EXHIBIT 10.1 EXCHANGE AGREEMENT AND REPRESENTATIONS Gentlemen: I understand that T-Rex Oil, Inc. (the "Company"), a Colorado corporation, is offering to exchange restricted Common Shares for common shares of Terex Energy Corp. ("TEREX"), a Colorado...Exchange Agreement • December 24th, 2014 • Rancher Energy Corp. • Crude petroleum & natural gas
EXCHANGE AGREEMENTExchange Agreement • August 14th, 2024 • Smart Powerr Corp. • Services-business services, nec • Utah
This Exchange Agreement (this “Agreement”) is entered into as of July 23, 2024 by and between Bucktown Capital, LLC, a Utah limited liability company (“Lender”), and Smart Powerr Corp. (f/k/a China Recycling Energy Corporation), a Nevada corporation (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Original Note (defined below).
EXCHANGE AGREEMENTExchange Agreement • January 14th, 2020 • Inpixon • Services-computer programming services • Utah
This Exchange Agreement (this “Agreement”) is entered into as of January 14, 2020 by and between Chicago Venture Partners, L.P., a Utah limited partnership (“Lender”), and Inpixon, a Nevada corporation (“Borrower” or the “Company”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Original Note (defined below).
EXCHANGE AGREEMENTExchange Agreement • October 30th, 2024 • Greenlane Holdings, Inc. • Wholesale-durable goods, nec • New York
THIS EXCHANGE AGREEMENT (the “Agreement”) is dated this 29th day of October, 2024 (the “Effective Date”), by and among Greenlane Holdings, Inc. a Delaware corporation (the “Company”), and Empery Asset Master LTD, Empery Tax Efficient, LP and Empery Debt Opportunity Fund, LP (each, a “Holder” and collectively, the “Holders”).
Agreement ---------Exchange Agreement • August 29th, 2007 • Freehand Information Systems, Inc. • Blank checks • New York
EXCHANGE AGREEMENTExchange Agreement • May 8th, 2015 • Minerco Resources, Inc. • Medicinal chemicals & botanical products • Texas
THIS EXCHANGE AGREEMENT (the “Agreement”) is dated as of April 30, 2015, by and between Minerco Resources, Inc., a Nevada Corporation, with headquarters located at 800 Bering Drive, Suite 201, Houston, TX 77057 (the “Company”) and LOMA Management Partners, LLC, a Limited Liability Company under the laws of New York, with an address at 405 Lexington Avenue, Chrysler Building, 25th Floor, New York, NY 10174 (the “Dividend holder”).
RECITALSExchange Agreement • November 10th, 2005 • Searchhelp Inc • Services-miscellaneous business services • Delaware
EXCHANGE AGREEMENTExchange Agreement • November 22nd, 2017 • Gold Standard Mining Co • Blank checks • Nevada
THIS EXCHANGE AGREEMENT (the “Agreement”) made this ____ day of November 2017 by and among, Gold Standard Mining Company, a Nevada corporation (“GSMC” or “Pubco”) on one hand and Seven Hundred Seventy 7, Inc., a Wyoming corporation (“777” or “Company”).
EXCHANGE AGREEMENTExchange Agreement • January 19th, 2017 • Polarityte, Inc. • Services-prepackaged software • New York
THIS EXCHANGE AGREEMENT (the “Agreement”), dated as of January 18, 2016, is made by and between PolarityTE, Inc., a Delaware corporation (“Company”), and the holder of the Warrants (as defined below) signatory hereto (“Holder”).
