PIMCO ENERGY AND TACTICAL CREDIT OPPORTUNITIES FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST December 13, 2018 PIMCO ENERGY AND TACTICAL CREDIT OPPORTUNITIES FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • September 13th, 2019 • PIMCO Energy & Tactical Credit Opportunities Fund • Massachusetts
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made this 13th day of December, 2018, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided, amending and restating the Agreement and Declaration of Trust made at Boston, Massachusetts the 25th day of October 2018, for the purpose of eliminating references to the sole initial trustee, adding Trustees as signatories hereto and making such other changes as deemed necessary by the Trustees.
AMENDED AND RESTATED BYLAWS of PIMCO ENERGY AND TACTICAL CREDIT OPPORTUNITIES FUND (Dated as of December 13, 2018)Bylaws • September 13th, 2019 • PIMCO Energy & Tactical Credit Opportunities Fund
HEDGE FUND GUIDED PORTFOLIO SOLUTION (a Delaware Statutory Trust) AGREEMENT AND DECLARATION OF TRUST Dated as of April 12, 2018Agreement and Declaration of Trust • June 5th, 2019 • Hedge Fund Guided Portfolio Solution • Delaware
This AGREEMENT AND DECLARATION OF TRUST is made and entered into as of April 12, 2018, by the Trustees whose signatures are affixed hereto.
Kayne Anderson NextGen Energy & Infrastructure, Inc. Amendment No. 1 to Note Purchase AgreementNote Purchase Agreement • February 11th, 2021 • Kayne Anderson NextGen Energy & Infrastructure, Inc. • New York
Kayne Anderson NextGen Energy & Infrastructure, Inc. (hereinafter, together with its successors and assigns, the “Company”) agrees with you as follows:
Kayne Anderson Energy Infrastructure Fund, Inc. Amendment No. 1 to Note Purchase AgreementNote Purchase Agreement • February 10th, 2021 • Kayne Anderson Energy Infrastructure Fund, Inc. • New York
Kayne Anderson Energy Infrastructure Fund, Inc. (hereinafter, together with its successors and assigns, the “Company”) agrees with you as follows:
Kayne Anderson NextGen Energy & Infrastructure, Inc. Amendment No. 1 to Note Purchase AgreementNote Purchase Agreement • February 10th, 2021 • Kayne Anderson NextGen Energy & Infrastructure, Inc. • New York
Kayne Anderson NextGen Energy & Infrastructure, Inc. (hereinafter, together with its successors and assigns, the “Company”) agrees with you as follows:
Kayne Anderson Energy Infrastructure Fund, Inc. Amendment No. 1 to Note Purchase AgreementNote Purchase Agreement • February 11th, 2021 • Kayne Anderson Energy Infrastructure Fund, Inc. • New York
Kayne Anderson Energy Infrastructure Fund, Inc. (hereinafter, together with its successors and assigns, the “Company”) agrees with you as follows:
ContractConvertible Preferred Shares Purchase Agreement • December 13th, 2024 • XAI Octagon Floating Rate & Alternative Income Trust
XAI Octagon Floating Rate & Alternative Income Trust (NYSE: XFLT) (the “Trust”) entered into a purchase agreement (the “Convertible Preferred Shares Purchase Agreement”) between the Trust, Eagle Point Credit Management LLC and the purchasers named therein (the “Purchasers”), in connection with the issuance and sale of 1,200,000 shares of the Trust’s 6.95% Series 2029 Convertible Preferred Shares, liquidation preference of $25.00 (the “Convertible Preferred Shares”), at a price equal to $23.25 per Convertible Preferred Share, in a transaction exempt from registration pursuant to Section 4(a)(2) of the Securities Act of 1933 (the “Convertible Preferred Placement”).
Kayne Anderson Energy Infrastructure Fund, Inc. Amendment No. 1 to Note Purchase AgreementNote Purchase Agreement • February 10th, 2021 • Kayne Anderson Energy Infrastructure Fund, Inc. • New York
Kayne Anderson Energy Infrastructure Fund, Inc. (hereinafter, together with its successors and assigns, the “Company”) agrees with you as follows:
Kayne Anderson Energy Infrastructure Fund, Inc. Amendment No. 1 to Note Purchase AgreementNote Purchase Agreement • February 10th, 2021 • Kayne Anderson Energy Infrastructure Fund, Inc. • New York
Kayne Anderson Energy Infrastructure Fund, Inc. (hereinafter, together with its successors and assigns, the “Company”) agrees with you as follows:
Request for Extension of Scheduled Termination Date and Agreement to Extend and Amend, dated as of October 30, 2020Request for Extension of Scheduled Termination Date • May 13th, 2021 • Invesco Dynamic Credit Opportunities Fund
AMENDMENT TO THE REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 20th, 2023 • Invesco Advantage Municipal Income Trust II
This Amendment (the “Amendment”), dated as of April 14, 2022, by and between Invesco Advantage Municipal Income Trust II, a Delaware statutory trust (the “Fund”), and Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors by merger or operation of law (“BofA PFC” or the “Shareholder”) is made with respect to that Registration Rights Agreement by and between the Fund and the Shareholder dated as of November 19, 2019, as such agreement may have been amended from time to time (the “Registration Rights Agreement”). Capitalized terms used herein and not otherwise defined herein shall have the meanings given them in the Registration Rights Agreement.
