Investment Advisory and Administrative Services Agreement Sample Contracts
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN FS INVESTMENT CORPORATION III AND FS/KKR ADVISOR, LLCInvestment Advisory and Administrative Services Agreement • April 9th, 2018 • FS Investment Corp III • New York
This Investment Advisory and Administrative Services Agreement (this “Agreement”) is made this 9th day of April, 2018, by and between FS INVESTMENT CORPORATION III, a Maryland corporation (the “Corporation”), and FS/KKR ADVISOR, LLC, a Delaware limited liability company (the “Adviser”).
Standard Contracts
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BBH TRUSTInvestment Advisory and Administrative Services Agreement • March 19th, 2007 • BBH Trust • New York
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • July 3rd, 2018 • Nexpoint Event-Driven Fund • Delaware
AGREEMENT made as of [ ], 2018, by and between NexPoint Advisors, L.P., a Delaware limited partnership (the “Adviser”), and NexPoint Event-Driven Fund, a Delaware statutory trust (the “Trust”).
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN MSC INCOME FUND, INC. AND MSC ADVISER I, LLCInvestment Advisory and Administrative Services Agreement • November 3rd, 2020 • HMS Income Fund, Inc. • Texas
This Investment Advisory and Administrative Services Agreement (the “Agreement”) is made as of the 30th day of October 2020, by and between MSC INCOME FUND, INC., a Maryland corporation (the “Company”), and MSC ADVISER I, LLC, a Delaware limited liability company (the “Adviser”).
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN TERRA INCOME FUND 6, INC. AND TERRA INCOME ADVISORS, LLCInvestment Advisory and Administrative Services Agreement • September 23rd, 2021 • Terra Income Fund 6, Inc. • New York
This Investment Advisory and Administrative Services Agreement (this “Agreement”) is made this 22nd day of September, 2021, by and between TERRA INCOME FUND 6, INC., a Maryland corporation (the “Company”), and TERRA INCOME ADVISORS, LLC, a Delaware limited liability company (the “Advisor”).
WITNESSETH:Investment Advisory and Administrative Services Agreement • February 28th, 2007 • Diversified Investors Funds Group • New York
INVESTMENT ADVISORY and ADMINISTRATIVE SERVICES AGREEMENT for the SATURNA SUSTAINABLE EQUITY FUND of SATURNA INVESTMENT TRUSTInvestment Advisory and Administrative Services Agreement • January 9th, 2015 • Saturna Investment Trust • Washington
THIS AGREEMENT, executed this 19th day of December, 2014, between Saturna Capital Corporation, a Washington State corporation (the "Adviser") and the Saturna Investment Trust, a series open-end management investment company organized as a business trust under the laws of the State of Washington and presently having a portfolio named the Saturna Sustainable Equity Fund, (the "Fund") to be and become effective as provided in Section 1, Article V, between the parties hereto,
SA FUNDS - INVESTMENT TRUST INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • October 25th, 2019 • Sa Funds Investment Trust • California
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT made as of November 30, 2018 by and between SA Funds – Investment Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Appendix A hereto, as may be amended from time to time (each a “Fund” and collectively the “Funds”), and BAM Advisor Services, LLC (the “Manager”).
AMENDED AND RESTATED INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN FS ENERGY AND POWER FUND II AND FSEP II ADVISOR, LLCInvestment Advisory and Administrative Services Agreement • March 9th, 2016 • FS Energy & Power Fund II • New York
This Amended and Restated Investment Advisory and Administrative Services Agreement (the “Agreement”) is made this [ ] day of [ ], 2016, by and between FS ENERGY AND POWER FUND II, a Delaware statutory trust (the “Company”), and FSEP II ADVISOR, LLC, a Delaware limited liability company (the “Adviser”).
AMENDMENT TO THE INVESTMENT ADVISORY and ADMINISTRATIVE SERVICES AGREEMENT for the SEXTANT INTERNATIONAL FUND of the SATURNA INVESTMENT TRUSTInvestment Advisory and Administrative Services Agreement • March 27th, 2015 • Saturna Investment Trust
THIS AMENDMENT, executed this 27th day of March 2015, amends that certain Investment Advisory and Administrative Services Agreement (the "Agreement"), dated July 10, 1995, between Saturna Capital Corporation, a Washington State corporation (the "Adviser") and Saturna Investment Trust, a series open-end management investment company organized as a business trust under the laws of the State of Washington and presently having a portfolio named the Sextant International Fund (the "Fund").
