Interim Management Agreement Sample Contracts

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INTERIM MANAGEMENT AGREEMENT
Interim Management Agreement • September 6th, 2019 • James Advantage Funds • Ohio

This Interim Management Agreement (this “Agreement”), dated as of March 25, 2019, is by and between the James Advantage Funds (the “Trust”), on behalf of the James Small Cap Fund (the “Fund”) and James Investment Research, Inc. (the “Adviser”) (each a “Party” and collectively, the “Parties”).

INTERIM MANAGEMENT AGREEMENT
Interim Management Agreement • December 30th, 2005 • Citifunds Trust Iii

This Interim Management Agreement (this “Agreement”) is made this 1st day of December, 2005, by and between CitiFunds Trust III, a Massachusetts Business Trust (the “Trust”), and Citi Fund Management Inc., a Delaware corporation (the “Manager”).

Contract
Interim Management Agreement • September 11th, 2023

Utah Department of Alcoholic Beverage Services CHANGE OF OWNERSHIPINTERIM MANAGEMENT AGREEMENT DABS LICENSE # DATE: INTERIM MANAGEMENT AGREEMENT (IMA) BETWEEN: Entity of Current Licensee: _ DBA Name: _ Entity of New Applicant: DBA Name: _ NOTE: If the new owner of the business will NOT be taking over operations before the license is transferred, the IMA is not necessary, but please fill out this form and submit it with the application attesting that you will NOT be using an IMA. If the intent is that the business is to remain open, utilizing the current business’s DABS liquor license during the interim period between the licensee who is selling or transferring the business, and before the new DABS applicant can obtain a new license approved by the Commission and/or until the new business license is no longer conditional, the transfer of a DABS retail license will require an IMA.The following are required: 1. Because the current DABS licensee (transferor or seller of the business) st

THE TORRAY FUND INTERIM MANAGEMENT AGREEMENT
Interim Management Agreement • May 5th, 2022 • Torray Fund

This Interim Management Agreement (“Interim Contract”) , effective as of May 10, 2021, is between THE TORRAY FUND, a Massachusetts business trust (the “Trust”), on behalf of its separate investment series THE TORRAY FUND (the “Fund”) and TORRAY LLC, a Delaware limited liability company (the “Manager”).

INTERIM MANAGEMENT AGREEMENT
Interim Management Agreement • September 26th, 2006 • Crdentia Corp • Services-employment agencies • Delaware

This Interim Management Agreement (the “Agreement”) is dated as of September 20, 2006 by and between Crdentia Corp., a Delaware corporation (“Crdentia”), and iVOW, Inc., a Delaware corporation (the “Company”).

EX-99.D.31 8 dex99d31.htm INTERIM MANAGEMENT AGREEMENT INTERIM MANAGEMENT AGREEMENT BETWEEN NUVEEN INVESTMENT TRUST II AND NUVEEN ASSET MANAGEMENT
Interim Management Agreement • May 5th, 2020

AGREEMENT made this 13th day of November, 2007, by and between NUVEEN INVESTMENT TRUST II, a Massachusetts business trust (the “Trust”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Manager”).

EX-10.1 3 dex101.htm INTERIM MANAGEMENT AGREEMENT INTERIM MANAGEMENT AGREEMENT
Interim Management Agreement • May 5th, 2020 • New York

THIS INTERIM MANAGEMENT AGREEMENT is made and entered into as of April 27, 2006 by and between SUNSET FINANCIAL RESOURCES, INC., a Maryland corporation (the “Company”), and COHEN BROTHERS MANAGEMENT, LLC, a Delaware limited liability company (together with its permitted assignees, the “Manager”).

INTERIM MANAGEMENT AGREEMENT dated as of June 2, 2019 between SPIRIT MTA REIT and
Interim Management Agreement • November 5th, 2019 • Spirit Realty, L.P. • Operators of nonresidential buildings • New York

THIS INTERIM MANAGEMENT AGREEMENT (this “Agreement”) is made as of June 2, 2019 by and between Spirit MTA REIT, a Maryland real estate investment trust (the “Company”), and Spirit Realty AM Corporation, a Delaware corporation (together with its permitted assignees, the “Manager”).

