CLIENT ACCOUNT AGREEMENTClient Account Agreement • October 26th, 2021 • Hong Kong
Client Account AgreementClient Account Agreement • August 10th, 2024
This Agreement contains important information regarding the terms and conditions which apply to your account(s) with Wealthsimple Investments Inc. (the Firm or WSII), which provides accounts under multiple divisions, including (i) custody accounts for managed account services offered by its affiliate, Wealthsimple Inc. (WSI) (Managed Accounts), (ii) order execution only accounts offered by the Firm, (Self-Directed Accounts), and (iii) cash custody accounts (Custody Accounts). By submitting a request to open one or more accounts at Wealthsimple, you are agreeing that you have read, understood and agree to the terms and conditions outlined in this Agreement.
CLIENT ACCOUNT AGREEMENTClient Account Agreement • October 6th, 2023
This is a live document and should be read by the intended recipients, that being the current and/or prospective clients of Windsor Brokers and/or those individuals, natural and/or legal persons, which are authorised by Windsor Brokers. The material and information provided within are protected by copyright owned by Windsor Brokers. Any reproduction, retransmission, republication, or other use of all or part of any procedure including but not limited to posting, linking, or otherwise modifying its contents is expressly prohibited, unless prior written permission has been granted by Windsor Brokers. Windsor Brokers, retains the right to alter and/or amend any of its terms at its absolute discretion without first obtaining the consent of the client. Except as required by law, Windsor Brokers shall not accept any responsibility and/or be held liable for any damages (direct, indirect, incidental, special, consequential, or exemplary), resulting from unlawful and/or inappropriate use of inf
CLIENT ACCOUNT AGREEMENTClient Account Agreement • October 26th, 2017
CLIENT ACCOUNT AGREEMENTClient Account Agreement • February 1st, 2021 • British Columbia
CLIENT ACCOUNT AGREEMENTClient Account Agreement • August 1st, 2019
Client Agreement and Disclosures BrochureClient Account Agreement • January 5th, 2022
This Client Agreement and Disclosures Brochure (“CADB”) contains the terms and conditions of your Worldsource Securities Inc., (“Worldsource”) investment account and is part of the account agreement between you (“you” or the “Applicant/Annuitant”), Fidelity Clearing Canada ULC (“FCC”) and Worldsource, together as (“the Brokers”). Please read this document carefully. This CADB also contains important regulatory disclosures (including the Relationship Disclosure), definitions and explanations of aspects of your Worldsource account (“Account”). If you have any questions, please contact your Worldsource advisor, or us at 1-866-405-0095.
Client Account AgreementClient Account Agreement • December 25th, 2022 • Alberta
CLIENT ACCOUNT AGREEMENTClient Account Agreement • May 3rd, 2021
This Agreement contains the terms and conditions applicable to services provided by CCS (hereinafter defined) and to be signed under it are intended to create legal relations between you (hereinafter called “you”, “the Client” or “Investor”), whose details are set out in Account Application Form and Core Capital Securities Limited (“CCS”) of Rooms 1005-6, 10/F, Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan, Hong Kong. You should therefore consult your own legal, tax and financial or other professional advisers prior to entering into this Agreement if you are in any doubt or have any questions about how to complete any part of this Agreement. The Client is fully aware this Agreement constitutes a legally binding agreement. The Client must sign and complete the Account Application Form and submit relevant supporting documents as required by CCS before the Client is permitted to trade with CCS.
BMO Private Investment Counsel Inc. November 30, 2021Client Account Agreement • November 1st, 2021
PARTNERS CAPITAL SECURITIES LIMITED CLIENT ACCOUNT AGREEMENTClient Account Agreement • August 16th, 2021 • Hong Kong
BMO Private Investment Counsel Inc.Client Account Agreement • September 26th, 2014
Client Account AgreementClient Account Agreement • June 25th, 2021
This Agreement contains important information regarding the terms and conditions which apply to your account(s) with Canadian ShareOwner Investments Inc. (the Firm), which provides accounts under multiple divisions, including (i) custody accounts for managed account services (Wealthsimple Invest) offered by its affiliate, Wealthsimple Inc. (WSI), (ii) Wealthsimple Trade and (iii) custody accounts for other affiliated businesses (ShareOwner Custody). By submitting a request to open one or more accounts at Wealthsimple, you are agreeing that you have read, understood and agree to the terms and conditions outlined in this Agreement.
Helping You Achieve SuccessClient Account Agreement • August 24th, 2012
Client Account AgreementClient Account Agreement • June 22nd, 2011 • Hong Kong
The parties are CMB International Futures Limited of Units 1803-04, 18/F, Bank of America Tower, 12 Harcourt Road, Hong Kong (hereinafter referred to as "CMBIF" or “Company”) of the one part and the party whose name, address and description are set out in the Client Information Form (where the context permits is hereinafter collectively called "the Client") of the other part.