AMANA MUTUAL FUNDS TRUST INVESTMENT ADVISORY and ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • September 27th, 2019 • Amana Mutual Funds Trust
THIS AGREEMENT, executed this 24th day of September 2018, between Saturna Capital Corporation, a Washington State corporation (the "Adviser") and Amana Mutual Funds Trust, a Delaware statutory trust (the "Trust"), for and on behalf of the portfolios listed on Schedule A hereto (each, a "Fund"), to be and become effective as provided in Section 1, Article V, between the parties hereto,
AMENDMENT TO THE INVESTMENT ADVISORY and ADMINISTRATIVE SERVICES AGREEMENT for the SEXTANT SHORT -TERM BOND FUND of the SATURNA INVESTMENT TRUSTInvestment Advisory and Administrative Services Agreement • March 27th, 2015 • Saturna Investment Trust
THIS AMENDMENT, executed this 27th day of March 2015, amends that certain Investment Advisory and Administrative Services Agreement (the "Agreement"), dated July 10, 1995, between Saturna Capital Corporation, a Washington State corporation (the "Adviser") and Saturna Investment Trust, a series open-end management investment company organized as a business trust under the laws of the State of Washington and presently having a portfolio named the Sextant Short-Term Bond Fund (the "Fund").
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN CHANTICLEER DIVIDEND FUND, INC. AND CHANTICLEER ADVISORS, LLCInvestment Advisory and Administrative Services Agreement • January 20th, 2011 • Chanticleer Dividend Fund, Inc. • North Carolina
This Agreement (the “Agreement”) made this ___th day of January, 2011, by and between CHANTICLEER DIVIDEND FUND, INC., a Maryland corporation (the “Company”), and CHANTICLEER ADVISORS, LLC, a North Carolina limited liability company (the “Adviser”).
AMENDED AND RESTATED INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN Yorke Capital Corporation AND Yorke Capital Management, LLCInvestment Advisory and Administrative Services Agreement • February 17th, 2015 • Yorke Capital Corp • Delaware
This Amended and Restated Investment Advisory and Administrative Services Agreement (the “Agreement”) is made as of January 22, 2015, by and between YORKE CAPITAL CORPORATION, a Maryland corporation (the “Company”), and YORKE CAPTIAL MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”), and supersedes and replaces that certain Investment Advisory and Administration Services Agreement dated as of September 24, 2015.
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN FS ENERGY AND POWER FUND AND FS INVESTMENT ADVISOR, LLCInvestment Advisory and Administrative Services Agreement • May 6th, 2011 • FS Energy & Power Fund • New York
This Investment Advisory and Administrative Services Agreement (the “Agreement”) is made this 28th day of April 2011, by and between FS ENERGY AND POWER FUND, a Delaware statutory trust (the “Fund”), and FS INVESTMENT ADVISOR, LLC, a Delaware limited liability company (the “Adviser”).
AmendmentInvestment Advisory and Administrative Services Agreement • October 8th, 2024 • Amana Mutual Funds Trust
This amendment (this “Amendment”), dated as of September 16, 2024 (the “Effective Date”) and entered into by and between Saturna Capital Corporation and Amana Mutual Funds Trust (each, a “Party” and collectively, the “Parties”), hereby amends that certain Investment Advisory and Administrative Services Agreement dated September 24, 2018 (the “Agreement”), as amended pursuant to the following terms and conditions.
SATURNA INVESTMENT TRUST IDAHO TAX-EXEMPT FUND INVESTMENT ADVISORY and ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • March 27th, 2019 • Saturna Investment Trust
THIS AGREEMENT, executed this 25th day of September 2018, between Saturna Capital Corporation, a Washington State corporation (the "Adviser") and the Saturna Investment Trust, a series open-end management investment company organized as a business trust under the laws of the State of Washington and presently having a portfolio named the Idaho Tax-Exempt Fund, (the "Fund") to be and become effective as provided in Section 1, Article V, between the parties hereto,
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN BDCA VENTURE, INC. AND BDCA VENTURE ADVISER, LLCInvestment Advisory and Administrative Services Agreement • July 1st, 2014 • Bdca Venture, Inc. • New York
This Agreement (this “Agreement”) made this 1st day of July, 2014 (the “Effective Date”), by and between BDCA VENTURE, INC. f/k/a KEATING CAPITAL, INC., a Maryland corporation (the “Company”), and BDCA VENTURE ADVISER, LLC f/k/a KEATING INVESTMENTS, LLC, a Delaware limited liability company (the “Adviser”).
