FORM OF ENGAGEMENT LETTEREngagement Letter • September 29th, 2021 • Masterworks 084, LLC • Retail-retail stores, nec • New York
This engagement letter (the “Agreement”) confirms the terms upon which Masterworks 084, LLC (the “Client;” “Masterworks 084”) engages Independent Brokerage Solutions LLC (the “Financial Adviser;” “IndieBrokers”). IndieBrokers is engaged to act as the exclusive underwriter to the Client in connection with a Regulation A Offering (as defined below) of securities on behalf of Client (the “Potential Transaction”).
February 21, 2011 BARON ENERGY, INC. 392 W. Mill Street New Braunfels, TX 78130 Attention: Mr. Ronnie L. Steinocher President & Chief Executive Officer Re: Global Corporate Finance Advisory Assignment Mr. Steinocher: This agreement (this "Agreement")...Engagement Letter • February 28th, 2011 • Baron Energy Inc. • Crude petroleum & natural gas • Texas
Advocate Consulting Legal Group, PLLCEngagement Letter • January 4th, 2022
ContractEngagement Letter • October 30th, 2023
ContractEngagement Letter • November 29th, 2017
This engagement letter represents the entire agreement regarding the services described below and supersedes all prior negotiations, representations or agreements, (written or oral) regarding these services.
AMENDED AND RESTATED ENGAGEMENT LETTEREngagement Letter • November 15th, 2016 • Teraphysics Corp • Communications equipment, nec • Nevada
This amended and restated engagement letter (the “Agreement”) confirms the terms upon which Teraphysics Corporation (the “Client”) engages Monarch Bay Securities, LLC (“MBS”, the “Placement Agent”). MBS is engaged to act as the exclusive Placement Agent to the Client in connection with a Private Placement (as defined below) of securities on behalf of Client (the “Potential Transaction”). MBS is the “Financial Adviser,” which client hereby engages upon signing this letter. This agreement amends, restates, and supersedes in its entirety that certain engagement letter dated July 5, 2016 between the Client and MBS (the “Original Letter.”).
EX-4.21 27 d791313dex421.htm EX-4.21 June 27, 2013 Dr. Augustine Cheung Founder, CEO & President Medifocus, Inc The Exchange Tower, Suite 1800, Toronto, ON M5X1E3 Re: Follow-on Offering Dear Mr. Cheung: The purpose of this engagement letter is to...Engagement Letter • May 5th, 2020
This engagement letter states certain conditions and assumptions upon which the Offering is premised. However, except as expressly provided for herein, this engagement letter is not intended to be a binding legal document, with the exception of those specific sections of this engagement letter that are agreed to be binding. All references in this engagement letter to dollars or $ shall mean United States dollars.
PERSONAL AND CONFIDENTIAL Dr. Greg Campbell, Chief Executive Officer Sacks Parente Golf, Inc. Camarillo, CA 93012 United StatesEngagement Letter • October 1st, 2024 • Sacks Parente Golf, Inc. • Sporting & athletic goods, nec • New York
The purpose of this engagement letter is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the exclusive placement agent in connection with the proposed Regulation A on a best effort basis (the “Offering”) by Sacks Parente Golf, Inc. (collectively, with its subsidiaries and affiliates, the “Company”) of its shares of Common Stock and/or pre-funded warrants (the “Securities”). This engagement letter sets forth certain conditions and assumptions upon which the Offering is premised. Except as expressly provided herein, this engagement letter is not intended to be a binding legal document, as the agreement between the parties hereto on the matters relating to the Offering will be embodied in the Placement Agent Agreement (as defined below). It is contemplated that following the qualification of the offering statement relating to the Offering, this engagement letter will be replaced by the Placement Agent Agreement. The Company confirms that entry into thi
Advocate Consulting Legal Group, PLLCEngagement Letter • February 6th, 2019
October 31, 2014 Board of Directors Symmetry Medical, Inc.Engagement Letter • October 31st, 2014 • Symmetry Surgical Inc. • Orthopedic, prosthetic & surgical appliances & supplies
Advocate Consulting Legal Group, PLLCEngagement Letter • January 5th, 2022
EX-10 25 filename25.htm BLACKSTONE ADVISORY PARTNERS L.P.Engagement Letter • May 5th, 2020 • New York
ContractEngagement Letter • October 22nd, 2024
Business Organizations Table of Contents Client Matters 1.01 Engagement Letter (Flat Fee Agreement) 1.03 Client Letter - Corporate Transparency Act Secretary of State 2.01 Fax Filing Payment Form 2.02 Statement of Event or Fact (SOS 805) 2.03 Application for Reinstatement (SOS 801) 2.04 Certificate of Reinstatement (SOS 811) 2.05 Restated Certificate of Formation WITHOUT New Amendments (SOS 415) 2.06 Restated Certificate of Formation WITH New Amendments (SOS 414) 2.07 Certificate of Amendment (SOS 424) For Profit Corporation 3.01 Certificate of Formation (Corporation) 3.02 Bylaws (Corporation) 3.03 Close Corporation Shareholder Agreement 3.04 Minutes of Organizational Meeting of Directors 3.05 Unanimous Written Consent in Lieu of Annual Directors Meeting 3.06 Unanimous Written Consent in Lieu of Annual Shareholders Meeting 3.07 Minutes of Annual Meeting of Shareholders 3.08 Minutes of Annual Meeting of Directors 3.09 Minutes of Special Meeting of Shareholders 3.10 M
KPMG LLPEngagement Letter • August 11th, 2021
ENGAGEMENT LETTEREngagement Letter • March 20th, 2017 • CapRocq Core REIT, Inc. • Real estate investment trusts • New York
Engagement Letter Part TimeEngagement Letter • November 27th, 2020
This agreement will commence on [Commencement Date]. Your position is [Employee Position]. You will be employed on a Part Time basis. However, the commencement of the employment relationship is conditional upon you attending at the workplace and commencing the performance of work in accordance with this agreement.
