N14el24 Sample Contracts
R E C I T A L: -------------Transfer Agency and Service Agreement • September 23rd, 1997 • Van Kampen American Capital Tax Free Trust • Delaware
Standard Contracts
1 EXHIBIT (6) INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT, dated as of May 31, 1997 (the "Agreement"), by and between VAN KAMPEN AMERICAN CAPITAL TAX FREE TRUST, a Delaware business trust (the "Trust"), on behalf of its series,...Investment Advisory Agreement • September 23rd, 1997 • Van Kampen American Capital Tax Free Trust • Delaware
Distribution Agreement (Class A Shares)Distribution Agreement • October 24th, 1995 • Prudential Global Limited Maturity Fund Inc • New York
CUSTODIAN CONTRACT Between EACH OF THE PARTIES LISTED ON APPENDIX A and STATE STREET BANK AND TRUST COMPANY 2 TABLE OF CONTENTSCustodian Contract • September 23rd, 1997 • Van Kampen American Capital Tax Free Trust • London
EXHIBIT (6)(c)Investment Sub-Advisory Agreement • January 30th, 1997 • Highmark Group /Oh/ • Massachusetts
INVESTMENT ADVISORY AGREEMENT FOR THE NAVELLIER AGGRESSIVE SMALL CAP PORTFOLIOInvestment Advisory Agreement • March 7th, 1997 • Navellier Performance Funds • Nevada
MORGAN GUARANTY Letterhead February 9, 1996 Lord Abbett Tax-Free Income Fund, Inc. 767 Fifth Avenue New York, N.Y. 10153 Attention: Mr. Kenneth B. Cutler Vice President Dear Sirs: Pursuant to Section 15 of the Global Custody Agreement, dated October...Global Custody Agreement • March 1st, 1996 • Lord Abbett Tax Free Income Fund Inc
Pursuant to Section 15 of the Global Custody Agreement, dated October 20, 1993, between Lord Abbett Tax-Free Income Fund (hereinafter called the "Corporation") and Morgan GuarantyTrust Company of New York (hereinafter called "Morgan"), Morgan hereby assigns to The Bank of New York (hereinafter called "successor custodian"), as of January 1, 1996, all its rights and obligations under such Agreement, and successor custodian hereby agrees with you to be bound by such Agreement in accordance with its terms.
PRUDENTIAL SECURITIES INCORPORATED One Seaport Plaza New York, NY 10292 Form of Selected Dealer Agreement ---------------------------------Selected Dealer Agreement • April 10th, 1997 • Prudential National Municipals Fund Inc
Agreement and Plan of Reorganization dated as of _______ __, 1996 by and between Lord Abbett Investment Trust, on behalf of its series, Lord Abbett Limited Duration U.S. Government Securities Series, and Lord Abbett Securities Trust, on behalf of its...Agreement and Plan of Reorganization • March 1st, 1996 • Lord Abbett Investment Trust
Agreement and Plan of Reorganization dated as of _______ __, 1996 by and between Lord Abbett Tax-Free Income Fund, Inc., on behalf of its series, Lord Abbett New York Series, and Lord Abbett Securities Trust, on behalf of its series, Lord Abbett New...Agreement and Plan of Reorganization • March 1st, 1996 • Lord Abbett Tax Free Income Fund Inc
Exhibit (5)(b) PARTICIPATION AGREEMENT PARTICIPATION AGREEMENT (the "Agreement") made by and between SCUDDER VARIABLE LIFE INVESTMENT FUND (the "Fund"), a Massachusetts business trust created under a Declaration of Trust dated March 15, 1985, as...Participation Agreement • September 22nd, 1995 • Separate Account I of Washington National Insurance Co • Massachusetts
Exhibit 7(a) ------------ Draft -- February 23, 1996 Rule 12b-1 Distribution Plan and Agreement Lord Abbett Investment Trust -- Lord Abbett Balanced Series -- Class C Shares -----------------------------------------------------------------------------...Rule 12b-1 Distribution Plan and Agreement • March 1st, 1996 • Lord Abbett Investment Trust
PRUDENTIAL SHORT-TERM GLOBAL INCOME FUND, INC. Short-Term Global Income Portfolio Distribution Agreement (Class B Shares)Distribution Agreement • October 24th, 1995 • Prudential Global Limited Maturity Fund Inc • New York
1 Exhibit (7) (a) DISTRIBUTION AND SERVICE AGREEMENT THIS DISTRIBUTION AND SERVICE AGREEMENT dated as of May 31, 1997 (the "Agreement") by and between VAN KAMPEN AMERICAN CAPITAL TAX FREE TRUST, a Delaware business trust (the "Trust"), on behalf of...Distribution Agreement • September 23rd, 1997 • Van Kampen American Capital Tax Free Trust • Illinois
EXHIBIT 4 AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • March 25th, 1997 • Municipal Securities Income Trust
IN WITNESS WHEREOF, the Acquired Fund and the Acquiring Fund have each caused this Agreement and Plan of Reorganization to be executed and attested on its behalf by its duly authorized representatives as of the date first above written.