Form of Exchange AgreementExchange Agreement • August 10th, 2023 • Senseonics Holdings, Inc. • Industrial instruments for measurement, display, and control • New York
The undersigned investor (the “Investor”), for itself and on behalf of the beneficial owners listed on Exhibit A hereto (“Accounts”) for whom the Investor holds contractual and investment authority (each, including the Investor if it is a party exchanging Notes (as defined below), an “Exchanging Investor”), hereby agrees to exchange, with Senseonics Holdings, Inc., a Delaware corporation (the “Company”), certain 5.25% Convertible Senior Notes due 2025, CUSIP 81727U AC9 (the “Notes”) for the Exchange Consideration (as defined below) pursuant to this exchange agreement (the “Agreement”). The Investor understands that the exchange (the “Exchange”) is being made without registration of the offer or sale of the Shares (as defined below) under the Securities Act of 1933, as amended (the “Securities Act”), or any securities laws of any state of the United States or of any other jurisdiction in a private placement pursuant to the exemption from registration provided by Section 4(a)(2) of the S
EXCHANGE AGREEMENT BY AND BETWEEN BRIDGEWATER BANCSHARES, INC. AND EJF SIDECAR FUND, SERIES LLC – SERIES E DATED AS OF OCTOBER 25, 2018Exchange Agreement • October 26th, 2018 • Bridgewater Bancshares Inc • State commercial banks • Minnesota
This EXCHANGE AGREEMENT is made and entered into as of October 25, 2018 (this “Agreement”) by and between Bridgewater Bancshares, Inc., a Minnesota corporation (the “Company”), and EJF Sidecar Fund, Series LLC – Series E, a Delaware limited liability company (the “Investor”).
ARTICLE I DEFINITIONSExchange Agreement • April 18th, 2003 • Txu Corp /Tx/ • Electric services • New York
Exchange AgreementExchange Agreement • February 17th, 2006 • Kulicke & Soffa Industries Inc • Semiconductors & related devices • New York
This Exchange Agreement (this “Agreement”) is entered into as of February 15, 2006, by and between Kulicke and Soffa Industries, Inc. (the “Company”), and Satellite Convertible Arbitrage Master Fund, LLC (the “Exchanging Holder”) on the basis of the following:
EXCHANGE AGREEMENTExchange Agreement • May 26th, 2016 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
Form of Exchange AgreementExchange Agreement • November 24th, 2020 • Tilray, Inc. • Medicinal chemicals & botanical products • Delaware
This Exchange Agreement and the Terms and Conditions for Exchange of Securities, attached hereto as Exhibit A (the “Terms and Conditions” and, together with this Exchange Agreement, the “Agreement”), is made as of the date hereof between Tilray, Inc. (the “Company”) and the Investor (as defined below).
INSTRUCTION TO REGISTERED HOLDER AND/OR BOOK-ENTRY TRANSFER PARTICIPANT FROM OWNER OF FOSTER WHEELER LTD. Series 1999 C Bonds and Series 1999 D Bonds (as defined in the Second Amended and Restated Mortgage, Security Agreement, and Indenture of Trust...Exchange Agreement • August 18th, 2004 • Foster Wheeler LTD • Heavy construction other than bldg const - contractors
This will instruct you, the registered holder and/or book-entry transfer facility participant, as to the action to be taken by you relating to the Exchange Offer with respect to the Old Securities held by you for the account of the undersigned.
EXCHANGE AGREEMENT by and between HARBOR BANKSHARES CORPORATION and THE UNITED STATES DEPARTMENT OF THE TREASURY Dated as of July 13, 2018Exchange Agreement • May 4th, 2021 • New York
THIS EXCHANGE AGREEMENT, dated as of July 13, 2018 (this “Agreement”), is made by and between Harbor Bankshares Corporation, a Maryland corporation (the “Company”), and the United States Department of the Treasury (the “Investor”). All capitalized terms used herein and not otherwise defined shall have the respective meanings ascribed to them in the Securities Purchase Agreement.
EXHIBIT 99.1 ------------ PRO FORMA FINANCIAL INFORMATION In order to improve our capital structure, we entered into an exchange agreement on January 31, 2007 with certain holders of the 9 3/8% senior subordinated notes due 2011 and the 8 3/4% senior...Exchange Agreement • May 21st, 2007 • Suncom Wireless Holdings, Inc. • Radiotelephone communications
RECITALSExchange Agreement • July 11th, 2005 • Retail Ventures Inc • Retail-variety stores • Ohio
EXCHANGE AGREEMENTExchange Agreement • March 13th, 2024 • Intrusion Inc • Computer communications equipment • Utah
This Exchange Agreement (this “Agreement”) is entered into as of March 7, 2024, by and between Streeterville Capital, LLC, a Utah limited liability company (“Lender”), and Intrusion, Inc., a Delaware corporation (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Original Note (as defined below).
