Margin Agreement Sample Contracts
Margin AgreementMargin Agreement • September 19th, 2019
A margin account involves an extension of credit to you in connection with your securities account. This Margin Agreement and consent to loan securities enables securities in your account to be pledged or loaned to others to finance the funds that are loaned to you. By completing and executing this Margin Agreement, your hereby request that your Introducing Broker Dealer (“Broker”) and Axos Clearing LLC (“Axos Clearing”) amend the account in the name(s) listed below and endorse this account as a MARGIN ACCOUNT.
Standard Contracts
MARGIN AGREEMENTMargin Agreement • November 23rd, 2018 • New York
A margin account involves an extension of credit to you in connection with your securities account. This Margin Agreement and consent to loan securities enables securities in your account to be pledged or loaned to others to finance the funds that are loaned to you. By completing and executing this Margin Agreement, your hereby request that your Introducing Broker Dealer (“Broker”) and COR Clearing LLC (“COR”) amend the account in the name(s) listed below and endorse this account as a MARGIN ACCOUNT.
EXECUTION COPY MARGIN AGREEMENTMargin Agreement • January 22nd, 2021 • New York
THIS MARGIN AGREEMENT (this "Agreement") is made and entered into as of this 28th___ day of June December, 2000, by and among ENRON NORTH AMERICA CORP., a Delaware corporation ("Seller"), and MAHONIA NATURAL GAS LIMITED, a company incorporated under the laws of Jersey ("Purchaser").
KEEP A COPY FOR YOUR RECORDS. This is your Margin Agreement with Pershing LLC (“Pershing”).Margin Agreement • September 13th, 2023
In consideration of your accepting and carrying for the undersigned one or more accounts introduced to you by my broker, bank, or other introducing firm ("Introducing Firm"), which Introducing Firm is intended to have the benefit and is a third-party beneficiary of this agreement, the undersigned agrees as follows:
KEEP A COPY FOR YOUR RECORDS. THIS IS A COPY OF YOUR MARGIN AGREEMENT WITH PERSHING LLC (“PERSHING”).Margin Agreement • March 12th, 2021 • New York
In consideration of your accepting and carrying for the undersigned one or more accounts introduced to you by my broker, bank, or other introducing firm (“Introducing Firm”), which Introducing Firm is intended to have the benefit and is a third party beneficiary of this agreement, the undersigned agrees as follows:
Margin agreementMargin Agreement • July 16th, 2020
This Margin Agreement is part of the Client Agreement (“Agreement”) between you and Capital Markets Elite Group (UK) Limited. In consideration of the acceptance of your account under this Margin Agreement, you agree to the following terms and provisions. It is agreed that you may purchase, carry and trade certain securities on margin. When you purchase securities, you may pay for the securities in full or you may borrow part of the purchase price from Capital Markets Eilte
Margin agreementMargin Agreement • May 27th, 2021
In consideration of Professionals’ Financial – Private Management the introducing broker as well as Credential Qtrade Securities inc. as the carrying broker (there after the “Broker”) opening or maintaining one or more accounts for the customer executing this Agreement (there after the “Customer”) the Customer agrees to the following terms and conditions for the operation of each Account :
Margin agreementMargin Agreement • July 5th, 2024
This margin agreement is part of the client agreement (“Agreement”) between you and Capital Markets Elite Group (Cayman). In consideration of the acceptance of your account under this margin agreement, you agree to the following terms and provisions. It is agreed that you may purchase, carry and trade certain securities on margin. When you purchase securities, you may pay for the securities in full or you may borrow part of the purchase price from Capital Markets Elite Group (Cayman) by the use of your margin account. If you choose to borrow funds from Capital Markets Elite Group (Cayman). The securities purchased, as well as the other assets in your account, are Capital Markets Elite Group (Cayman) collateral for the loan to you.
Margin AgreementMargin Agreement • April 8th, 2022 • New York
In consideration of your accepting and carrying for the undersigned one or more accounts introduced to you by my broker, bank, or other introducing firm ("Introducing Firm"), which Introducing Firm is intended to have the benefit and is a third-party beneficiary of this agreement, the undersigned agrees as follows:
EXHIBIT A PERSHING Division of Donaldson, Lufkin & Jenrette Securities Corporation One Pershing Plaza, Jersey City, New Jersey 07399 Office # Account # MARGIN AGREEMENT TO: Pershing, Division of Donaldson, Lufkin & Jenrette Securities Corporation: In...Margin Agreement • November 30th, 1999 • Sanders Don A • Services-specialty outpatient facilities, nec
MARGIN AGREEMENTMargin Agreement • August 1st, 2017
A margin account involves an extension of credit to you in connection with your securities account. This Margin Agreement and consent to loan securities enables securities in your account to be pledged or loaned to others to finance the funds that are loaned to you.