EXHIBIT 6 INVESTMENT ADVISORY AGREEMENT AGREEMENT (herein so called) made this 31st day of October, 1996, by and between VAN KAMPEN AMERICAN CAPITAL EQUITY INCOME FUND, a Delaware business trust (hereinafter referred to as the "FUND"), and VAN KAMPEN...Investment Advisory Agreement • December 24th, 1996 • Van Kampen American Capital Equity Income Fund/
EXHIBIT 4 AGREEMENT AND PLAN OF REORGANIZATION AGREEMENT AND PLAN OF REORGANIZATION dated December 20, 1996 (the ''Agreement''), between THE VIRTUS FUNDS, a Massachusetts business trust (''Virtus''), on behalf of its portfolio, The Style Manager:...Agreement and Plan of Reorganization • December 23rd, 1996 • Virtus Funds • Massachusetts
INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of this 1st day of August, 1996, between VANGUARD WINDSOR FUNDS, INC., a Maryland corporation (the "Company"), and WELLINGTON MANAGEMENT COMPANY, a Massachusetts Corporation ("WMC"). WHEREAS, the Company...Investment Advisory Agreement • March 25th, 1997 • Vanguard/Windsor Funds Inc
1 EXHIBIT (4) (d) AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION ---------------------------------------------------- Agreement and Plan of Reorganization and Liquidation ("Agreement") dated as of December 1, 1995, by and between The Cardinal...Agreement and Plan of Reorganization and Liquidation • December 12th, 1995 • Cardinal Group • Ohio
Agreement and Plan of Reorganization dated as of _______ __, 1996 by and between Lord Abbett Investment Trust, on behalf of its series, Lord Abbett Balanced Series, and Lord Abbett Securities Trust, on behalf of its series, Lord Abbett Balanced Trust...Agreement and Plan of Reorganization • March 1st, 1996 • Lord Abbett Investment Trust
1 EXHIBIT 7(a) DISTRIBUTION AND SERVICE AGREEMENT THIS DISTRIBUTION AND SERVICE AGREEMENT dated as of October 31, 1996 (the "Agreement") by and between VAN KAMPEN AMERICAN CAPITAL EQUITY INCOME FUND (the "Fund"), and VAN KAMPEN AMERICAN CAPITAL...Distribution Agreement • December 24th, 1996 • Van Kampen American Capital Equity Income Fund/ • Illinois
W I T N E S S E T H:Fund Accounting Agreement • September 23rd, 1997 • Van Kampen American Capital Tax Free Trust • Illinois
Exhibit 9(b) AMENDMENT TO CUSTODIAL CONTRACT Agreement made by and between State Street Bank and Trust Company (the "Custodian") and (the "Fund"). WHEREAS, the Custodian and the Fund are parties to a custodian contract dated (the "Custodian Contract")...Custodial Contract • October 24th, 1995 • Prudential Global Limited Maturity Fund Inc
EXHIBIT 7(b) ------------------------------------------------------- DEALER AGREEMENT WITH VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. REGARDING VAN KAMPEN AMERICAN CAPITAL OPEN-END AND CLOSED-END INVESTMENT COMPANIES...Dealer Agreement • December 24th, 1996 • Van Kampen American Capital Equity Income Fund/
EXHIBIT 4 AGREEMENT AND PLAN OF REORGANIZATIONReorganization Agreement • October 15th, 1996 • Federated Municipal Opportunities Fund Inc
IN WITNESS WHEREOF, the Acquired Fund and the Acquiring Fund have each caused this Agreement and Plan of Reorganization to be executed and attested on its behalf by its duly authorized representatives as of the date first above written.