Client Account AgreementClient Account Agreement • December 15th, 2014
（1）Capital Fort Brokers LTD. (the company）whose office is situated at Unit# 8-D,Jumeirah Lakes Towers,A G Tower,Sheikh Zayed Road, Dubai-UAE
Client Account AgreementClient Account Agreement • November 25th, 2020
CLIENT ACCOUNT AGREEMENT AND AUTHORIZATION TO DEBIT/CREDITClient Account Agreement • March 13th, 2008
By signing below (including an electronic signature in the case of an Internet user), CLIENT agrees to one of the debit methods listed below for the collection of one or more of the following: (1) payroll tax obligations related to ADP’s Tax Filing Services, (2) payroll obligations related to ADP’s Total Pay, FSDD and/or ADPCheck Services, (3) applicable deferrals of compensation, participant loan repayment and employer matching or other contributions under any Plan (if CLIENT receives 401(k) Services) and/or (4) amounts for the applicable fees for the ADP Services. Such debits will be initiated by ADP, Inc. (“ADP”) out of CLIENT’s applicable account specified below (the “DDA Account”) at the financial institution specified below (“BANK”).
CLIENT ACCOUNT AGREEMENTClient Account Agreement • February 26th, 2020
CLIENT ACCOUNT AGREEMENTClient Account Agreement • January 31st, 2021
This is a live document and should be read by the intended recipients, that being the current and/or prospective Clients of Windsor Brokers and/or those individuals, natural and/or legal persons, which are authorised by Windsor Brokers. The material and information provided within are protected by copyright as a collective work under the Republic of Cyprus copyright laws, owned by Windsor Brokers. Any reproduction, retransmission, republication, or other use of all or part of any procedure including but not limited to posting, linking, or otherwise modifying its contents is expressly prohibited, unless prior written permission has been granted by Windsor Brokers. Windsor Brokers, retains the right to alter and/or amend any of its terms at its absolute discretion without first obtaining the consent of the Client. Except as required by law, Windsor Brokers shall not accept any responsibility and/or be held liable for any damages (direct, indirect, incidental, special, consequential, or e
CLIENT ACCOUNT AGREEMENT AND AUTHORIZATION TO DEBIT/CREDITClient Account Agreement • June 7th, 2006
By signing below (including an electronic signature in the case of an Internet user), CLIENT agrees to one of the debit methods listed below for the collection of one or more of the following: (1) payroll tax obligations related to ADP’s Tax Filing Services, (2) payroll obligations related to ADP’s Total Pay, FSDD and/or ADPCheck Services, (3) applicable deferrals of compensation, participant loan repayment and employer matching or other contributions under any Plan (if CLIENT receives 401(k) Services) and/or (4) amounts for the applicable fees for the ADP Services. Such debits will be initiated by ADP, Inc. (“ADP”) out of CLIENT’s applicable account specified below (the “DDA Account”) at the financial institution specified below (“BANK”).
Client AgreementClient Account Agreement • January 12th, 2012 • Alabama
Page 11 of this Client Account Agreement must be signed by all account registrants and returned to Sterne, Agee & Leach, Inc. using the return envelope provided.
ContractClient Account Agreement • April 30th, 2019 • Quebec
Client Account AgreementJune 1, 2019 IntroductionThank you for choosing the BMO SmartFolio program for your investing needs. This package contains copies of agreements between you and BMO Nesbitt Burns Inc., and, where applicable, between you and BMO Trust Company. These documents will be available for your future reference, along with your Client Account Application and the other account related information on the BMO SmartFolio website or by contacting one of our representatives. This package is divided into three Parts. You will find specific types of agreements in each Part. The agreements that apply to you depend on the types of accounts you have opened up withus. Each Part contains separate agreements or trust documents. Unless an agreement or trust documentindicates otherwise, the terms and definitions of a particular agreement or trust document apply only to it and not any other agreement or trust document. Parts One and Two include headings and text boxes that explain certain
Wealthfront Client Account AgreementClient Account Agreement • August 22nd, 2020 • California
You (the “Client”) and Wealthfront Inc., a Delaware corporation and an SEC registered investment adviser (“Wealthfront”), agree to enter into a financial advisory relationship which will allow Wealthfront to manage your brokerage account at such securities broker as Wealthfront may designate (the “Broker”), which may be affiliated with Wealthfront, as described further below. This Agreement is effective as of the first day such a brokerage account is opened and is ready to receive trading instructions from Wealthfront (the “Effective Date”) based upon the investment plan recommended by Wealthfront to Client (the “Plan”). In consideration of the mutual covenants herein, Client and Wealthfront agree as follows:
Client Account AgreementClient Account Agreement • August 31st, 2022 • Ontario
Morgan Stanley Access Direct (“Morgan Stanley”) is a registered trade name and division of Morgan Stanley Wealth Management Canada Inc. that offers Order Execution Only services to clients. In consideration of Morgan Stanley agreeing to operate, open or maintain an account for the purpose of transacting in Securities, whether or not on margin or as a short sale, the Client agrees as follows.