Margin AgreementMargin Agreement • June 25th, 2019
A margin account involves an extension of credit to you in connection with your securities account. This Margin Agreement and consent to loan securities enables securities in your account to be pledged or loaned to others to finance the funds that are loaned to you. By completing and executing this Margin Agreement, your hereby request that your Introducing Broker Dealer (“Broker”) and Axos Clearing LLC (“Axos Clearing”) amend the account in the name(s) listed below and endorse this account as a MARGIN ACCOUNT.
MARGIN AGREEMENTMargin Agreement • February 18th, 1999 • Barone Robert N • Savings institution, federally chartered • New York
Margin AgreementMargin Agreement • February 22nd, 2016
A margin account involves an extension of credit to you in connection with your securities account. This Margin Agreement and consent to loan securities enables securities in your account to be pledged or loaned to others to finance the funds that are loaned to you.
Margin agreementMargin Agreement • July 16th, 2020
This Margin Agreement is part of the Client Agreement (“Agreement”) between you and Capital Markets Elite Group. In consideration of the acceptance of your account under this Margin Agreement, you agree to the following terms and provisions. It is agreed that you may purchase, carry and trade certain securities on margin. When you purchase securities, you may pay for the securities in full or you may borrow part of the purchase price from Capital Markets Eilte Group by the use of your margin account. If you choose to borrow funds from Capital Markets Elite Group. The securities purchased, as well as the other assets in your account, are Capital Markets Elite Group collateral for the loan to you.
Margin AgreementMargin Agreement • June 13th, 2019
MARGIN AGREEMENTMargin Agreement • January 18th, 2005
In consideration of Scottrade opening one or more Margin accounts for you, you agree to the foregoing and following provisions.
MARGIN AGREEMENTMargin Agreement • March 23rd, 2010 • New York
Basic Agreement Margin AgreementMargin Agreement • February 19th, 2016
ContractMargin Agreement • May 5th, 2020
============= Page 1 of 5 ============= Private Wealth Nlanacernent Margin Agreement In consideration of your accepting one or more accounts of the undersigned (whether designated by name, number or otherwise), your agreeing to act as broker for the undersigned's purchase or sale of securities or commodities, or your entering into any contract with the undersigned from time to time, including, without limitation, securities contracts, commodity contracts, forward contracts, repurchase agreements, swap agreements, howsoever any such agreement may be evidenced, including agreements confirmed in writing by only one party thereto (this agreement, and all such contracts and transactions, collectively "Contracts"), the undersigned agrees to the following with respect to any of the undersigned's accounts with you for extensions of credit, the purchase and sale of securities, options, and other property, or any transaction between you and the undersigned, and for the purpose of granting you ri
PERSHING Division of Donaldson, Lufkin and Jenrette Securities Corp. One Pershing Plaza, Jersey City, NJ 07399 MARGIN AGREEMENT TO: Pershing, Division of Donaldson, Lufkin & Jenrette Securities Corporation: In consideration of your accepting and...Margin Agreement • May 10th, 2000 • Sanders Don A • Refuse systems
MARGIN AGREEMENT TO: Pershing, Division of Donaldson, Lufkin & Jenrette Securities Corporation: In consideration of your accepting and carrying for the undersigned one or more accounts introduced to you by my broker, bank or other introducing firm ("Introducing Firm"), which Introducing Firm is intended to have the benefit and is a third party beneficiary of this agreement, the undersigned agrees as follows: ROLE OF PERSHING 1 . You are carrying the accounts of the undersigned as clearing broker pursuant to a clearing agreement with Introducing Firm. Until receipt from the undersigned of written notice to the contrary, you may accept from Introducing Firm, without inquiry or investigation, (i) orders for the purchase or sale of securities and other property on margin or otherwise, and (ii) any other instructions concerning said accounts. Notices to the undersigned concerning margin requirements or other matters related to the undersigned's accounts usually will go through undersigned's
MARGIN AGREEMENTMargin Agreement • January 6th, 2015 • Photronics Inc • Semiconductors & related devices
This MARGIN AGREEMENT (this “Agreement”) is made and entered into as of the 20th day of November, 2013, by and among Photronics, Inc., a Connecticut corporation (“Photronics”), Dai Nippon Printing Co., Ltd., a Japanese corporation (“DNP”), and Photronics Semiconductor Mask Corp. (the “Company”), a company limited by shares organized and formed under the Company Act of the Republic of China. Photronics, DNP and the Company are sometimes individually referred to herein as a “Party” and collectively as the “Parties.”
