AGREEMENT This agreement entered into this 10th day of July, 2001, by and between the undersigned parties as representatives for the "Ghauri brothers" on the one hand and the "NetSol shareholder group" on the other hand, as and for the interim...Interim Management Agreement • July 20th, 2001 • Netsol International Inc • Services-prepackaged software
Contract Type FiledJuly 20th, 2001 Company Industry
INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • September 6th, 2019 • James Advantage Funds • Ohio
Contract Type FiledSeptember 6th, 2019 Company JurisdictionThis Interim Management Agreement (this “Agreement”), dated as of March 25, 2019, is by and between the James Advantage Funds (the “Trust”), on behalf of the James Small Cap Fund (the “Fund”) and James Investment Research, Inc. (the “Adviser”) (each a “Party” and collectively, the “Parties”).
INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • December 30th, 2005 • Citifunds Trust Iii
Contract Type FiledDecember 30th, 2005 CompanyThis Interim Management Agreement (this “Agreement”) is made this 1st day of December, 2005, by and between CitiFunds Trust III, a Massachusetts Business Trust (the “Trust”), and Citi Fund Management Inc., a Delaware corporation (the “Manager”).
ContractInterim Management Agreement • September 11th, 2023
Contract Type FiledSeptember 11th, 2023Utah Department of Alcoholic Beverage Services CHANGE OF OWNERSHIPINTERIM MANAGEMENT AGREEMENT DABS LICENSE # DATE: INTERIM MANAGEMENT AGREEMENT (IMA) BETWEEN: Entity of Current Licensee: _ DBA Name: _ Entity of New Applicant: DBA Name: _ NOTE: If the new owner of the business will NOT be taking over operations before the license is transferred, the IMA is not necessary, but please fill out this form and submit it with the application attesting that you will NOT be using an IMA. If the intent is that the business is to remain open, utilizing the current business’s DABS liquor license during the interim period between the licensee who is selling or transferring the business, and before the new DABS applicant can obtain a new license approved by the Commission and/or until the new business license is no longer conditional, the transfer of a DABS retail license will require an IMA.The following are required: 1. Because the current DABS licensee (transferor or seller of the business) st
THE TORRAY FUND INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • May 5th, 2022 • Torray Fund
Contract Type FiledMay 5th, 2022 CompanyThis Interim Management Agreement (“Interim Contract”) , effective as of May 10, 2021, is between THE TORRAY FUND, a Massachusetts business trust (the “Trust”), on behalf of its separate investment series THE TORRAY FUND (the “Fund”) and TORRAY LLC, a Delaware limited liability company (the “Manager”).
INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • September 26th, 2006 • Crdentia Corp • Services-employment agencies • Delaware
Contract Type FiledSeptember 26th, 2006 Company Industry JurisdictionThis Interim Management Agreement (the “Agreement”) is dated as of September 20, 2006 by and between Crdentia Corp., a Delaware corporation (“Crdentia”), and iVOW, Inc., a Delaware corporation (the “Company”).
EX-99.D.31 8 dex99d31.htm INTERIM MANAGEMENT AGREEMENT INTERIM MANAGEMENT AGREEMENT BETWEEN NUVEEN INVESTMENT TRUST II AND NUVEEN ASSET MANAGEMENTInterim Management Agreement • May 5th, 2020
Contract Type FiledMay 5th, 2020AGREEMENT made this 13th day of November, 2007, by and between NUVEEN INVESTMENT TRUST II, a Massachusetts business trust (the “Trust”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Manager”).
FORM OF INTERIM MANAGEMENT AGREEMENT [ ] THIS INTERIM MANAGEMENT AGREEMENT ("Agreement") is made as of January 12, 2001 between BALANCED CARE AT [ ], INC., a Delaware corporation (the "Management Firm") and NATIONWIDE HEALTH PROPERTIES, INC., a...Interim Management Agreement • May 15th, 2001 • Balanced Care Corp • Services-nursing & personal care facilities • California
Contract Type FiledMay 15th, 2001 Company Industry Jurisdiction
EX-10.1 3 dex101.htm INTERIM MANAGEMENT AGREEMENT INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionTHIS INTERIM MANAGEMENT AGREEMENT is made and entered into as of April 27, 2006 by and between SUNSET FINANCIAL RESOURCES, INC., a Maryland corporation (the “Company”), and COHEN BROTHERS MANAGEMENT, LLC, a Delaware limited liability company (together with its permitted assignees, the “Manager”).
