CLIENT ACCOUNT AGREEMENTClient Account Agreement • October 26th, 2021 • Hong Kong
CLIENT ACCOUNT AGREEMENTClient Account Agreement • August 1st, 2019
CLIENT ACCOUNT AGREEMENTClient Account Agreement • May 3rd, 2021
This Agreement contains the terms and conditions applicable to services provided by CCS (hereinafter defined) and to be signed under it are intended to create legal relations between you (hereinafter called “you”, “the Client” or “Investor”), whose details are set out in Account Application Form and Core Capital Securities Limited (“CCS”) of Rooms 1005-6, 10/F, Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan, Hong Kong. You should therefore consult your own legal, tax and financial or other professional advisers prior to entering into this Agreement if you are in any doubt or have any questions about how to complete any part of this Agreement. The Client is fully aware this Agreement constitutes a legally binding agreement. The Client must sign and complete the Account Application Form and submit relevant supporting documents as required by CCS before the Client is permitted to trade with CCS.
CLIENT ACCOUNT AGREEMENTClient Account Agreement • December 1st, 2020 • British Columbia
Client Account AgreementClient Account Agreement • June 22nd, 2011 • Hong Kong
The parties are CMB International Futures Limited of Units 1803-04, 18/F, Bank of America Tower, 12 Harcourt Road, Hong Kong (hereinafter referred to as "CMBIF" or “Company”) of the one part and the party whose name, address and description are set out in the Client Information Form (where the context permits is hereinafter collectively called "the Client") of the other part.
Client Account AgreementClient Account Agreement • December 15th, 2014
（1）Capital Fort Brokers LTD. (the company）whose office is situated at Unit# 8-D,Jumeirah Lakes Towers,A G Tower,Sheikh Zayed Road, Dubai-UAE
Futures Client Account Agreement (Futures)Client Account Agreement • August 9th, 2011
Account Number客戶號碼 Date Opened 開戶日期 Name of Account 戶口名稱 English 英文 : Chinese 中文 : SPECIMEN AUTHORISED SIGNATURE(S) 授權簽署式樣 1. 2. × Name: ( ) Name: ( ) ID/Passport No.: ID/Passport No.: 3. 4. Name: ( ) Name: ( ) ID/Passport No.: ID/Passport No.: SIGNING INSTRUCTION 簽署規則 FOR OFFICE USE ONLY 公司專用 Any of the above signature(s)/together with the company chop will be effective.上列 式憑任何 式簽署/連同印章始為有效。(Cross out blanks spaces請將不用之簽署式樣空格刪去) OPENED BY 經辦： APPROVED BY 核准：
CLIENT ACCOUNT AGREEMENT AND AUTHORIZATION TO DEBIT/CREDITClient Account Agreement • March 13th, 2008
By signing below (including an electronic signature in the case of an Internet user), CLIENT agrees to one of the debit methods listed below for the collection of one or more of the following: (1) payroll tax obligations related to ADP’s Tax Filing Services, (2) payroll obligations related to ADP’s Total Pay, FSDD and/or ADPCheck Services, (3) applicable deferrals of compensation, participant loan repayment and employer matching or other contributions under any Plan (if CLIENT receives 401(k) Services) and/or (4) amounts for the applicable fees for the ADP Services. Such debits will be initiated by ADP, Inc. (“ADP”) out of CLIENT’s applicable account specified below (the “DDA Account”) at the financial institution specified below (“BANK”).