Advocate Consulting Legal Group, PLLCEngagement Letter • September 24th, 2018
VIA EMAIL:Engagement Letter • April 28th, 2022
This engagement letter between Town of Apex (hereafter referred to as the “Town” or “you” or “your” or “management”) and Cherry Bekaert LLP (the “Firm” or “Cherry Bekaert” or “we” or “us” or “our”) sets forth the nature and scope of the services we will provide, the Town’s required involvement and assistance in support of our services, the related fee arrangements, and other Terms and Conditions, which are attached hereto and incorporated by reference, designed to facilitate the performance of our professional services and to achieve the mutually agreed-upon objectives of the Town.
HPC Capital Management Investment Banking / Financial ConsultantsEngagement Letter • February 6th, 2004 • Smartire Systems Inc • Industrial instruments for measurement, display, and control • Georgia
This letter agreement (this "Agreement") confirms SmarTire Systems, Inc's (the "Company") engagement of HPC Capital Management ("HPC") as investment banker, financial advisor and consultant of the Company and sets forth the terms and conditions pursuant to which HPC shall perform in said capacity.
Dear ,Engagement Letter • January 25th, 2022
AMENDMENT TO ENGAGEMENT LETTER DATED APRIL 5, 2006 BY AND BETWEEN EKN AND WENTWORTH ENERGY, INC.Engagement Letter • July 27th, 2006 • Wentworth Energy, Inc. • Crude petroleum & natural gas
This letter amends and terminates the existing letter agreement referenced above by amending the following sections:
AMENDMENT TO ENGAGEMENT LETTER DATED APRIL 5, 2006 BY AND BETWEEN EKN AND WENTWORTH ENERGY, INC.Engagement Letter • August 24th, 2006 • Wentworth Energy, Inc. • Crude petroleum & natural gas
This letter amends and terminates the existing letter agreement referenced above by amending the following sections:
January 5, 1996 Mr. Scott F. Drill Varitronic Systems, Inc. 300 Interchange North 300 Highway 169 South Minneapolis, MN 55426 Dear Scott: This will confirm the understanding and agreement between Brown, Gibbons, Lang & Company, L.P. (BGL) and...Engagement Letter • February 28th, 1996 • Varitronic Systems Inc • Converted paper & paperboard prods (no contaners/boxes)
BOTTOM LINE’S ENGAGEMENT LETTEREngagement Letter • January 11th, 2022
Thank you for choosing my firm to prepare your income tax returns. This is a letter of agreement regarding this service. The objective of this letter is to communicate terms and conditions of this service.
August 12, 2003 Mr. Robert Rudman President & Chief Executive Officer SmarTire Systems, Inc. Suite 150 13151 Vanier Place Richmond, British Columbia Canada, V6V 2J1 Re: Engagement Letter Dear Mr. Rudman:Engagement Letter • February 6th, 2004 • Smartire Systems Inc • Industrial instruments for measurement, display, and control • New York
This letter agreement (this "Agreement") supercedes the March 19, 2003 Investment Banking agreement and confirms SmarTire Systems Inc.'s (the "Company") engagement of HPC Capital Management ("HPC") as investment banker, financial advisor and consultant of the Company and sets forth the terms and conditions pursuant to which HPC shall perform in said capacity.