PSF INTERIM MANAGEMENT AGREEMENT
Interim Management Agreement • January 18th, 2013 • Pacific Select Fund • California

This PSF Interim Management Agreement is made effective the 1st day of January, 2013 by and among Pacific Select Fund, a Massachusetts Business Trust (the “Fund”) Pacific Life Fund Advisors LLC, a Delaware limited liability company (“Investment Adviser”), and BlackRock Investment Management, LLC, a Delaware limited liability company (“Portfolio Manager”).

Interim management agreement template
Interim Management Agreement • April 28th, 2021

printer-friendly Interim Management and Restructuring Services Agreement - Kmart Corp. and JA&A Services LLC JA&A SERVICES, LLC 2000 Town Center Suite 2400 Southfield, MI 48075 March 10, 2002 Mr. James Adamson Chairman and CEO Kmart Corporation 3100 West Big Beaver Road Troy, Michigan 48084 Re: Interim Management and Restructuring Services Dear Mr. Adamson: This letter outlines the understanding between JA&A Services, LLC ("JAS") and Kmart Corporation (the "Company") for the engagement of JAS to provide certain temporary employees to the Company to assist it in its restructuring as described below. Generally, the engagement of JAS, including any JAS employees who serve in Executive Officer positions, shall be under the approval of the Board of Directors of the Company and the direct supervision of you as Chairman and CEO. JAS will provide the individuals set forth on Exhibit A, herein referred to as the temporary employees ("Temporary Employees"), subject to the terms and conditions of

INTERIM AGREEMENT ICAP Funds, Inc.
Interim Management Agreement • August 29th, 2006 • Icap Funds Inc • Illinois

INTERIM MANAGEMENT AGREEMENT, made as of the 30th day of June 2006, between Institutional Capital LLC (the “Manager”), and ICAP Funds, Inc. (the “Company”).

INTERIM MANAGEMENT AGREEMENT (the “Agreement”) between OCEANFREIGHT INC. of Majuro, Marshall Islands, lawfully represented (hereinafter sometimes the Owner) and Cardiff Marine Inc. of Monrovia, Liberia, lawfully represented (hereinafter sometimes the...
Interim Management Agreement • April 18th, 2007 • Oceanfreight Inc. • Deep sea foreign transportation of freight • London

Whereas the Owner shall be engaged through subsidiaries in the ownership and operation of cargo vessels trading worldwide estimated to commence in April 2007.

77Q1(e) Interim Management Agreement between American Century Variable Portfolios, Inc. and American Century Investment Management, Inc., dated February 16, 2010 (filed electronically as Exhibit (d)(1) to Post-Effective Amendment No. 49 to the...
Interim Management Agreement • August 30th, 2010 • American Century Variable Portfolios Inc

Interim Management Agreement between American Century Variable Portfolios, Inc. and American Century Investment Management, Inc., dated February 16, 2010 (filed electronically as Exhibit (d)(1) to Post-Effective Amendment No. 49 to the Registration Statement of the Registrant on February 22, 2010, File No. 33-14567 and incorporated herein by reference).

77Q1(e)(1) Interim Management Agreement between American Century Variable Portfolios, Inc. and American Century Investment Management, Inc., effective as of February 16, 2010 (filed electronically as Exhibit (d)(1) to Post-Effective Amendment No. 49...
Interim Management Agreement • August 30th, 2010 • American Century Variable Portfolios Inc

Interim Management Agreement between American Century Variable Portfolios, Inc. and American Century Investment Management, Inc., effective as of February 16, 2010 (filed electronically as Exhibit (d)(1) to Post-Effective Amendment No. 49 to the Registration Statement of the Registrant on February 22, 2010, File No. 33-14567 and incorporated herein by reference).