CLIENT ACCOUNT AGREEMENTClient Account Agreement • February 26th, 2020
CLIENT ACCOUNT AGREEMENTClient Account Agreement • April 4th, 2023
This is a live document and should be read by the intended recipients, that being the current and/or prospective clients of Windsor Brokers and/or those individuals, natural and/or legal persons, which are authorised by Windsor Brokers. The material and information provided within are protected by copyright owned by Windsor Brokers. Any reproduction, retransmission, republication, or other use of all or part of any procedure including but not limited to posting, linking, or otherwise modifying its contents is expressly prohibited, unless prior written permission has been granted by Windsor Brokers. Windsor Brokers, retains the right to alter and/or amend any of its terms at its absolute discretion without first obtaining the consent of the client. Except as required by law, Windsor Brokers shall not accept any responsibility and/or be held liable for any damages (direct, indirect, incidental, special, consequential, or exemplary), resulting from unlawful and/or inappropriate use of inf
CLIENT ACCOUNT AGREEMENT AND AUTHORIZATION TO DEBIT/CREDITClient Account Agreement • June 7th, 2006
By signing below (including an electronic signature in the case of an Internet user), CLIENT agrees to one of the debit methods listed below for the collection of one or more of the following: (1) payroll tax obligations related to ADP’s Tax Filing Services, (2) payroll obligations related to ADP’s Total Pay, FSDD and/or ADPCheck Services, (3) applicable deferrals of compensation, participant loan repayment and employer matching or other contributions under any Plan (if CLIENT receives 401(k) Services) and/or (4) amounts for the applicable fees for the ADP Services. Such debits will be initiated by ADP, Inc. (“ADP”) out of CLIENT’s applicable account specified below (the “DDA Account”) at the financial institution specified below (“BANK”).
CLIENT ACCOUNT AGREEMENTClient Account Agreement • April 22nd, 2022 • Alberta
Client Account AgreementClient Account Agreement • August 31st, 2022 • Ontario
Morgan Stanley Access Direct (“Morgan Stanley”) is a registered trade name and division of Morgan Stanley Wealth Management Canada Inc. that offers Order Execution Only services to clients. In consideration of Morgan Stanley agreeing to operate, open or maintain an account for the purpose of transacting in Securities, whether or not on margin or as a short sale, the Client agrees as follows.
Securities Margin Trading Client Account AgreementClient Account Agreement • February 6th, 2002 • Hong Kong
THERE ARE RISKS ASSOCIATED WITH MARGIN TRADING IN SECURITIES BUYING OR SELLING. YOU SHOULD READ THIS AGREEMENT CAREFULLY BEFORE YOU DECIDE
CLIENT ACCOUNT AGREEMENT AND AUTHORIZATION TO DEBIT/CREDITClient Account Agreement • August 7th, 2018
By signing below (including an electronic signature in the case of an Internet user), CLIENT agrees to the provisions of this Client Account Agreement and Authorization to Debit/Credit and, with respect to ACH transactions initiated by ADP to satisfy CLIENT’S third party payment obligations, CLIENT agrees to comply with Exhibit A attached hereto and incorporated by reference herein (this “Agreement”), and one of the debit methods listed below for the collection of one or more of the following: (1) payroll tax obligations related to ADP's Tax Filing Services, (2) payroll obligations related to ADP's Total Pay, FSDD and/or ADPCheck Services, (3) applicable deferrals of compensation, participant loan repayment and employer matching or other contributions under any Plan (if CLIENT receives 401(k) Services) and/or (4) amounts for the applicable fees for the ADP Services. Such debits will be initiated by ADP, LLC ("ADP") out of CLIENT's applicable account specified below (the "DDA Account")
CLIENT ACCOUNT AGREEMENT AND AUTHORIZATION TO DEBIT/CREDITClient Account Agreement • March 13th, 2008
By signing below (including an electronic signature in the case of an Internet user), CLIENT agrees to one of the debit methods listed below for the collection of one or more of the following: (1) payroll tax obligations related to ADP’s Tax Filing Services, (2) payroll obligations related to ADP’s Total Pay, FSDD and/or ADPCheck Services, (3) applicable deferrals of compensation, participant loan repayment and employer matching or other contributions under any Plan (if CLIENT receives 401(k) Services) and/or (4) amounts for the applicable fees for the ADP Services. Such debits will be initiated by ADP, Inc. (“ADP”) out of CLIENT’s applicable account specified below (the “DDA Account”) at the financial institution specified below (“BANK”).