ContractEngagement Letter • December 17th, 2021 • Solis Seattle, LLC • New York
EXHIBIT AEngagement Letter • July 11th, 2016 • New York
This letter, together with the attached Schedule(s), Exhibit and General Terms and Conditions, sets forth the agreement (“Agreement”) between AP Services, LLC, a Michigan limited liability company (“APS”), Triangle USA Petroleum Corporation and certain of its affiliates and subsidiaries (“Triangle”), and Ranger Fabrication, LLC and certain of its affiliates and subsidiaries (“Ranger” and together with Triangle, the “Company”) for the engagement of APS to provide certain temporary employees to the Company to assist it in its restructuring as described below.
SECOND AMENDED AND RESTATED ENGAGEMENT LETTEREngagement Letter • December 16th, 2016 • Stocosil Inc. • Pharmaceutical preparations • Delaware
This second amended and restated engagement letter (the “Agreement”) confirms the terms upon which Stocosil Inc. (the “Client”) engages Boustead Securities, LLC (f/k/a Monarch Bay Securities, LLC) (“Boustead” or the “Placement Agent”). The Placement Agent is engaged to act as the exclusive placement agent to the Client in connection with a Financing (as defined below) of securities on behalf of the Client. The Placement Agent is also the “Financial Adviser,” which the Client hereby engages upon signing this Agreement. This Agreement amends, restates and supersedes in its entirety that certain Amended and Restated Engagement Letter dated September 19, 2016 between the Client and the Placement Agent (the “Original Letter”).
ENGAGEMENT LETTER: FAMILY LAW WITH LITIGATING CLIENTEngagement Letter • May 16th, 2017
Thank you for contacting [law firm]. This agreement, a contract for employment of legal counsel, is made and entered into by and between [Law Firm], hereinafter referred to as “the Firm,” and [Client’s Name], hereinafter referred to as “the Client.”
THIS DOCUMENT SETS OUT THE TERMS UPON WHICH YOU APPOINT WT TO ACT FOR YOU.Engagement Letter • December 21st, 2017 • England and Wales
Village Bank and Trust Financial Corp. 15521 Midlothian Turnpike Midlothian, VA 23113 Ladies and Gentlemen:Engagement Letter • January 15th, 2015 • Village Bank & Trust Financial Corp. • State commercial banks • Virginia
This letter ("Engagement Letter" or the "Agreement") is to confirm the engagement of Compass Point Research & Trading, LLC ("Compass") and Boenning & Scattergood Inc. ("Boenning") (together the "Co-Managers") by Village Bank and Trust Financial Corp. (the "Company") as Co-Managers for a standby rights offering (or any other offering of common equity) of the Company's equity securities (the "Offering").
NameEngagement Letter • January 17th, 2024
This letter confirms the services you have asked ABLRE TAX to perform and the terms under which we have agreed to do that work. Please read this letter carefully because it is important to both ABLRE TAX and you that you understand what you can and cannot expect from our work.
ENGAGEMENT FOR VA SERVICESEngagement Letter • February 6th, 2020
Following our recent discussions, this letter (the “Engagement Letter”) together with our Terms of Business which we are sending you with this letter, set out the agreement under which [Insert Client Name] (“you”) have engaged Dee Fagg trading as 3D-VA (“3D-VA”, “we” or “us”) to provide you with Virtual Assistant services.
GLOBAL STRATEGIC PARTNERS LIMITED 21st Floor, New World Tower 1Engagement Letter • March 23rd, 2011 • China Resources Development Inc. • Blank checks • Hong Kong
This letter will confirm the understanding and agreement between Global Strategic Partners Limited (“GSP”) and China Resources Development Inc. (together with any affiliates and successors, the “Company”) (the “Agreement”), as follows:
FORM OF ENGAGEMENT LETTER AND AGREEMENT AMONG CO-MANAGERSEngagement Letter • November 18th, 2022 • Masterworks 193, LLC • Retail-retail stores, nec • New York
This engagement letter and agreement among co-managers (the “Agreement”) confirms the terms and conditions upon which Masterworks 193, LLC, a Delaware limited liability company with an address at 225 Liberty Street, 29th Floor, NY, NY 10281 (the “Client”) engages each of Independent Brokerage Solutions LLC (“IndieBrokers”) and Arete Wealth Management, LLC (“Arete” and, together with IndieBrokers, the “Co-Managers” and each, a “Co-Manager”) to act as Co-Managers for a Tier 2 offering of Class A shares of the Client (the “Securities”) pursuant to Regulation A, as amended, under Title IV of the Jumpstart Our Business Startups Act (“JOBS Act”) in one or more related transactions (the “Offering”) to purchasers, who will subscribe for the securities via the Client’s online investment platform at www.masterworks.com (the “Masterworks Platform”). Compensation to the Co-Managers payable hereunder shall be paid by Masterworks Investor Services, LLC (“Masterworks”), a Delaware limited liability c
