Exhibit No. 4(a) INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of March 1, 2000, between MITCHELL HUTCHINS SECURITIES TRUST, a Delaware business trust ("Trust"), and MITCHELL HUTCHINS ASSET MANAGEMENT INC. ("Mitchell Hutchins"), a...Investment Advisory and Administration Contract • January 31st, 2001 • Mitchell Hutchins Securities Trust • Delaware
Exhibit 4(a) INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006, between UBS MONEY SERIES, a Delaware statutory trust ("Trust"), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. ("UBS Global Americas"), a Delaware...Investment Advisory and Administration Contract • August 30th, 2006 • Ubs Money Series • Delaware
Exhibit No. 4(a) INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of February 8, 2001, between PAINEWEBBER FINANCIAL SERVICES GROWTH FUND INC., a Maryland corporation ("Fund"), and MITCHELL HUTCHINS ASSET MANAGEMENT INC. ("Mitchell...Investment Advisory and Administration Contract • June 1st, 2001 • Painewebber Financial Services Growth Fund Inc • New York
Exhibit (4)(i) INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006 between UBS INDEX TRUST, a Delaware statutory trust ("Trust"), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. ("UBS Global Americas"), a Delaware...Investment Advisory and Administration Contract • September 27th, 2006 • Ubs Index Trust • Delaware
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACTInvestment Advisory and Administration Contract • August 29th, 2011 • Ubs Rma Tax Free Fund Inc • Delaware
Contract made as of March 1, 2011, between UBS RMA TAX-FREE FUND, INC., a Maryland corporation (“Corporation”), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. (“UBS Global AM”), a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended.
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of March 1, 1989, between PAINEWEBBER RMA TAX-FREE FUND, INC., a Maryland corporation ("Corporation"), and PAINEWEBBER INCORPORATED ("PaineWebber"), a Delaware corporation registered as...Investment Advisory and Administration Contract • August 28th, 1998 • Painewebber Rma Tax Free Fund Inc • Delaware
For period ending June 30, 2011 Exhibit 77Q1 File number 8113504 INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of March 1, 2011, between UBS RMA TAXFREE FUND, INC., a Maryland corporation (Corporation), and UBS GLOBAL ASSET...Investment Advisory and Administration Contract • August 29th, 2011 • Ubs Rma Tax Free Fund Inc • Delaware
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of March 1, 2011, between UBS RMA TAXFREE FUND, INC., a Maryland corporation (Corporation), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. (UBS Global AM), a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended. WHEREAS the Corporation is registered under the Investment Company Act of 1940, as amended (1940 Act), as an openend management investment company, and intends to offer for public sale distinct series of shares of common stock, each corresponding to a distinct portfolio (Series); and WHEREAS the Corporation desires to retain UBS Global AM as investment adviser and administrator to furnish certain administrative, investment advisory and portfolio management services to the Corporation and each Series as now exists and as hereafter may be established, and UBS Global AM is willing to furnish such services; NOW, THEREFORE, in consideration of the premises and
Exhibit No. 6 INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of June 22, 1998 between MANAGED HIGH YIELD PLUS FUND INC., a Maryland corporation ("Fund"), and MITCHELL HUTCHINS ASSET MANAGEMENT INC. ("Mitchell Hutchins"), a Delaware...Investment Advisory and Administration Contract • February 17th, 2000 • Managed High Yield Plus Fund Inc • Delaware
Exhibit (4)(e) INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of March 15, 2004, between UBS MONEY SERIES, a Delaware business trust ("Trust"), and UBS GLOBAL ASSET MANAGEMENT (US) INC. ("UBS Global AM"), a Delaware corporation...Investment Advisory and Administration Contract • April 28th, 2004 • Ubs Money Series • Delaware
Exhibit No. 4 INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of August 4, 1988, between PAINEWEBBER MASTER SERIES, INC., a Maryland corporation ("Corporation"), and MITCHELL HUTCHINS ASSET MANAGEMENT INC. ("Mitchell Hutchins"), a...Investment Advisory and Administration Contract • June 29th, 1998 • Painewebber Master Series Inc • Delaware
