Registered Investment Adviser Agreement Cover PageVersity Invest, LLC • August 30th, 2023 • Real estate • Delaware
This letter confirms and comprises the agreement (the “Agreement”) by and among, WealthForge Securities, LLC (“Managing Broker-Dealer”) and , a registered investment adviser, (“Adviser”) regarding the offering and sale (the “Offering”) of up to $75,000,000 of the Versity Invest, LLC’s (the “Company”) 8.0% senior unsecured bonds, or “A Bonds,” and its 8.0% senior unsecured bonds (the “R Bonds,” collectively the “VIP Bonds.”) WealthForge Securities, LLC, a registered broker-dealer and a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”), has been engaged by the Company as the managing broker-dealer for the Offering, which may engage other registered-broker dealers to sell Bonds in the Offering. Capitalized terms used herein and not otherwise defined herein shall have the same meaning as set forth in the Company’s Final Offering Circular (the “Offering Circular”) filed with respect to its Offering Statement on Form 1-A (File No. 024-11380), as may be amended (the “Offer
FIRST AMENDMENT TO BROKER-DEALER AGREEMENTBroker-Dealer Agreement • July 20th, 2023 • Phoenix Capital Group Holdings I LLC • Metal mining
THIS FIRST AMENDMENT TO BROKER-DEALER AGREEMENT (this “First Amendment”) is effective as of this 30th day of May, 2023, by and between Phoenix Capital Group Holdings I LLC (“Client”), a Delaware Limited Liability Company, and Dalmore Group, LLC., a New York Limited Liability Company (“Dalmore”).
Registered Investment Adviser Agreement Cover PageRegistered Investment Adviser Agreement • March 8th, 2023 • Versity Invest, LLC
The parties each cause this Agreement to be duly executed by an authorized representative of the Effective Date first stated above.