Exhibit 99.B(22)(g)(3) [UBS INVESTMENT BANK LOGO] FOR UBS SECURITIES LLC USE ONLY Account Title:_____________________________________________ Account Number:____________________________________________ CLIENT ACCOUNT AGREEMENT PRIME BROKERAGE SERVICES...Client Account Agreement • December 22nd, 2004 • Ssga Funds • New York
CLIENT ACCOUNT AGREEMENTClient Account Agreement • March 31st, 2020
Client Account AgreementClient Account Agreement • January 12th, 2012 • Alabama
In consideration of Sterne, Agee, & Leach, Inc. accepting and carrying, or continuing to maintain and carry for my benefit, one or more securities accounts introduced to you by my broker-dealer, bank or other introducing firm (“Introducing Firm”), which Introducing Firm is intended to have the benefit and is a third-party beneficiary of, this Agreement, I agree to the following with respect to any and all of my securities accounts held by held by you:
CLIENT ACCOUNT AGREEMENT #Client Account Agreement • November 13th, 2020 • Hong Kong
This Agreement describes the terms and conditions that apply to Sterling and Client Relationship. Now, therefore, the Sterling and the Client agree as follows:
CLIENT ACCOUNT AGREEMENT AND AUTHORIZATION TO DEBIT/CREDITClient Account Agreement • December 3rd, 2015
With respect to the services for which ADP, LLC (“ADP”) has been engaged as described in the services agreement or other understanding between ADP and Client (each, a “Service” and collectively the “Services”), Client agrees to the debit method listed below for collection of
Client Account AgreementClient Account Agreement • May 19th, 2024
This Agreement contains important information regarding the terms and conditions which apply to your account(s) with Wealthsimple Investments Inc. (the Firm or WSII), which provides accounts under multiple divisions, including (i) custody accounts for managed account services offered by its affiliate, Wealthsimple Inc. (WSI) (Managed Accounts), (ii) order execution only accounts offered by the Firm, (Self-Directed Accounts), and (iii) cash custody accounts (Custody Accounts). By submitting a request to open one or more accounts at Wealthsimple, you are agreeing that you have read, understood and agree to the terms and conditions outlined in this Agreement.
CLIENT ACCOUNT AGREEMENT AND AUTHORIZATION TO DEBIT/CREDITClient Account Agreement • November 7th, 2020
With respect to the services for which ADP, LLC (“ADP”) has been engaged as described in the services agreement or other understanding between ADP and Client (each, a “Service” and collectively the “Services”), Client agrees to the debit method listed below for collection of Services selected below. Client agrees to the ACH debit method listed below for collection of the applicable fees for Services, all pursuant to this Client Account Agreement and Authorization to Debit/Credit, including Exhibit A attached hereto and incorporated by reference herein (this “Agreement”). Such debits will be initiated by ADP out of Client’s applicable bank account (the “DDA Account”) at the financial institution specified below (“Bank”). Additional authorizations may be required by Client’s Bank(s) authorizing reverse wire and/or ACH transactions. Client understands and acknowledges that the implementation and ongoing provision of Services are conditioned upon Client passing, (and continuing to pass), a
This client account agreement (this “Agreement”) is between you, the investor (the “Investor”, “you” or “your”),Client Account Agreement • June 17th, 2016 • Ontario
to the purchase of Series I, IP or IT securities (the “Securities”) of any Dynamic Funds, Dynamic Private Investment Pools, or Marquis Portfolios (collectively, the “Funds”) listed in the most recent disclosure documents of the Funds (the “Disclosure Documents”). This Agreement sets forth the annual fee (the “Dealer Fee”) that you and your Advisor
EXHIBIT 3.1 CLIENT ACCOUNT AGREEMENTClient Account Agreement • March 4th, 1999 • Dzurilla Joan M • Savings institutions, not federally chartered • New York
Client Account AgreementClient Account Agreement • February 13th, 2014
IN CONSIDERATION of Lion Street Financial, LLC (“LSF ”) opening one or more accounts on my behalf, I warrant and agree to fully read this Agreement and to be bound by all of the following representations and disclosures:
Client Account AgreementClient Account Agreement • March 29th, 2005 • Alabama
Client Account AgreementClient Account Agreement • May 6th, 2023
This Agreement contains important information regarding the terms and conditions which apply to your account(s) with Wealthsimple Investments Inc. (the Firm or WSII), which provides accounts under multiple divisions, including (i) custody accounts for managed account services offered by its affiliate, Wealthsimple Inc. (WSI) (Managed Accounts), (ii) order execution only accounts offered by the Firm, (Self-Directed Accounts), and (iii) cash custody accounts (Custody Accounts). By submitting a request to open one or more accounts at Wealthsimple, you are agreeing that you have read, understood and agree to the terms and conditions outlined in this Agreement.