Exhibit 99.4 INTERIM MANAGEMENT AGREEMENT THIS AGREEMENT ("Agreement") is entered into this 11th day of April, 2001, by and between JATA LLC, a New York limited liability company, with its principal place of business located at c/o Tashlik, Kreutzer,...Interim Management Agreement • May 4th, 2001 • Rappaport Gary B • Wholesale-computers & peripheral equipment & software • New York
Contract Type FiledMay 4th, 2001 Company Industry Jurisdiction
INTERIM MANAGEMENT AGREEMENT dated as of June 2, 2019 between SPIRIT MTA REIT andInterim Management Agreement • November 5th, 2019 • Spirit Realty, L.P. • Operators of nonresidential buildings • New York
Contract Type FiledNovember 5th, 2019 Company Industry JurisdictionTHIS INTERIM MANAGEMENT AGREEMENT (this “Agreement”) is made as of June 2, 2019 by and between Spirit MTA REIT, a Maryland real estate investment trust (the “Company”), and Spirit Realty AM Corporation, a Delaware corporation (together with its permitted assignees, the “Manager”).
INTERIM MANAGEMENT AGREEMENT THIS INTERIM MANAGEMENT AGREEMENT (this "Agreement") is dated as of August , 1996 by and between Elsinore Corporation, a Nevada corporation ("Elsinore"), Four Queens, Inc., a Nevada corporation ("Four Queens" and, together...Interim Management Agreement • February 21st, 1997 • Elsinore Corp • Services-miscellaneous amusement & recreation • Nevada
Contract Type FiledFebruary 21st, 1997 Company Industry Jurisdiction
PSF INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • January 18th, 2013 • Pacific Select Fund • California
Contract Type FiledJanuary 18th, 2013 Company JurisdictionThis PSF Interim Management Agreement is made effective the 1st day of January, 2013 by and among Pacific Select Fund, a Massachusetts Business Trust (the “Fund”) Pacific Life Fund Advisors LLC, a Delaware limited liability company (“Investment Adviser”), and BlackRock Investment Management, LLC, a Delaware limited liability company (“Portfolio Manager”).
2 3 Board of Directors), including legal expenses incurred by Dominion Bridge in respect of this Agreement. At the option of New World, New World may pay the foregoing compensation forty percent (40%) in cash and sixty percent (60%) in shares of New...Interim Management Agreement • November 12th, 1996 • Dominion Bridge Corp • Heavy construction other than bldg const - contractors
Contract Type FiledNovember 12th, 1996 Company Industry
Interim management agreement templateInterim Management Agreement • April 28th, 2021
Contract Type FiledApril 28th, 2021printer-friendly Interim Management and Restructuring Services Agreement - Kmart Corp. and JA&A Services LLC JA&A SERVICES, LLC 2000 Town Center Suite 2400 Southfield, MI 48075 March 10, 2002 Mr. James Adamson Chairman and CEO Kmart Corporation 3100 West Big Beaver Road Troy, Michigan 48084 Re: Interim Management and Restructuring Services Dear Mr. Adamson: This letter outlines the understanding between JA&A Services, LLC ("JAS") and Kmart Corporation (the "Company") for the engagement of JAS to provide certain temporary employees to the Company to assist it in its restructuring as described below. Generally, the engagement of JAS, including any JAS employees who serve in Executive Officer positions, shall be under the approval of the Board of Directors of the Company and the direct supervision of you as Chairman and CEO. JAS will provide the individuals set forth on Exhibit A, herein referred to as the temporary employees ("Temporary Employees"), subject to the terms and conditions of
INTERIM AGREEMENT ICAP Funds, Inc.Interim Management Agreement • August 29th, 2006 • Icap Funds Inc • Illinois
Contract Type FiledAugust 29th, 2006 Company JurisdictionINTERIM MANAGEMENT AGREEMENT, made as of the 30th day of June 2006, between Institutional Capital LLC (the “Manager”), and ICAP Funds, Inc. (the “Company”).