AMENDMENT NO. 1 TO EXCHANGE AGREEMENTExchange Agreement • May 8th, 2006 • Foodarama Supermarkets, Inc. • Retail-grocery stores
EXCHANGE AGREEMENTExchange Agreement • February 2nd, 2024 • Origin Life Sciences, Inc. • Electromedical & electrotherapeutic apparatus • Delaware
This Exchange Agreement (this “Agreement”), dated as of February [ ], 2024, is made by and between Origin Life Sciences, Inc., a Delaware corporation (the “Company”), and Victor Micati, as the holder of the Debt (as defined below) (the “Holder” and, together with the Company, the “Parties” and each individually a “Party”).
Exchange AgreementExchange Agreement • December 17th, 2018 • Bank of America Corp /De/ • National commercial banks • New York
EXCHANGE AGREEMENT dated as of December 13, 2018, between NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND, a closed-end fund organized as a Massachusetts business trust (the "Fund"), and BANC OF AMERICA PREFERRED FUNDING CORPORATION, a Delaware corporation, including its successors by merger or operation of law, as acquirer of the AMTP Shares hereunder ("Banc of America").
EXCHANGE AGREEMENTExchange Agreement • August 4th, 2020 • CBAK Energy Technology, Inc. • Miscellaneous electrical machinery, equipment & supplies • Utah
This Exchange Agreement (this “Agreement”) is entered into as of July 29, 2020 by and between Atlas Sciences, LLC, a Utah limited liability company (“Lender”), and CBAK Energy Technology, Inc., a Nevada corporation (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Original Note (as defined below).
EXCHANGE AGREEMENT Dated as of May 15, 2024Exchange Agreement • May 16th, 2024 • Geo Group Inc • General bldg contractors - residential bldgs
[ ] (the “Undersigned”), for itself and on behalf of the beneficial owners listed on Exhibit A hereto (collectively, the “Accounts”) for whom the Undersigned holds contractual and investment authority (each Account, as well as the Undersigned if it is a beneficial owner of the outstanding 6.50% Exchangeable Senior Notes due 2026 (the “Outstanding Notes”) issued by GEO Corrections Holdings, Inc., a Florida corporation (“GEOCH”) and wholly-owned subsidiary of The GEO Group, Inc., a Florida corporation (the “Company”), a “Holder”), enters into this Exchange Agreement (this “Agreement”) with GEOCH and the Company as of the date first written above, whereby the Holders will exchange the Exchanged Notes (as defined below) for a combination of shares of the Company’s common stock, par value $0.01 (“Common Stock”), and cash, plus cash in respect of accrued and unpaid interest on such Holder’s Exchanged Notes, in each case determined as set forth herein.
EXCHANGE AGREEMENTExchange Agreement • October 13th, 2005 • Markland Technologies Inc • Measuring & controlling devices, nec • Florida
THIS EXCHANGE AGREEMENT (this "Agreement") is entered into as of the 4th day of October, 2005, by and between Markland Technologies, Inc., a Florida corporation ("Markland"), and Southridge Partners LP (the "Stockholder").
EXCHANGE AGREEMENTExchange Agreement • April 15th, 2014 • Minerco Resources, Inc. • Drilling oil & gas wells • Nevada
THIS EXCHANGE AGREEMENT (the “Agreement”) is dated as of April 15, 2014, by and between Minerco Resources, Inc. (the “Company”), and MSF International, Inc. (“Lender”).