SA FUNDS – INVESTMENT TRUST AMENDMENT TO THE INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • June 29th, 2015 • Sa Funds Investment Trust
WHEREAS, the SA Funds – Investment Trust, a Delaware statutory trust (the “Trust”) and LWI Financial Inc., a Delaware corporation (the “Manager”), entered into an Investment Advisory and Administrative Services Agreement (the “Agreement”) as of January 23, 2009, as amended June 6, 2011 and July 1, 2013; and
SECOND AMENDMENT TO THE INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • February 10th, 2017 • First Capital Investment Corp
This SECOND AMENDMENT TO THE INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT (this “Amendment”), effective as of February 10, 2017, is entered into by and between FIRST CAPITAL INVESTMENT CORPORATION, a Maryland corporation (the “Corporation”), and FCIC ADVISORS LLC, a Delaware limited liability company (the “Adviser”). Capitalized terms used herein without definition shall have the meanings ascribed to such terms in the Advisory Agreement (defined below).
AMENDED AND RESTATED INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN MSC INCOME FUND, INC. AND MSC ADVISER I, LLCInvestment Advisory and Administrative Services Agreement • December 20th, 2024 • MSC Income Fund, Inc. • Texas
This Amended and Restated Investment Advisory and Administrative Services Agreement (the “Agreement”) is made as of the ____ day of _____ 202_ (the “Effective Date”), by and between MSC INCOME FUND, INC., a Maryland corporation (the “Company”), and MSC ADVISER I, LLC, a Delaware limited liability company (the “Adviser”).
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN KEATING CAPITAL, INC. AND KEATING INVESTMENTS, LLCInvestment Advisory and Administrative Services Agreement • November 20th, 2008 • Keating Capital Inc • New York
This Agreement (the “Agreement”) made this 28th day of July, 2008, by and between KEATING CAPITAL, INC, a Maryland company (the “Company”), and KEATING INVESTMENTS, LLC, a Delaware limited liability company (the “Adviser”).
SA FUNDS – INVESTMENT TRUST AMENDMENT TO THE INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • August 29th, 2011 • Sa Funds Investment Trust
WHEREAS, the SA Funds – Investment Trust, a Delaware statutory trust (the “Trust”) and LWI Financial Inc., a Delaware corporation (the “Manager”), entered into an Investment Advisory and Administrative Services Agreement (the “Agreement”) as of January 23, 2009; and
SA FUNDS – INVESTMENT TRUST AMENDMENT TO THE INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • October 31st, 2022 • Sa Funds Investment Trust
WHEREAS, the SA Funds – Investment Trust, a Delaware statutory trust (the “Trust”), and Buckingham Strategic Partners, LLC (the “Adviser”), entered into an Investment Advisory and Administrative Services Agreement (the “Agreement”) as of November 30, 2018;
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BBH TRUSTInvestment Advisory and Administrative Services Agreement • August 29th, 2007 • BBH Trust • New York
THIS AGREEMENT, entered into on February 1, 2007, between BBH TRUST, a Delaware statutory trust (the “Trust”) (the “Investment Company”), on behalf of each of its series from time to time listed on Exhibit A hereto (each a “Fund”), severally and not jointly, and BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”).
AMENDED AND RESTATED INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BBH TRUSTInvestment Advisory and Administrative Services Agreement • June 25th, 2018 • BBH Trust • New York
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT (the “Agreement”), which amends and restates the Investment Advisory and Administrative Services Agreement, entered into on February 1, 2007, as amended by Amendment No. 1, dated February 22, 2017, is entered into on June 14, 2018 between BBH Trust, a Delaware statutory trust (the “Trust” or the “Investment Company”), on behalf of each of its series from time to time listed on Exhibit A hereto (each a “Fund”), severally and not jointly, and Brown Brothers Harriman & Co., through its separately identifiable department, Brown Brothers Harriman Mutual Fund Advisory Department (the “Investment Adviser” or the “SID”). As of the date hereof, any reference to the Agreement shall refer to the Agreement as amended and restated hereby.