INTERIM MANAGEMENT AGREEMENT (the “Agreement”) between OCEANFREIGHT INC. of Majuro, Marshall Islands, lawfully represented (hereinafter sometimes the Owner) and Cardiff Marine Inc. of Monrovia, Liberia, lawfully represented (hereinafter sometimes the...Interim Management Agreement • April 18th, 2007 • Oceanfreight Inc. • Deep sea foreign transportation of freight • London
Contract Type FiledApril 18th, 2007 Company Industry JurisdictionWhereas the Owner shall be engaged through subsidiaries in the ownership and operation of cargo vessels trading worldwide estimated to commence in April 2007.
77Q1(e) Interim Management Agreement between American Century Variable Portfolios, Inc. and American Century Investment Management, Inc., dated February 16, 2010 (filed electronically as Exhibit (d)(1) to Post-Effective Amendment No. 49 to the...Interim Management Agreement • August 30th, 2010 • American Century Variable Portfolios Inc
Contract Type FiledAugust 30th, 2010 CompanyInterim Management Agreement between American Century Variable Portfolios, Inc. and American Century Investment Management, Inc., dated February 16, 2010 (filed electronically as Exhibit (d)(1) to Post-Effective Amendment No. 49 to the Registration Statement of the Registrant on February 22, 2010, File No. 33-14567 and incorporated herein by reference).
77Q1(e)(1) Interim Management Agreement between American Century Variable Portfolios, Inc. and American Century Investment Management, Inc., effective as of February 16, 2010 (filed electronically as Exhibit (d)(1) to Post-Effective Amendment No. 49...Interim Management Agreement • August 30th, 2010 • American Century Variable Portfolios Inc
Contract Type FiledAugust 30th, 2010 CompanyInterim Management Agreement between American Century Variable Portfolios, Inc. and American Century Investment Management, Inc., effective as of February 16, 2010 (filed electronically as Exhibit (d)(1) to Post-Effective Amendment No. 49 to the Registration Statement of the Registrant on February 22, 2010, File No. 33-14567 and incorporated herein by reference).
INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • January 5th, 2017 • American Capital Senior Floating, Ltd. • New York
Contract Type FiledJanuary 5th, 2017 Company JurisdictionThis Interim Management Agreement (this “Agreement”), dated as of January 3, 2017 (the “Execution Date”), is by and between American Capital Senior Floating, Ltd., a Maryland corporation (the “Company”), and Ivy Hill Asset Management, L.P., a Delaware limited partnership (the “Manager”).
INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • July 28th, 2020 • Unified Series Trust • Ohio
Contract Type FiledJuly 28th, 2020 Company JurisdictionThe Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the Absolute ETF (the "Fund"). You entered into an investment advisory agreement with the Trust in November 2019 (the “Original Advisory Agreement”) and intend to undergo a change in control, resulting in an “assignment” for purposes of Section 15(a)(4) of the Investment Company Act of 1940 (the “1940 Act”), and the immediate termination of the Original Advisory Agreement.
INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • October 21st, 2011 • Capsalus Corp • In vitro & in vivo diagnostic substances • New York
Contract Type FiledOctober 21st, 2011 Company Industry JurisdictionTHIS AGREEMENT ("Agreement") is entered into this 13th day of October, 2011, effective as of October 1, 2011 by and among CAPSALUS CORP., a Nevada corporation with its principal place of business at 2675 Paces Ferry Road, Atlanta, GA 30339 ("Purchaser"), GENELINK, INC., a Pennsylvania corporation with its principal place of business at 317 Wekiva Springs Road, Suite 200, Longwood, FL 32779 ("GeneLink") and GENEWIZE LIFE SCIENCES, INC., a Delaware corporation with its principal place of business at 317 Wekiva Springs Road, Suite 200, Longwood, FL 32779 (the "Company") (Purchaser, GeneLink, and the Company are hereinafter collectively referred to as the "Parties"). All capitalized terms used but not defined herein shall have the meanings ascribed to such terms in the Stock Purchase Agreement (as hereinafter defined).
