Broker-Dealer AgreementBroker-Dealer Agreement • July 20th, 2023 • Phoenix Capital Group Holdings I LLC • Metal mining
This agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between Phoenix Capital Group Holdings I LLC (“Client”), a Delaware Limited Liability Company, and Dalmore Group, LLC., a New York Limited Liability Company (“Dalmore”). Client and Dalmore agree to be bound by the terms of this Agreement, effective as of March 15, 2023 (the “Effective Date”):
Date: Crescent Securities Group, Inc. Suite 820 Plano TX 75093 Re: Managing Broker-Dealer/Underwriter Agreement-Red Oak Capital Fund VII Bond Offering Ladies and Gentlemen:Red Oak Capital Fund VII, LLC • May 13th, 2024 • Michigan
This letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund VII, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker- Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $75,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
