agreement • April 15th, 2003 • Evergreen Income Advantage Fund • New York
FORM OF AMENDMENT TO AUCTION AGENCY AGREEMENT BETWEEN REAL ESTATE INCOME FUND INC. AND DEUTSCHE BANK TRUST COMPANY AMERICASAuction Agency Agreement • July 11th, 2005 • Real Estate Income Fund Inc
WHEREAS, the undersigned are the parties to the auction agency agreement, dated as of September 30, 2002, between Real Estate Income Fund Inc., a Maryland corporation (the “Fund”) and Deutsche Bank Trust Company Americas, as Auction Agent (the “Agreement”);
AMENDMENT TO THE AUCTION AGENCY AGREEMENTAuction Agency Agreement • January 4th, 2007 • Ing Clarion Global Real Estate Income Fund
This Amendment (the “Amendment”) is made as of December 18, 2006, by and between ING Clarion Global Real Estate Income Fund (the “Trust”) and The Bank of New York, a New York banking corporation, and amends the Auction Agency Agreement dated as of May 14, 2004 (the “Agreement”), by and between the Trust and The Bank of New York. All capitalized terms used in the Amendment shall have the meaning ascribed to them in the Agreement.
June __, 2004 RMR Hospitality and Real Estate Fund 400 Centre Street Newton, Massachusetts 02458 Ladies and Gentlemen: Reference is made to the Auction Agency Agreement (the "Auction Agency Agreement") to be dated June __, 2004, between RMR...Auction Agency Agreement • June 3rd, 2004 • RMR Hospitality & Real Estate Fund
Reference is made to the Auction Agency Agreement (the "Auction Agency Agreement") to be dated June __, 2004, between RMR Hospitality and Real Estate Fund (the "Company") and The Bank of New York, a New York banking corporation (the "Auction Agent"). RBC Dain Rauscher Inc. ("RBC") wishes to confirm its agreement with you that, for so long as RBC acts as broker-dealer in connection with the auction of the Company's Series Th Auction Preferred Shares, $0.0001 par value per share, with a liquidation preference of $25,000 per share, the Company shall not appoint, and shall not request or allow the Auction Agent to appoint, any additional broker-dealers, without the prior written consent of RBC, which consent shall be given in RBC's sole discretion. Nothing in this letter agreement shall be taken to limit the rights of the Company to terminate, or cause the Auction Agent to terminate, RBC as provided in Section 5.1 of the Broker-Dealer Agreement to be dated June __, 2004, between the Auctio
KAYNE ANDERSON MLP INVESTMENT COMPANY AUCTION AGENCY AGREEMENT dated as of [ ], 20 relating to the AUCTION RATE SENIOR NOTES [$ ] SERIES , DUE [ ], 20 [Auction Agent] as Auction AgentAuction Agency Agreement • March 23rd, 2007 • Kayne Anderson MLP Investment CO • New York
This Auction Agency Agreement (this “Agreement”), dated as of ___, 20___, is between Kayne Anderson MLP Investment Company (the “Company”), [Auction Agent], and [Paying Agent]
AUCTION AGENCY AGREEMENT dated as of [__________], 2005 relating to the AUCTION RATE SENIOR NOTES $______ SERIES A, DUE __________ $______ SERIES B, DUE __________ $______ SERIES C, DUE __________ The Bank of New York as Auction AgentAuction Agency Agreement • March 16th, 2005 • Kayne Anderson MLP Investment CO • New York
This Auction Agency Agreement (this “Agreement”), dated as of March [___], 2005, is between Kayne Anderson MLP Investment Company (the “Company”), The Bank of New York, and The Bank of New York Trust Company, N.A.
CALAMOS AUCTION AGENCY AGREEMENT BASIC TERMS FOR ACTING AS AUCTION AGENT Relating to AUCTION RATE CUMULATIVE PREFERRED SHARES July 31, 2003Auction Agency Agreement • September 12th, 2007 • Calamos Global Dynamic Income Fund • New York
These basic terms (“Basic Terms”) set forth the general terms and conditions pursuant to which a bank or trust company identified in a Request and Acceptance Letter will act as auction agent (an “Auction Agent”) for Preferred Shares issued by an investment company registered under the Investment Company Act of 1940, as amended, as further identified by such Request and Acceptance Letter (a “Fund”), for which Calamos Asset Management, Inc. is the investment adviser.