INTERIM MANAGEMENT AGREEMENT (Jordan) Smart Transportation for Program DevelopmentInterim Management Agreement • February 1st, 2022 • Pivotal Holdings Corp • Services-business services, nec • England and Wales
Contract Type FiledFebruary 1st, 2022 Company Industry JurisdictionTHIS INTERIM MANAGEMENT AGREEMENT (the “Agreement”) is entered into and made effective as of November 10, 2021 (the “Effective Date”) by and between:
Vinco Ventures, Inc. Mr. Roderick Vanderbilt Chairman of the Board of Directors Fairport, New York 14450 Dear Mr. Vanderbilt:Interim Management Agreement • October 28th, 2022 • Vinco Ventures, Inc. • Games, toys & children's vehicles (no dolls & bicycles) • New York
Contract Type FiledOctober 28th, 2022 Company Industry JurisdictionThis letter agreement (this “Agreement”), entered into as of September 19, 2022 (the “Effective Date”), confirms the terms of the agreement among Ankura Consulting Group, LLC (“Ankura”) and Vinco Ventures, Inc. (the Company”, the “Client” or “you”) pursuant to which Ankura has been engaged to act as the advisor to Company to provide interim management as set forth below.
AMENDMENT TO INTERIM Management AgreementInterim Management Agreement • February 9th, 2024 • American Beacon Funds
Contract Type FiledFebruary 9th, 2024 CompanyThe attached amended and restated Schedule B is hereby incorporated into the Interim Management Agreement dated December 29, 2023, as amended (“Agreement”), by and between the American Beacon Funds, a Massachusetts business trust (each, a “Trust”), on behalf of each Fund of a Trust listed on Schedule B hereto, as may be amended from time to time (each, a “Fund”), and American Beacon Advisors, Inc., a Delaware corporation (“Manager”), and supersedes any prior Schedule B to the Agreement.
77Q1(e) Interim Management Agreement with American Century Investment Management, effective as of February 16, 2010 (filed electronically as Exhibit (d) to Post-Effective Amendment No. 15 to the Registration Statement of the Registrant on February 22,...Interim Management Agreement • August 30th, 2010 • American Century Variable Portfolios Ii Inc
Contract Type FiledAugust 30th, 2010 CompanyInterim Management Agreement with American Century Investment Management, effective as of February 16, 2010 (filed electronically as Exhibit (d) to Post-Effective Amendment No. 15 to the Registration Statement of the Registrant on February 22, 2010, File No. 333-46922 and incorporated herein by reference).
ContractInterim Management Agreement • July 31st, 2020
Contract Type FiledJuly 31st, 2020Utah Department of Alcoholic Beverage Control TRANSFER OF LICENSE INTERIM MANAGEMENT AGREEMENT DATE: I. An interim management agreement is NOT required if any of the following apply (check all that apply) : The applicant is not taking over the day-to-day operations of the current licensee’s business during the interim transition period; The applicant is moving the business to a new location or is buying the DABC license only and will not be using the DABC license until the Commission grants a transfer of ownership. II. The Transfer of a DABC retail license will require an “Interim Management Agreement” if (check if this applies): The intent of the transfer is that the original business premiseso is to remain open, utilizing the current business’s DABC liquor license during the transfer process, ANDo there will be a change of the management between the current DABC licensee (seller) and the DABC applicant (buyer) before the DABC license is approved for transfer by the Commission
INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • February 22nd, 2010 • American Century Strategic Asset Allocations Inc
Contract Type FiledFebruary 22nd, 2010 CompanyTHIS MANAGEMENT AGREEMENT (“Agreement”) is effective as of the 16th day of February, 2010, by and between AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS, INC., a Maryland corporation (hereinafter called the “Company”), and AMERICAN CENTURY INVESTMENT MANAGEMENT, INC., a Delaware corporation (hereinafter called the “Investment Manager”).
