SOLICITATION AGREEMENT Private Debt, Equity, and Hybrid SecuritiesSolicitation Agreement • May 2nd, 2017 • Secured Real Estate Income Fund II, LLC • Real estate • Delaware
THIS AGREEMENT is entered into as of March 21, 2017 by and among Secured Real Estate Income Fund II, LLC, having a principal address at 2090 N. Kolb Road, Ste 120, Tucson, AZ 85715 (the “Company”), North Capital Private Securities Corporation (“NCPS”) regarding the solicitation by NCPS of qualified investors for private debt, equity, or hybrid securities issued by the Company (the “Offering”) on the terms and subject to the conditions contained herein.
SELLING AND DISTRIBUTION AGREEMENTSelling and Distribution Agreement • June 28th, 2017 • MogulREIT II, Inc. • Real estate investment trusts • Delaware
This Selling and Distribution Agreement (this “Agreement”) is made as of this _______ day of ___________ 2017, by and among RM Sponsor, LLC, a California limited liability company (the “Sponsor”), and Mogul Securities, LLC, a Delaware limited liability company (the “Soliciting Dealer”).
Dakota Real Estate Investment Trust Selling Agency Agreement for Beneficial Interests Class A Voting Shares and Class B Non-Voting SharesSelling Agency Agreement • September 1st, 2017 • Dakota Real Estate Investment Trust • Real estate investment trusts • North Dakota
This Selling Agency Agreement (the “Agreement”) is made as of this 25th day of August, 2017, by and between DAKOTA REAL ESTATE INVESTMENT TRUST, a North Dakota Business Trust with its principal office at 3003 32nd Avenue South, Suite 250, Fargo, North Dakota, 58103 (the “Trust”), and the securities broker/dealer executing this Agreement (“Selling Agent”) with its principal office at the address specified on the signature page hereof.
Alexander Capital L.P. As the “Selling Agent”Selling Agent Agreement • August 4th, 2017 • McGraw Conglomerate Corp • Blank checks
Form of Participating Dealers Agreement BOUSTEAD SECURITIES, LLC 6 Venture, Suite 325 Irvine, CA 92618 949-295-1580 PARTICIPATING DEALER AGREEMENT for Shares in Allied Corp.Allied Corp. • June 11th, 2021 • Retail-catalog & mail-order houses • California
The undersigned, Boustead Securities, LLC, a California limited liability company (the “Managing Broker-Dealer”), has entered into an agreement (the “Engagement Letter”) with Allied Corp., a Nevada corporation (the “Company”), for the sale (the “Offering”) of up to $20,000,000 in shares of common stock (the “Shares”) in the Company, pursuant to which the Managing Broker-Dealer has agreed to use its best efforts to form and manage, as the Managing Broker-Dealer, a group of licensed securities dealers (a “Dealer” if singular or the “Dealers” if plural) for the purpose of soliciting offers for the purchase of the Shares. The Underwriting Agreement is attached hereto as Exhibit A. The Company has prepared and filed an Offering Statement on Form 1-A, File No. __________ (together with all amendments thereto, the “Offering Statement”) with the Securities and Exchange Commission (“SEC”). The date the Offering Statement is qualified by SEC shall be referred to herein as the “Qualification Date
October 8, 20191847 Holdings LLC • October 8th, 2019 • Services-management consulting services • New York
AMENDMENT NO. 1 TO PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • August 23rd, 2021 • Allied Corp. • Retail-catalog & mail-order houses
THIS AMENDMENT NO. 1 TO PLACEMENT AGENT AGREEMENT (this “Amendment No. 1”), is made and entered into as of August 17, 2021 (the “Effective Date”), by and among Allied Corp. (the “Company”); and Boustead Securities, LLC (“BSL”). The Company and BSL may be referred to herein collectively as the “Parties” or singularly as a “Party.” BSL and the Company agree as follows:
January 16, 2018 VIA ELECTRONIC DELIVERY:Royalty Flow Inc. • January 23rd, 2018 • Patent owners & lessors
This engagement letter states certain conditions and assumptions upon which Maxim becoming lead placement agent in the Offering is premised. However, except as expressly provided for herein, this engagement letter is not intended to be a binding legal document, with the exception of those specific sections of this engagement letter that are agreed to be binding. All references in this engagement letter to dollars or $ shall mean United States dollars.