For period ending June 30, 2010 Exhibit 77Q1 File number 8113946 INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of March 1, 2011, between UBS MANAGED MUNICIPAL TRUST, a Massachusetts business trust (Trust), and UBS GLOBAL ASSET...Investment Advisory and Administration Contract • August 29th, 2011 • Ubs Managed Municipal Trust • Delaware
For period ending August 31, 2006 Exhibit 77Q1 File number 811-6262 INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006 between UBS INVESTMENT TRUST, a Massachusetts business trust (Fund) and UBS GLOBAL ASSET MANAGEMENT...Investment Advisory and Administration Contract • September 4th, 2007 • Ubs Investment Trust • Delaware
for period ending april 30, 2006 exhibit 77Q1 File number 811-8767 Series 1,2,3 and 6 INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006 between UBS MONEY SERIES, a Delaware statutory trust Trust, and UBS GLOBAL ASSET...Investment Advisory and Administration Contract • June 29th, 2006 • Ubs Money Series • Delaware
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006 between UBS MONEY SERIES, a Delaware statutory trust Trust, and UBS GLOBAL ASSET MANAGEMENT AMERICAS INC. UBS Global Americas, a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended. WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended 1940 Act, as an open-end investment management company, and intends to offer for public sale a distinct series of shares of beneficial interest, UBS Cash Reserves Fund, corresponding to a distinct portfolio; and WHEREAS, the Trust desires to retain UBS Global Americas as investment adviser and administrator to furnish certain administrative, investment advisory and portfolio management services to the Trust with respect to UBS Cash Reserves Fund and any other Series to which this Contract may hereafter be made applicable each a Series, and UBS Global Americas is willing to furnish suc
For period ending August 31, 2006 Exhibit 77Q1 File number 811-4448 INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006, between UBS MASTER SERIES, INC., a Maryland corporation (Corporation), and UBS GLOBAL ASSET...Investment Advisory and Administration Contract • October 30th, 2006 • Ubs Master Series Inc • Delaware
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006, between UBS MASTER SERIES, INC., a Maryland corporation (Corporation), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. (UBS Global Americas), a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended. WHEREAS, the Corporation is registered under the Investment Company Act of 1940, as amended (1940 Act), as an open end management investment company, and intends to offer for public sale distinct series of shares of common stock (Series), each corresponding to a distinct portfolio; and WHEREAS, the Corporation desires to retain UBS Global Americas as investment adviser and administrator to furnish certain administrative, investment advisory and portfolio management services to the Corporation and each Series as now exists and as hereafter may be established, and UBS Global Americas is willing to furnish such services; NOW, THEREFORE, in consideration of
EXHIBIT 5(b) FORM OF INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of , 1997 between PAINEWEBBER INVESTMENT TRUST II, a Massachusetts business trust ("Trust"), and MITCHELL HUTCHINS ASSET MANAGEMENT INC. ("Mitchell Hutchins"), a...Investment Advisory and Administration Contract • February 7th, 1997 • Painewebber Investment Trust Ii • Delaware
For the peroid ended December 31, 2006 Municipal Money Market Series File Number 811-6173 RMA New Jersey Exhibit 77Q1 AMENDMENT NO. 2 TO THE INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT This Agreement is made as of July 19, 2006, by and between UBS...Investment Advisory and Administration Contract • March 1st, 2007 • Ubs Municipal Money Market Series
Exhibit No. 4(a) INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of September 10, 1990, between PAINEWEBBER MANAGED MUNICIPAL TRUST, a Massachusetts business trust ("Trust"), and PAINEWEBBER INCORPORATED ("PaineWebber"), a Delaware...Investment Advisory and Administration Contract • August 28th, 1998 • Painewebber Managed Municipal Trust /Ny/ • Delaware
For period ending May 31, 2006 Exhibit 77Q1 File number 811-6475 INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006, between STRATEGIC GLOBAL INCOME FUND, INC., a Maryland corporation (“Fund”), and UBS GLOBAL ASSET...Investment Advisory and Administration Contract • July 28th, 2006 • Strategic Global Income Fund Inc • Delaware