June 29, 1995 Mr. Robert Van Buren Chairman, Board of Directors Smith Corona Corporation 65 Locust Avenue New Canaan, Connecticut 06840 Dear Mr. Van Buren: This letter serves to confirm the terms of the agreement between Smith Corona Corporation...Interim Management Agreement • September 28th, 1995 • Smith Corona Corp • Office machines, nec
Contract Type FiledSeptember 28th, 1995 Company Industry
AMENDMENT TO INTERIM Management AgreementInterim Management Agreement • February 23rd, 2024 • American Beacon Funds
Contract Type FiledFebruary 23rd, 2024 CompanyThe attached amended and restated Schedule B is hereby incorporated into the Interim Management Agreement dated December 29, 2023, as amended (“Agreement”), by and between the American Beacon Funds, a Massachusetts business trust (each, a “Trust”), on behalf of each Fund of a Trust listed on Schedule B hereto, as may be amended from time to time (each, a “Fund”), and American Beacon Advisors, Inc., a Delaware corporation (“Manager”), and supersedes any prior Schedule B to the Agreement.
Exhibit 99.2 INTERIM MANAGEMENT AGREEMENT THIS INTERIM MANAGEMENT AGREEMENT (the "Agreement") is effective as of this 15th day of March, 2002 (the "Effective Date"), by and between Sunrise Technologies International, Inc., a Delaware corporation...Interim Management Agreement • March 18th, 2002 • Sunrise Technologies International Inc • Dental equipment & supplies • California
Contract Type FiledMarch 18th, 2002 Company Industry Jurisdiction
EXECUTION COPY INTERIM MANAGEMENT AGREEMENT Interim Management Agreement effective as of December 4, 2005, between The India Fund, Inc., a Maryland corporation (herein referred to as the "Fund"), and Blackstone Asia Advisors L.L.C., a Delaware limited...Interim Management Agreement • March 1st, 2006 • India Fund Inc • New York
Contract Type FiledMarch 1st, 2006 Company Jurisdiction
AMERICAN BEACON FUNDS INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • February 9th, 2024 • American Beacon Funds • Texas
Contract Type FiledFebruary 9th, 2024 Company Jurisdictionincluding any and all prospectuses, statements of additional information, exhibits and supplements thereto; (b) all proxy statements and related materials prepared pursuant to Schedule 14A, Form N-14 or similar or related forms promulgated by the SEC or other applicable regulators necessary for the lawful operations of the Trust; (c) all periodic and other reports that must be filed with the SEC or other applicable regulators necessary for the lawful operations of the Trust, including, but not limited to, the reports filed with the SEC on Form N-CSR, Form N-SAR, Form N-Q, Form N-PX and Form 24F-2; (d) all tax returns and any related reports necessary for the Trust to comply with applicable federal, state and other tax laws (including, to the extent applicable, foreign tax laws) and to operate in a manner consistent with registration statement and other public disclosures relating to the tax consequences of an investment in shares of the Trust; and (e) such other filings and reports, in
INTERIM MANAGEMENT AGREEMENT OUTFITTER FUNDInterim Management Agreement • May 31st, 2013 • PFS Funds • Massachusetts
Contract Type FiledMay 31st, 2013 Company JurisdictionThe Trust has been organized to engage in the business of an open-end management investment company. You, Outfitter Financial Corp. (“Adviser,” “you” and “your”) have been selected to act as the sole investment manager of the Outfitter Fund (the “Fund”) and to provide certain other services, as more fully set forth below, and you are willing to act as such investment manager and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows effective upon the date of the execution of this Agreement.
INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • September 24th, 2012 • Investment House Funds • Ohio
Contract Type FiledSeptember 24th, 2012 Company JurisdictionThe Trust has been organized to engage in the business of an investment company. The Trust currently offers one series of shares to investors, The Investment House Growth Fund (the “Fund”).