Request for Extension of Scheduled Termination Date and Agreement to Extend, dated as of June 1, 2019Request for Extension of Scheduled Termination Date • May 14th, 2020 • Invesco Senior Income Trust • New York
ContractConvertible Preferred Shares Purchase Agreement • December 14th, 2022 • XAI Octagon Floating Rate & Alternative Income Term Trust
XAI Octagon Floating Rate & Alternative Income Term Trust (NYSE: XFLT) (the “Trust”) entered into a purchase agreement (the “Convertible Preferred Shares Purchase Agreement”) between the Trust, Eagle Point Credit Management LLC and the purchasers named therein (the “Purchasers”), in connection with the issuance and sale of 400,000 shares of the Trust’s 6.00% Series 2029 Convertible Preferred Shares, liquidation preference of $25.00 (the “Convertible Preferred Shares”), at a price equal to $23.25 per Convertible Preferred Share, in a transaction exempt from registration pursuant to Section 4(a)(2) of the Securities Act of 1933 (the “Convertible Preferred Placement”).
Request for Extension of Scheduled Termination Date and Agreement to Extend, dated as of June 1, 2019VRDP Fee Agreement • May 14th, 2020 • Invesco Dynamic Credit Opportunities Fund
Request for Extension of Scheduled Termination Date and Agreement to Extend and Amend, dated as of October 22, 2021Request for Extension of Scheduled Termination Date • May 13th, 2022 • Invesco Senior Income Trust
Agreement Regarding Benchmark ReplacementAgreement Regarding Benchmark Replacement • February 12th, 2024 • Kayne Anderson Energy Infrastructure Fund, Inc. • New York
Kayne Anderson Energy Infrastructure Fund, Inc. (hereinafter, together with its successors and assigns, the “Company”) agrees with you as follows:
AMENDMENT TO THE SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF HIGHLAND FLOATING RATE OPPORTUNITIES FUND To the Secretary of State of Commonwealth of Massachusetts It is hereby stated that: 1. This document constitutes an amendment...Second Amended and Restated Agreement and Declaration of Trust • February 25th, 2019 • Highland Floating Rate Opportunities Fund
AMENDED AND RESTATED BYLAWS of ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND (Dated as of September 12, 2019) ARTICLE 1 Agreement and Declaration of Trust and Principal Office 1.1 Principal Office of the Trust. The Trust may have...Bylaws • May 12th, 2020 • AllianzGI Artificial Intelligence & Technology Opportunities Fund
AMENDED AND RESTATED BYLAWS of ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND (Dated as of September 12, 2019) ARTICLE 1 Agreement and Declaration of Trust and Principal Office 1.1 Principal Office of the Trust. The Trust may have one or more principal offices within or outside of The Commonwealth of Massachusetts as the Trustees may determine or as they may authorize. 1.2 Agreement and Declaration of Trust. These Bylaws (the "Bylaws") shall be subject to the Agreement and Declaration of Trust, as amended or restated from time to time (the "Declaration of Trust"), of AllianzGI Artificial Intelligence & Technology Opportunities Fund, the Massachusetts business trust established by the Declaration of Trust (the "Trust"). Capitalized terms used in these Bylaws and not otherwise defined herein shall have the meanings given to such terms in the Declaration of Trust. ARTICLE 2 Meetings of Trustees 2.1 Regular Meetings. Regular meetings of the Trustees may be held without c
AllianzGI Artificial Intelligence & Technology Opportunities Fund AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST October 1, 2019 ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION...Agreement and Declaration of Trust • May 12th, 2020 • AllianzGI Artificial Intelligence & Technology Opportunities Fund • Massachusetts
Kayne Anderson NextGen Energy & Infrastructure, Inc. Amendment No. 1 to Note Purchase AgreementNote Purchase Agreement • February 11th, 2021 • Kayne Anderson NextGen Energy & Infrastructure, Inc. • New York
Kayne Anderson NextGen Energy & Infrastructure, Inc. (hereinafter, together with its successors and assigns, the “Company”) agrees with you as follows:
Request for Extension of Scheduled Termination Date and Agreement to Extend, dated as of October 24, 2022Request for Extension of Scheduled Termination Date • September 20th, 2023 • Invesco Senior Income Trust
ContractConvertible Preferred Shares Purchase Agreement • December 12th, 2023 • XAI Octagon Floating Rate & Alternative Income Term Trust
XAI Octagon Floating Rate & Alternative Income Term Trust (NYSE: XFLT) (the “Trust”) entered into an Amendment dated February 23, 2032 (the “Amendment”) between the Trust, Eagle Point Credit Management LLC and the purchasers named therein (the “Purchasers”) to the Purchase Agreement between the Trust and the Purchasers dated June 28, 2022 (the “Convertible Preferred Shares Purchase Agreement”), in connection with the issuance and sale of 400,000 shares of the Trust’s 6.00% Series 2029 Convertible Preferred Shares, liquidation preference of $25.00 (the “Convertible Preferred Shares”).