1 EXHIBIT 13 FORM OF CROSS-INDEMNITY AGREEMENTCross-Indemnity Agreement • March 11th, 1997 • MFS Series Trust Ii
1 EXHIBIT (4) (c) AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION ---------------------------------------------------- Agreement and Plan of Reorganization and Liquidation ("Agreement") dated as of December 1, 1995, by and between The Cardinal...Agreement and Plan of Reorganization and Liquidation • December 12th, 1995 • Cardinal Group • Ohio
October 26, 1995Agreement and Plan of Reorganization • October 27th, 1995 • Putnam New York Tax Exempt Income Trust
Exhibit 12 KIRKPATRICK & LOCKHART LLP 1800 MASSACHUSETTS AVENUE, NW 2ND FLOOR WASHINGTON, D.C. 20036-1800 January 24, 1996 Fidelity Devonshire Trust Fidelity Fixed-Income Trust 82 Devonshire Street Boston, MA 02109 Ladies and Gentlemen: Fidelity...Agreement and Plan of Reorganization • January 31st, 1996 • Fidelity Fixed Income Trust
Exhibit 12 KIRKPATRICK & LOCKHART LLP 1800 MASSACHUSETTS AVENUE, NW 2ND FLOOR WASHINGTON, D.C. 20036-1800 January 24, 1996 Fidelity Devonshire Trust Fidelity Fixed-Income Trust 82 Devonshire Street Boston, MA 02109 Ladies and Gentlemen: Fidelity Devonshire Trust ("FDT"), a Massachusetts business trust, on behalf of Spartan Long-Term Government Bond Fund ("Acquired"), a series of FDT, and Fidelity Fixed-Income Trust ("FFIT"), a Massachusetts business trust, on behalf of Spartan Government Income Fund ("Acquiring"), a series of FFIT, have requested our opinion as to certain federal income tax consequences of a transaction ("Reorganization") in which Acquiring will acquire all of the assets and assume all of the liabilities of Acquired in exchange solely for shares of beneficial interest in Acquiring ("Acquiring Shares") pursuant to an Agreement and Plan of Reorganization and Liquidation ("Agreement") to be entered into between Acquired and Acquiring on March 8, 1996. In rendering this op
Exhibit 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION THIS AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION (the Agreement) is made as of the 22nd day of April, 1996 by and among Fidelity Institutional Investors Trust, a Delaware...Agreement and Plan of Reorganization and Liquidation • March 22nd, 1996 • Fidelity Institutional Cash Portfolios
Exhibit 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION THIS AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION (the Agreement) is made as of the 22nd day of April, 1996 by and among Fidelity Institutional Investors Trust, a Delaware business trust, on behalf of State and Local Asset Management Series: Government Money Market Portfolio (SLAM), a series of Fidelity Institutional Investors Trust and Fidelity Institutional Cash Portfolios (FICP), a Delaware business trust, on behalf of Treasury, a series of FICP. Fidelity Institutional Investors Trust and FICP may be referred to herein collectively as the "Trusts" or each individually as a "Trust." Treasury and SLAM may be referred to herein collectively as the "Funds" or each individually as the "Fund." This Agreement is intended to be, and is adopted as, a plan of reorganization within the meaning of section 368(a)(1)(C) of the United States Internal Revenue Code of 1986, as amended (the Code). The reorganization will c
1 EXHIBIT 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization (the "Agreement") is made as of , 1996, by and between Van Kampen American Capital Equity Income Fund, a business trust formed under the laws of the...Agreement and Plan of Reorganization • December 24th, 1996 • Van Kampen American Capital Equity Income Fund/
Draft--February 25, 1996 Rule 12b-1 Distribution Plan and Agreement Lord Abbett Securities Trust -- Growth & Income Series -- Class A Shares ------------------------------------------------------------------------ RULE 12b-1 DISTRIBUTION PLAN AND...Rule 12b-1 Distribution Plan and Agreement • March 1st, 1996 • Lord Abbett Securities Trust
Exhibit I AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the Agreement) is made as of the 8th day of March, 1996 by and among Fidelity Devonshire Trust, a Massachusetts business trust, on behalf of Spartan Long-Term...Agreement and Plan of Reorganization • January 31st, 1996 • Fidelity Fixed Income Trust
Exhibit I AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the Agreement) is made as of the 8th day of March, 1996 by and among Fidelity Devonshire Trust, a Massachusetts business trust, on behalf of Spartan Long-Term Government Bond Fund (Long-Term Government), a series of Fidelity Devonshire Trust, and Fidelity Fixed-Income Trust, a Massachusetts business trust, on behalf of Spartan Government Income Fund (Government Income), a series of Fidelity Fixed-Income Trust. Fidelity Devonshire Trust and Fidelity Fixed-Income Trust may be referred to herein collectively as the "Trusts" or each individually as a "Trust." Government Income and Long-Term Government may be referred to herein collectively as the "Funds" or each individually as the "Fund." This Agreement is intended to be, and is adopted as, a plan of reorganization within the meaning of Section 368(a)(1)(C) of the Internal Revenue Code of 1986, as amended (the Code). The reorganization will comprise:
February 12, 1996 Re: Agreement and Plan of Reorganization dated as of February 9, 1996 between Dreyfus Capital Value Fund, Inc. and Comstock Partners Funds, Inc. ------------------------------------ Dreyfus Capital Value Fund, Inc. 200 Park Avenue...Agreement and Plan of Reorganization • February 14th, 1996 • Comstock Partners Strategy Fund Inc
AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN (the "Agreement") is made as of September 3, 1996, by and between: The Laidlaw Covenant Fund (hereinafter referred to as "LCF"), an Indiana Business Trust; Laidlaw Holdings Asset Management,...Reorganization Agreement • October 3rd, 1996 • Vintage Funds • Indiana