AMENDED AND RESTATED INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN AGE REVERSAL, INC. AND AGE REVERSAL MANAGEMENT, LLC as of March 16, 2010Investment Advisory and Administrative Services Agreement • June 22nd, 2010 • Age Reversal, Inc. • California
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT (the “Agreement”) is made and entered into as of March 16, 2010, by and between AGE REVERSAL, INC, a Maryland corporation (the “Company”), and AGE REVERSAL MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
SA FUNDS – INVESTMENT TRUST AMENDMENT TO THE INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • June 30th, 2017 • Sa Funds Investment Trust
WHEREAS, the SA Funds – Investment Trust, a Delaware statutory trust (the “Trust”) and LWI Financial Inc., a Delaware corporation (the “Adviser”), entered into an Investment Advisory and Administrative Services Agreement (the “Agreement”) as of January 23, 2009, as amended; and
AMENDMENT no. 1 to INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • February 24th, 2017 • BBH Trust • New York
THIS AMENDMENT No. 1, dated February 22, 2017 (the “Amendment”), to the Investment Advisory and Administrative Services Agreement, entered into on February 1, 2007, as amended to date, between BBH Trust, a Delaware statutory trust (the "Trust") and Brown Brothers Harriman & Co. (the “Agreement”), is made by and between the Trust, on behalf of each of its series from time to time listed on Exhibit A of the Agreement (attached hereto), severally and not jointly, and Brown Brothers Harriman & Co., through its separately identifiable department, Brown Brothers Harriman Mutual Fund Advisory Department, when acting in its capacity as the investment adviser to the Funds, and Brown Brothers Harriman & Co., when acting in its capacity as the administrator of each Fund. As of the date hereof, any reference to the Agreement shall refer to the Agreement as amended hereby.
AMENDMENT TO INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • January 31st, 2005 • Transamerica Investors Inc
THIS AMENDMENT is made as of December 31, 2004 to the Investment Advisory and Administrative Services Agreement dated March 1, 2000, as amended (the “Agreement”), by and between Transamerica Investors, Inc. and Transamerica Investment Management, LLC.
FCIC Advisors LLCInvestment Advisory and Administrative Services Agreement • February 10th, 2017 • First Capital Investment Corp
Reference is hereby made to the Investment Advisory and Administrative Services Agreement (the “Agreement”), dated March 5, 2015, as amended by Amendment No. 1 to the Agreement, dated March 15, 2016, and Amendment No. 2 to the Agreement, dated February 10, 2017, by and between FCIC Advisors LLC (the “Adviser”) and First Capital Investment Corporation (the “Company”). Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Agreement.
FIRST AMENDMENT TO INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • August 14th, 2012 • FS Energy & Power Fund • New York
THIS FIRST AMENDMENT TO INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT (this "Amendment"), dated as of August 10, 2012, by and between FS Energy and Power Fund, a Delaware statutory trust (the "Fund"), and FS Investment Advisor, LLC, a Delaware limited liability company (the "Adviser").
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT AGREEMENT made as of May 31, 1997, between American Pension Investors Trust ("Trust"), a Massachusetts business trust registered with the Securities and Exchange Commission as an open-end,...Investment Advisory and Administrative Services Agreement • January 5th, 1998 • American Pension Investors Trust • Virginia
SATURNA INVESTMENT TRUST INVESTMENT ADVISORY and ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • March 27th, 2019 • Saturna Investment Trust
THIS AGREEMENT, executed this 25th day of September, 2018, between Saturna Capital Corporation, a Washington State corporation (the "Adviser") and the Saturna Investment Trust, a series open-end management investment company organized as a business trust under the laws of the State of Washington for and on behalf of the portfolios listed on Schedule A hereto (each, a "Fund") to be and become effective as provided in Section 1, Article V, between the parties hereto,
AMANA MUTUAL FUNDS TRUST INVESTMENT ADVISORY and ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory and Administrative Services Agreement • September 27th, 2019 • Amana Mutual Funds Trust
THIS AMENDMENT, executed this 7th day of March 2019, amends the Investment Advisory and Administrative Services Agreement (the "Agreement"), dated September 24, 2018, between Saturna Capital Corporation, a Washington State corporation (the "Adviser") and Amana Mutual Funds Trust, a Delaware statutory trust (the "Trust"), for and on behalf of the portfolios listed on Schedule A thereto (each, a "Fund"), to be and become effective on June 1, 2019.