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006, between STRATEGIC GLOBAL INCOME FUND, INC., a Maryland corporation (“Fund”), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC., (“UBS Global Americas”) a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended. WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended (“1940 Act”), as a closed-end, non-diversified management investment company, and has registered its shares for sale to the public under the Securities Act of 1933, as amended (“1933 Act”); and WHEREAS, the Fund desires to retain UBS Global Americas as investment adviser and administrator to furnish certain administrative, investment advisory and portfolio management services to the Fund, and UBS Global Americas is willing to furnish such services; NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained, it is agreed between the pa
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACTInvestment Advisory and Administration Contract • July 29th, 2011 • Ubs Cashfund Inc
Agreement made as of March 1, 2011, between UBS CASHFUND INC., a Maryland corporation (the “Fund”), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. (“UBS Global AM”);
For period ending May 31, 2006 Exhibit 77Q1 File number 811-8229 INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006 between UBS INDEX TRUST, a Delaware statutory trust (Trust), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS)...Investment Advisory and Administration Contract • July 28th, 2006 • Ubs Index Trust • Delaware
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006 between UBS INDEX TRUST, a Delaware statutory trust (Trust), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. (UBS Global Americas), a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended. WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended (1940 Act), as an openend management investment company, and intends to offer for public sale distinct series of shares of beneficial interest (Series), each corresponding to a distinct portfolio; and WHEREAS, the Trust desires to retain UBS Global Americas as investment adviser and administrator to furnish certain administrative, investment advisory and portfolio management services to the Trust and each Series as now exists and as hereafter may be established, and UBS Global Americas is willing to furnish such services; NOW, THEREFORE, in consideration of the premises and mutua
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACTInvestment Advisory and Administration Contract • August 29th, 2011 • Ubs Municipal Money Market Series • Delaware
Contract made as of March 1, 2011 between UBS MUNICIPAL MONEY MARKET SERIES, a Massachusetts business trust (“Fund”), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. (“Manager”), a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended.
For period ending March 31, 2011 77Q1 File number 811-2802 INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Agreement made as of March 1, 2011, between UBS CASHFUND INC., a Maryland corporation (the Fund), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS)...Investment Advisory and Administration Contract • May 27th, 2011 • Ubs Cashfund Inc
Exhibit 5(a) INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 13, 1995 between PAINEWEBBER/KIDDER PEABODY MUNICIPAL MONEY MARKET SERIES, a Massachusetts business trust ("Fund"), and PAINEWEBBER INCORPORATED ("Manager"), a...Investment Advisory and Administration Contract • March 1st, 1996 • Paine Webber Kidder Peabody Municipal Money Market Series • Delaware
For period ending September 30, 2006 File number 811-7528 Insured Municipal Income Fund Inc. INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006, between INSURED MUNICIPAL INCOME FUND INC., a Maryland corporation (Fund),...Investment Advisory and Administration Contract • November 29th, 2006 • Insured Municipal Income Fund Inc • Delaware
RESTATED INVESTMENT ADVISORY AND ADMINISTRATION CONTRACTInvestment Advisory and Administration Contract • March 12th, 2024 • UBS Series Funds • Delaware
Contract made as of February 1, 2000 and restated as of March 1, 2024, between UBS SERIES FUNDS (formerly known as Mitchell Hutchins LIR Money Series), a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) LLC (“UBS AM”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended.