INTERIM MANAGEMENT AGREEMENT
Interim Management Agreement • January 5th, 2017 • American Capital Senior Floating, Ltd. • New York

This Interim Management Agreement (this “Agreement”), dated as of January 3, 2017 (the “Execution Date”), is by and between American Capital Senior Floating, Ltd., a Maryland corporation (the “Company”), and Ivy Hill Asset Management, L.P., a Delaware limited partnership (the “Manager”).

INTERIM MANAGEMENT AGREEMENT
Interim Management Agreement • July 28th, 2020 • Unified Series Trust • Ohio

The Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the Absolute ETF (the "Fund"). You entered into an investment advisory agreement with the Trust in November 2019 (the “Original Advisory Agreement”) and intend to undergo a change in control, resulting in an “assignment” for purposes of Section 15(a)(4) of the Investment Company Act of 1940 (the “1940 Act”), and the immediate termination of the Original Advisory Agreement.

INTERIM MANAGEMENT AGREEMENT
Interim Management Agreement • October 21st, 2011 • Capsalus Corp • In vitro & in vivo diagnostic substances • New York

THIS AGREEMENT ("Agreement") is entered into this 13th day of October, 2011, effective as of October 1, 2011 by and among CAPSALUS CORP., a Nevada corporation with its principal place of business at 2675 Paces Ferry Road, Atlanta, GA 30339 ("Purchaser"), GENELINK, INC., a Pennsylvania corporation with its principal place of business at 317 Wekiva Springs Road, Suite 200, Longwood, FL 32779 ("GeneLink") and GENEWIZE LIFE SCIENCES, INC., a Delaware corporation with its principal place of business at 317 Wekiva Springs Road, Suite 200, Longwood, FL 32779 (the "Company") (Purchaser, GeneLink, and the Company are hereinafter collectively referred to as the "Parties"). All capitalized terms used but not defined herein shall have the meanings ascribed to such terms in the Stock Purchase Agreement (as hereinafter defined).

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INTERIM MANAGEMENT AGREEMENT (Jordan) Smart Transportation for Program Development
Interim Management Agreement • February 1st, 2022 • Pivotal Holdings Corp • Services-business services, nec • England and Wales

THIS INTERIM MANAGEMENT AGREEMENT (the “Agreement”) is entered into and made effective as of November 10, 2021 (the “Effective Date”) by and between:

Vinco Ventures, Inc. Mr. Roderick Vanderbilt Chairman of the Board of Directors Fairport, New York 14450 Dear Mr. Vanderbilt:
Interim Management Agreement • October 28th, 2022 • Vinco Ventures, Inc. • Games, toys & children's vehicles (no dolls & bicycles) • New York

This letter agreement (this “Agreement”), entered into as of September 19, 2022 (the “Effective Date”), confirms the terms of the agreement among Ankura Consulting Group, LLC (“Ankura”) and Vinco Ventures, Inc. (the Company”, the “Client” or “you”) pursuant to which Ankura has been engaged to act as the advisor to Company to provide interim management as set forth below.

AMENDMENT TO INTERIM Management Agreement
Interim Management Agreement • February 9th, 2024 • American Beacon Funds

The attached amended and restated Schedule B is hereby incorporated into the Interim Management Agreement dated December 29, 2023, as amended (“Agreement”), by and between the American Beacon Funds, a Massachusetts business trust (each, a “Trust”), on behalf of each Fund of a Trust listed on Schedule B hereto, as may be amended from time to time (each, a “Fund”), and American Beacon Advisors, Inc., a Delaware corporation (“Manager”), and supersedes any prior Schedule B to the Agreement.

77Q1(e) Interim Management Agreement with American Century Investment Management, effective as of February 16, 2010 (filed electronically as Exhibit (d) to Post-Effective Amendment No. 15 to the Registration Statement of the Registrant on February 22,...
Interim Management Agreement • August 30th, 2010 • American Century Variable Portfolios Ii Inc

Interim Management Agreement with American Century Investment Management, effective as of February 16, 2010 (filed electronically as Exhibit (d) to Post-Effective Amendment No. 15 to the Registration Statement of the Registrant on February 22, 2010, File No. 333-46922 and incorporated herein by reference).