Margin AgreementMargin Agreement • July 29th, 2015
MARGIN AGREEMENTMargin Agreement • June 17th, 2022
ABCSI agrees to grant to the Customer, subject to availability of funds, a Margin Facility for the purchase of securities listed on the Philippine Stock Exchange, under the following terms and conditions:
ContractMargin Agreement • October 14th, 2020 • New York
AMENDMENT dated as of AugustDecember __, 2000 (the “Amendment”) to (i) the Margin Agreement by and between ENRON NATURAL GAS MARKETING CORP., a Delaware corporation (the “Seller”) and MAHONIA LIMITED, a company incorporated under the laws of Jersey, Channel Islands (the “Purchaser”) dated as of June 18, 1997, (ii) the Margin Agreement by and between Seller and Purchaser dated as of June 26, 1998, (iii) the Margin Agreement by and between Seller and Purchaser dated as of December 1, 1998 and (iv) the Margin Agreement by and between Seller and Purchaser dated as of June 28, 1999, (collectively, the “Margin Agreement”).
MARGIN PRICE CONFIRMATION LETTERMargin Agreement • December 27th, 2000
Pursuant to Section 1(b) of the Margin Agreement by and between Enron North America Corp. ("ENAC") and Mahonia Natural Gas Limited ("Mahonia") dated as of December 28, 2000 (the "Margin Agreement"; terms not defined herein having the meaning therein given), this is to confirm that the Margin Reference Price for each Delivery Month as indicated on the attached are hereby agreed between ENAC and Mahonia.
Margin AgreementMargin Agreement • January 18th, 2023
Margin AgreementMargin Agreement • March 13th, 2020
A margin account involves an extension of credit to you in connection with your securities account. This Margin Agreement and consent to loan securities enables securities in your account to be pledged or loaned to others to finance the funds that are loaned to you. By completing and executing this Margin Agreement, your hereby request that your Registered Investment Adviser (“RIA” or Adviser) and Axos Clearing LLC (“Axos Clearing”) amend the account in the name(s) listed below and endorse this account as a MARGIN ACCOUNT.
MARGIN AGREEMENTMargin Agreement • April 22nd, 2005 • New York
PERSHING MARGIN AGREEMENTMargin Agreement • April 15th, 1997 • Guardian Technologies International Inc • Miscellaneous fabricated textile products • New York
MARGIN AGREEMENTMargin Agreement • January 19th, 2021 • New York
EXHIBIT 7.1 COMMAND ACCOUNT MARGIN AGREEMENT GENERAL INFORMATION ABOUT MARGIN A PRUDENTIAL SECURITIES INCORPORATED MARGIN ACCOUNT ALLOWS AN INVESTOR TO BORROW AGAINST THE VALUE OF THE ELIGIBLE SECURITIES IN THE ACCOUNT. A TRADITIONAL USE OF MARGIN IS...Margin Agreement • November 3rd, 1998 • Liedtke Cadell S • Crude petroleum & natural gas
MARGIN AGREEMENTMargin Agreement • January 12th, 2018
MARGIN AGREEMENTMargin Agreement • December 15th, 2020
This Margin Agreement ("Margin Agreement") is entered into as of _________(the "Effective Date") between PacifiCorp, an Oregon corporation ("PPW"), and _________(each individually a "Party", or collectively the "Parties"). This Margin Agreement supplements and forms part of each and every transaction between the Parties, including but not limited to any and all Transactions entered into between the Parties pursuant to the Master Power Purchase and Sale Agreement between the Parties dated_____________and any other deals entered into between the Parties hereafter (collectively, the “Agreements”).
Margin AgreementMargin Agreement • August 19th, 2010
*This information is required to open an account, and is confidential. (Please see the Customer Agreement for an explanation of Investment Objectives.)