BLACKROCK GLOBAL FLOATING RATE INCOME TRUST AUCTION AGENCY AGREEMENT dated as of ____________, 2004Auction Agency Agreement • October 21st, 2004 • Blackrock Global Floating Rate Income Trust • New York
BlackRock Global Floating Rate Income Trust (the “Trust”) may exercise its option to designate the Rate Period of its Series ____ APS commencing [the first day of the Special Rate Period] as a Special Rate Period.
AUCTION AGENCY AGREEMENT dated as of ________ __, 200_Auction Agency Agreement • January 5th, 2006 • Tortoise North American Energy Corp • New York
PIONEER HIGH INCOME TRUST ----------------------------------------------- AUCTION AGENCY AGREEMENT dated as of July 12, 2002, as amended and restated July [_], 2003Auction Agency Agreement • July 25th, 2003 • Pioneer High Income Trust • New York
EXHIBIT k.4 TORTOISE ENERGY INFRASTRUCTURE CORPORATION AUCTION AGENCY AGREEMENT dated as of _____, 2005Auction Agency Agreement • July 7th, 2005 • Tortoise Energy Infrastructure Corp • New York
Exhibit (k)(2) FORM OF AUCTION AGENCY AGREEMENTAuction Agency Agreement • July 13th, 2001 • Cna Income Shares Inc • New York
AUCTION AGENCY AGREEMENT dated as of October [ ], 2006 Relating to Auction Market Preferred Shares 3,800 Shares, Series T7 3,800 Shares, Series TH7 of DUFF & PHELPS UTILITY AND CORPORATE BOND TRUST INC.Auction Agency Agreement • October 17th, 2006 • Duff & Phelps Utility & Corporate Bond Trust Inc • New York
ING CLARION REAL ESTATE INCOME FUND AUCTION AGENCY AGREEMENT dated as of November 24, 2003 Relating to Auction Preferred Shares Series W28 of ING CLARION REAL ESTATE INCOME FUND The Bank of New York, as Auction AgentAuction Agency Agreement • November 13th, 2006 • Ing Clarion Real Estate Income Fund • New York
ING Clarion Real Estate Income Fund (the “Trust”) may exercise its option to designate the Rate Period of its Series W28 APS commencing [the first day of the Special Rate Period] as a Special Rate Period.
ING CLARION GLOBAL REAL ESTATE INCOME FUND AUCTION AGENCY AGREEMENT dated as of May 14, 2004 Relating to Auction Preferred Shares Series A, Series B, Series C, Series D, Series T and Series W of ING CLARION GLOBAL REAL ESTATE INCOME FUND The Bank of...Auction Agency Agreement • November 13th, 2006 • Ing Clarion Global Real Estate Income Fund • New York
ING Clarion Global Real Estate Income Fund (the “Trust”) may exercise its option to designate the Rate Period of its Series APS commencing [the first day of the Special Rate Period] as a Special Rate Period.
AUCTION AGENCY AGREEMENTAuction Agency Agreement • March 9th, 2021
This Auction Agency Agreement (hereinafter referred to as the “Agreement”) is made and entered into on this day of 2021, by and between:
AUCTION AGENCY AGREEMENT dated as of April 23, 2003 Relating to Auction Market Preferred Shares ("AMPS") Series T7, Series W7 and Series R7 of BLACKROCK PREFERRED OPPORTUNITY TRUSTAuction Agency Agreement • April 21st, 2003 • Blackrock Preferred Opportunity Trust • New York
BlackRock Preferred Opportunity Trust (the "Trust") may exercise its option to designate the Rate Period of its Series AMPS commencing [the first day of the Special Rate Period] as a Special Rate Period.
AUCTION AGENCY AGREEMENT dated as of , 2004 Relating to Auction Market Preferred Shares Series M, Series T, Series W, Series TH and Series F Of PIMCO FLOATING RATE STRATEGY FUNDAuction Agency Agreement • December 15th, 2004 • PIMCO Floating Rate Strategy Fund • New York
We are a Broker-Dealer for (the “Purchaser”), which purchased Series AMPS of PIMCO FLOATING RATE STRATEGY FUND in the Auction held on from the seller of such shares.
AMENDMENT TO THE AUCTION AGENCY AGREEMENTAuction Agency Agreement • January 4th, 2007 • Ing Clarion Real Estate Income Fund
This Amendment (the “Amendment”) is made as of December 18, 2006, by and between ING Clarion Real Estate Income Fund (the “Trust”) and The Bank of New York, a New York banking corporation, and amends the Auction Agency Agreement dated as of November 24, 2003 (the “Agreement”), by and between the Trust and The Bank of New York. All capitalized terms used in the Amendment shall have the meaning ascribed to them in the Agreement.