EXCHANGE AGREEMENTExchange Agreement • November 19th, 2010 • Digital Realty Trust, Inc. • Real estate investment trusts • New York
This Exchange Agreement (this “Agreement”) is made this 19th day of November, 2010, by and among Digital Realty Trust, Inc., a Maryland corporation (the “Company”), Digital Realty Trust, L.P., a Maryland limited partnership (the “Operating Partnership”), and CBARB, a segregated account of Geode Capital Master Fund Ltd., a Bermuda exempted mutual fund company registered as a segregated accounts company, severally and not jointly as defined in The Segregated Accounts Companies Act 2000 of Bermuda (the “Holder”).
EXCHANGE AGREEMENTExchange Agreement • November 24th, 2009 • Generac Holdings Inc. • Motors & generators • New York
This EXCHANGE AGREEMENT is made as of October 30, 2007 (the “Agreement”), by and among CCMP Capital Investors II, L.P. (“CCMP”), CCMP Capital Investors (Cayman) II, L.P. (“Cayman”, and together with CCMP, the “Investors”) and GPS CCMP Acquisition Corp., a Delaware corporation (the “Company”).
EXCHANGE AGREEMENTExchange Agreement • August 19th, 2010 • New York
EXCHANGE AGREEMENT, dated as of April 29, 2010 (this “Agreement”) by and between Sterling Financial Corporation, a Washington corporation (the “Company”), and the United States Department of the Treasury (the “Investor”). All capitalized terms used herein and not otherwise defined shall have the respective meanings ascribed to them in the Securities Purchase Agreement.
EXCHANGE AGREEMENTExchange Agreement • April 13th, 2023 • RespireRx Pharmaceuticals Inc. • Pharmaceutical preparations • New York
Jeff Eliot Margolis (the “Employee”) enters into this Agreement (this “Agreement”) with RespireRx Pharmaceuticals Inc., a Delaware corporation (the “Company”) on April 12, 2023, whereby Employee will exchange certain accrued compensation owed to the Employee by the Company for shares of Series J 8% Voting, Participating, Redeemable Preferred Stock, par value $0.001 (the “Preferred Stock”), of the Company (the “Exchange”).
ContractExchange Agreement • September 17th, 2014 • LF Tel S.A. • Telephone communications (no radiotelephone)
This document is a free translation only. Due to the complexities of language translation, translations are not always precise. The original document was prepared in Portuguese, and in case of any divergence, discrepancy or difference between this version and the Portuguese version, the Portuguese version shall prevail. The Portuguese version is the only valid and complete version and shall prevail for any and all purposes. There is no assurance as to the accuracy, reliability or completeness of the translation. Any person reading this translation and relying on it should do so at his or her own risk.
EXCHANGE AGREEMENTExchange Agreement • February 14th, 2023
Representatives from the two universities have exchanged views on establishing a reciprocal student exchange program based on equality and mutual participation. The two institutions believe the exchange program will benefit participants by increasing their understanding and appreciation of another culture and by improving educational offerings through expanding the pool of teachers, students and facilities. The two institutions have reached an agreement as follows:
EXCHANGE AGREEMENTExchange Agreement • October 25th, 2023 • Greystone Housing Impact Investors LP • Finance services • Delaware
THIS EXCHANGE AGREEMENT (the “Agreement”) is made as of the [•] day of [•], 20[•], by and between GREYSTONE HOUSING IMPACT INVESTORS LP, a Delaware limited partnership (the “Partnership”), and the investor signatory hereto (the “Investor”).
School LOGO AGREEMENT ON EXCHANGE BETWEEN [ City ], [ Country ] AND National Taipei University New Taipei City, TaiwanExchange Agreement • November 20th, 2018
This Agreement is attached to and a part of the Memorandum of Understanding between XXXX University ((abbreviation)), [Country] and National Taipei University (NTPU), Taiwan. Both institutions shall, on the basis of reciprocity, support and promote the spirit of this Agreement to encourage academic collaboration and to facilitate as much as possible the academic progress, physical relocation and cultural orientation of all exchange students, faculty and researchers.