CLIENT ACCOUNT AGREEMENTClient Account Agreement • June 6th, 2024
This Client Account Agreement (“Agreement”) sets forth the respective rights and obligations of the client(s) identified on the new account application (“you”, “your”), your registered investment advisor firm (the “Advisor”) and Wedbush Securities Inc. (“WSI”), in connection with your account with Advisor which is custodied at WSI (“Account”). You hereby agree as follows with respect to the Account, which you have established with Advisor for the purchase, sale or carrying of securities or contracts relating thereto, which transactions are executed and cleared through WSI. To help the government fight the funding of terrorism and money laundering, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. In order to open an account, you will provide information that will allow WSI to identify you including, but not limited to, your name, address, date of birth, and driver’s license or other identifying do
Client Account AgreementClient Account Agreement • August 8th, 2024
This Agreement contains important information regarding the terms and conditions which apply to your account(s) with Wealthsimple Investments Inc. (the Firm or WSII), which provides accounts under multiple divisions, including (i) custody accounts for managed account services offered by its affiliate, Wealthsimple Inc. (WSI) (Managed Accounts), (ii) order execution only accounts offered by the Firm, (Self-Directed Accounts), and (iii) cash custody accounts (Custody Accounts). By submitting a request to open one or more accounts at Wealthsimple, you are agreeing that you have read, understood and agree to the terms and conditions outlined in this Agreement.
CLIENT ACCOUNT AGREEMENT AND AUTHORIZATION TO DEBIT/CREDITClient Account Agreement • October 27th, 2016
By signing below (including an electronic signature in the case of an Internet user), CLIENT agrees to one of the debit methods listed below for the collection of one or more of the following: (1) payroll tax obligations related to ADP’s Tax Filing Services, (2) payroll obligations related to ADP’s Total Pay, FSDD and/or ADPCheck Services, (3) applicable deferrals of compensation, participant loan repayment and employer matching or other contributions under any Plan (if CLIENT receives 401(k) Services) and/or (4) amounts for the applicable fees for the ADP Services. Such debits will be initiated by ADP, Inc. (“ADP”) out of CLIENT’s applicable account specified below (the “DDA Account”) at the financial institution specified below (“BANK”).
Client Account AgreementClient Account Agreement • August 10th, 2024
This Agreement contains important information regarding the terms and conditions which apply to your account(s) with Wealthsimple Investments Inc. (the Firm or WSII), which provides accounts under multiple divisions, including (i) custody accounts for managed account services offered by its affiliate, Wealthsimple Inc. (WSI) (Managed Accounts), (ii) order execution only accounts offered by the Firm, (Self-Directed Accounts), and (iii) cash custody accounts (Custody Accounts). By submitting a request to open one or more accounts at Wealthsimple, you are agreeing that you have read, understood and agree to the terms and conditions outlined in this Agreement.