For period ending April 30, 2006 Exhibit 77Q(1) File number 811-7540 INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006, between GLOBAL HIGH INCOME DOLLAR FUND INC., a Maryland corporation (“Fund”), and UBS GLOBAL ASSET...Investment Advisory and Administration Contract • June 29th, 2006 • Global High Income Dollar Fund Inc • Delaware
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006, between GLOBAL HIGH INCOME DOLLAR FUND INC., a Maryland corporation (“Fund”), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. (“UBS Global Americas”), a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended. WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended (“1940 Act”), as a closed-end, non-diversified management investment company, and intends to register shares of its common stock (“Shares”) for sale to the public under the Securities Act of 1933, as amended (“1933 Act”); and WHEREAS, the Fund desires to retain UBS Global Americas as investment adviser and administrator to furnish certain administrative, investment advisory and portfolio management services to the Fund, and UBS Global Americas is willing to furnish such services; NOW, THEREFORE, in consideration of the premises and mutual covenants herein conta
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACTInvestment Advisory and Administration Contract • August 29th, 2011 • Ubs Managed Municipal Trust • Delaware
Contract made as of March 1, 2011, between UBS MANAGED MUNICIPAL TRUST, a Massachusetts business trust (“Trust”), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. (“UBS Global AM”), a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended.
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACTInvestment Advisory and Administration Contract • December 28th, 2006 • Ubs Investment Trust • Delaware
Contract made as of April 1, 2006 between UBS INVESTMENT TRUST, a Massachusetts business trust (“Fund”) and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. (“Manager”), a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended.
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of October 1, 1998 between PAINEWEBBER INVESTMENT TRUST, a Massachusetts business trust ("Trust"), and MITCHELL HUTCHINS ASSET MANAGEMENT INC. ("Mitchell Hutchins"), a Delaware...Investment Advisory and Administration Contract • December 24th, 1998 • Painewebber Investment Trust • Delaware
Amendment to Investment Advisory and Administration Contract Dated as of March 1, 2024Investment Advisory and Administration Contract • March 12th, 2024 • UBS Series Funds
THIS AMENDMENT is made as of March 1, 2024 between UBS SERIES FUNDS, a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) LLC (formerly known as UBS Asset Management (Americas) Inc.) (“UBS AM”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
For period ending June 30, 2006 File number 811-4919 INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006 between UBS SERIES TRUST, a Massachusetts business trust (Trust), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC....Investment Advisory and Administration Contract • August 29th, 2006 • Ubs Series Trust • Delaware
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006 between UBS SERIES TRUST, a Massachusetts business trust (Trust), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. (UBS Global Americas), a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended. WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended (1940 Act), as an open end management investment company, and intends to offer for public sale distinct series of shares of beneficial interest (Series), each corresponding to a distinct portfolio; and WHEREAS, the Trust desires to retain UBS Global Americas as investment adviser and administrator to furnish certain administrative, investment advisory and portfolio management services to the Trust and each Series as now exists and as hereafter may be established, and UBS Global Americas is willing to furnish such services; NOW, THEREFORE, in consideration of the premises and
For period ending September 30, 2006 File number 811-7096 EXHIBIT 77Q1 INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006, between INVESTMENT GRADE MUNICIPAL INCOME FUND INC., a Maryland corporation (Fund), and UBS...Investment Advisory and Administration Contract • November 29th, 2006 • Investment Grade Municipal Income Fund • Delaware
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACTInvestment Advisory and Administration Contract • May 24th, 2018 • UBS Series Funds • Delaware
This investment advisory and administration contract (“Contract”) is made as of May 23, 2018 between UBS SERIES FUNDS, a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) INC. (“UBS AM”), a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
Amendment to Investment Advisory and Administration Contract Dated as of March 1, 2024Investment Advisory and Administration Contract • December 20th, 2024 • Ubs Investment Trust
THIS AMENDMENT is made as of March 1, 2024 between UBS INVESTMENT TRUST, a Massachusetts business trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) LLC (formerly known as UBS Asset Management (Americas) Inc. and UBS Global Asset Management (Americas) Inc.) (“UBS AM”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
Exhibit 99.(4)(c) AMENDMENT NO. 2 TO THE INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT This Agreement is made as of July 19, 2006, by and between UBS FINANCIAL SERVICES INC., a Delaware corporation ("Manager") (f/k/a "UBS PaineWebber Incorporated,...Investment Advisory and Administration Contract • August 30th, 2006 • Ubs Municipal Money Market Series