Securities Margin Trading Client Account AgreementClient Account Agreement • February 6th, 2002 • Hong Kong
THERE ARE RISKS ASSOCIATED WITH MARGIN TRADING IN SECURITIES BUYING OR SELLING. YOU SHOULD READ THIS AGREEMENT CAREFULLY BEFORE YOU DECIDE
BMO HARRIS INVESTMENT MANAGEMENT INC.Client Account Agreement • May 13th, 2010
INTRODUCTION: The terms "you", "your" and "client" mean the person(s)/entity who is (are) opening this Northwestern Mutual Investment Services, LLC ("NMIS") brokerage account (the term "Account", unless otherwise stated hereinafter, refers to all...Client Account Agreement • May 23rd, 2018 • Wisconsin
If at any time you are unable to contact your registered representative, please contact a NMIS Home Office registered representative at (866) 664-7737.
Client Account AgreementClient Account Agreement • April 13th, 2018
Personal Information 個人資料 Individual / Primary Client 個人／聯名賬戶主要持有人 Joint / Secondary Client 聯名賬戶第二持有人 Name of Account Holder (English) Mr. / Mrs. / Miss賬戶持有人英文姓名 先生／太太／小姐 Name of Account Holder (English) Mr. / Mrs. / Miss賬戶持有人英文姓名 先生／太太／小姐 Chinese Name 中文姓名 Date of Birth 出生日期 Chinese Name 中文姓名 Date of Birth 出生日期 HKID No. (or Passport No. and Country of Issue)香港身份證號碼（或護照號碼及簽發國家） HKID No. (or Passport No. and Country of Issue)香港身份證號碼（或護照號碼及簽發國家） Nationality 國籍 Nationality 國籍 Name of Employer(if self-employed, please specify the name of Business)僱主名稱（自僱人士請填寫公司名稱） Name of Employer(if self-employed, please specify the name of Business)僱主名稱（自僱人士請填寫公司名稱） Occupation (or Type of Business)職業（或業務類別） Year(s) of Employed任職年期 Occupation (or Type of Business)職業（或業務類別） Year(s) of Employed任職年期 Correspondence Address 通訊地址 Correspondence Address 通訊地址 Residential Address 住所地址 Residential Address 住所地址 Residential Phone No.住所電話號碼 Business Phone No.公司電話號碼 Residential Phone No.住所電話號碼 Business Phone No.住所電話號碼
CLIENT INFORMATION FORM 客戶資料表格Client Account Agreement • January 5th, 2011
CLIENT ACCOUNT AGREEMENTClient Account Agreement • July 8th, 2021 • England and Wales
This Agreement describes the terms and conditions that apply to Sterling and Client Relationship. Now, therefore, the Sterling and the Client agree as follows:
CLIENT ACCOUNT AGREEMENT (INDIVIDUAL CLIENTS)Client Account Agreement • July 16th, 2020 • Hong Kong
This Agreement contains the terms and conditions applicable to services provided by ZUNDIAO (defined below) and to be signed under it are intended to create legal relations between the Client, whose details are set out in
Exhibit 99.B(22)(g)(3) [UBS INVESTMENT BANK LOGO] FOR UBS SECURITIES LLC USE ONLY Account Title:_____________________________________________ Account Number:____________________________________________ CLIENT ACCOUNT AGREEMENT PRIME BROKERAGE SERVICES...Client Account Agreement • December 22nd, 2004 • Ssga Funds • New York
CLIENT ACCOUNT AGREEMENTClient Account Agreement • March 31st, 2020
NOTICE TO CLIENTS – CANADAClient Account Agreement • July 13th, 2010
We are pleased to be able to offer to you certain additional services with respect to electronic trading services in securities traded in Canada. In this regard, we refer to the Client Account Agreement and, as applicable, the Client Access Agreement or Electronic Access and Trading Agreement, and all applicable schedules (collectively, the “Agreements”) entered into by and between you and us acting on behalf of ourselves and our affiliates (collectively referred to as “Goldman Sachs”).