Contract
Interim Management Agreement • July 31st, 2020

Utah Department of Alcoholic Beverage Control TRANSFER OF LICENSE INTERIM MANAGEMENT AGREEMENT DATE: I. An interim management agreement is NOT required if any of the following apply (check all that apply) : The applicant is not taking over the day-to-day operations of the current licensee’s business during the interim transition period; The applicant is moving the business to a new location or is buying the DABC license only and will not be using the DABC license until the Commission grants a transfer of ownership. II. The Transfer of a DABC retail license will require an “Interim Management Agreement” if (check if this applies):  The intent of the transfer is that the original business premiseso is to remain open, utilizing the current business’s DABC liquor license during the transfer process, ANDo there will be a change of the management between the current DABC licensee (seller) and the DABC applicant (buyer) before the DABC license is approved for transfer by the Commission

INTERIM MANAGEMENT AGREEMENT
Interim Management Agreement • February 22nd, 2010 • American Century Strategic Asset Allocations Inc

THIS MANAGEMENT AGREEMENT (“Agreement”) is effective as of the 16th day of February, 2010, by and between AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS, INC., a Maryland corporation (hereinafter called the “Company”), and AMERICAN CENTURY INVESTMENT MANAGEMENT, INC., a Delaware corporation (hereinafter called the “Investment Manager”).

AMENDMENT TO INTERIM Management Agreement
Interim Management Agreement • February 23rd, 2024 • American Beacon Funds

The attached amended and restated Schedule B is hereby incorporated into the Interim Management Agreement dated December 29, 2023, as amended (“Agreement”), by and between the American Beacon Funds, a Massachusetts business trust (each, a “Trust”), on behalf of each Fund of a Trust listed on Schedule B hereto, as may be amended from time to time (each, a “Fund”), and American Beacon Advisors, Inc., a Delaware corporation (“Manager”), and supersedes any prior Schedule B to the Agreement.

AMERICAN BEACON FUNDS INTERIM MANAGEMENT AGREEMENT
Interim Management Agreement • February 9th, 2024 • American Beacon Funds • Texas

including any and all prospectuses, statements of additional information, exhibits and supplements thereto; (b) all proxy statements and related materials prepared pursuant to Schedule 14A, Form N-14 or similar or related forms promulgated by the SEC or other applicable regulators necessary for the lawful operations of the Trust; (c) all periodic and other reports that must be filed with the SEC or other applicable regulators necessary for the lawful operations of the Trust, including, but not limited to, the reports filed with the SEC on Form N-CSR, Form N-SAR, Form N-Q, Form N-PX and Form 24F-2; (d) all tax returns and any related reports necessary for the Trust to comply with applicable federal, state and other tax laws (including, to the extent applicable, foreign tax laws) and to operate in a manner consistent with registration statement and other public disclosures relating to the tax consequences of an investment in shares of the Trust; and (e) such other filings and reports, in

INTERIM MANAGEMENT AGREEMENT OUTFITTER FUND
Interim Management Agreement • May 31st, 2013 • PFS Funds • Massachusetts

The Trust has been organized to engage in the business of an open-end management investment company. You, Outfitter Financial Corp. (“Adviser,” “you” and “your”) have been selected to act as the sole investment manager of the Outfitter Fund (the “Fund”) and to provide certain other services, as more fully set forth below, and you are willing to act as such investment manager and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows effective upon the date of the execution of this Agreement.

INTERIM MANAGEMENT AGREEMENT
Interim Management Agreement • September 24th, 2012 • Investment House Funds • Ohio

The Trust has been organized to engage in the business of an investment company. The Trust currently offers one series of shares to investors, The Investment House Growth Fund (the “Fund”).

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