1 EXHIBIT (6) INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT, dated as of May 31, 1997 (the "Agreement"), by and between VAN KAMPEN AMERICAN CAPITAL TAX FREE TRUST, a Delaware business trust (the "Trust"), on behalf of its series,...Investment Advisory Agreement • September 23rd, 1997 • Van Kampen American Capital Tax Free Trust • Delaware
R E C I T A L: -------------Transfer Agency and Service Agreement • September 23rd, 1997 • Van Kampen American Capital Tax Free Trust • Delaware
CUSTODIAN CONTRACT Between EACH OF THE PARTIES LISTED ON APPENDIX A and STATE STREET BANK AND TRUST COMPANY 2 TABLE OF CONTENTSVan Kampen American Capital Tax Free Trust • September 23rd, 1997 • London
EXHIBIT (6)(c)Investment Subadvisory Agreement • January 30th, 1997 • Highmark Group /Oh/ • Massachusetts
1 EXHIBIT (4) (d) AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION ---------------------------------------------------- Agreement and Plan of Reorganization and Liquidation ("Agreement") dated as of December 1, 1995, by and between The Cardinal...Agreement and Plan • December 12th, 1995 • Cardinal Group • Ohio
PRUDENTIAL SHORT-TERM GLOBAL INCOME FUND, INC. Short-Term Global Income Portfolio Distribution Agreement (Class C Shares)Prudential Global Limited Maturity Fund Inc • October 24th, 1995 • New York
Exhibit (5)(b) PARTICIPATION AGREEMENT PARTICIPATION AGREEMENT (the "Agreement") made by and between SCUDDER VARIABLE LIFE INVESTMENT FUND (the "Fund"), a Massachusetts business trust created under a Declaration of Trust dated March 15, 1985, as...Participation Agreement • September 22nd, 1995 • Separate Account I of Washington National Insurance Co • Massachusetts
1 Exhibit (7) (a) DISTRIBUTION AND SERVICE AGREEMENT THIS DISTRIBUTION AND SERVICE AGREEMENT dated as of May 31, 1997 (the "Agreement") by and between VAN KAMPEN AMERICAN CAPITAL TAX FREE TRUST, a Delaware business trust (the "Trust"), on behalf of...Distribution and Service Agreement • September 23rd, 1997 • Van Kampen American Capital Tax Free Trust • Illinois
Draft--February 25, 1996 Rule 12b-1 Distribution Plan and Agreement Lord Abbett Securities Trust -- Growth & Income Series -- Class A Shares ------------------------------------------------------------------------ RULE 12b-1 DISTRIBUTION PLAN AND...Distribution Plan and Agreement • March 1st, 1996 • Lord Abbett Securities Trust
2 THE CARDINAL FUND INC. SUPPLEMENT DATED DECEMBER 11, 1995, TO PROSPECTUS DATED FEBRUARY 1, 1995 Capitalized terms used in this Supplement have the meaning assigned to them in the Prospectus. The Fund has entered into an Agreement and Plan of...Cardinal Group • December 12th, 1995 • Ohio
Exhibit 9(a) ------------ MORGAN GUARANTY Letterhead February 9, 1996 Lord Abbett Securities Trust 767 Fifth Avenue New York, N.Y. 10153 Attention: Mr. Kenneth B. Cutler Vice President Dear Sirs: Pursuant to Section 15 of the Global Custody Agreement,...Lord Abbett Securities Trust • March 1st, 1996
Pursuant to Section 15 of the Global Custody Agreement, dated October 20, 1993, between Lord Abbett Securities Trust (hereinafter called the "Corporation") and Morgan GuarantyTrust Company of New York (hereinafter called "Morgan"), Morgan hereby assigns to The Bank of New York (hereinafter called "successor custodian"), as of January 1, 1996, all its rights and obligations under such Agreement, and successor custodian hereby agrees with you to be bound by such Agreement in accordance with its terms.
EXHIBIT 4 AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • October 10th, 1996 • Money Market Obligations Trust /New/
IN WITNESS WHEREOF, the Acquired Fund and the Acquiring Fund have each caused this Agreement and Plan of Reorganization to be executed and attested on its behalf by its duly authorized representatives as of the date first above written.
Agreement and Plan of Reorganization dated as of _______ __, 1996 by and between Lord Abbett Securities Trust, on behalf of its series, Lord Abbett Growth and Income Trust, and Lord Abbett Fundamental Value Fund, Inc....Lord Abbett Securities Trust • March 1st, 1996
Draft--February 22, 1996 Rule 12b-1 Distribution Plan and Agreement Lord Abbett Tax-Free Income Fund, Inc. -- California Series -- Class C Shares ----------------------------------------------------------------------------- RULE 12b-1 DISTRIBUTION...Distribution Plan and Agreement • March 1st, 1996 • Lord Abbett Tax Free Income Fund Inc
EXHIBIT 6 INVESTMENT ADVISORY AGREEMENT AGREEMENT (herein so called) made this 31st day of October, 1996, by and between VAN KAMPEN AMERICAN CAPITAL EQUITY INCOME FUND, a Delaware business trust (hereinafter referred to as the "FUND"), and VAN KAMPEN...Investment Advisory Agreement • December 24th, 1996 • Van Kampen American Capital Equity Income Fund/
PRUDENTIAL SHORT-TERM GLOBAL INCOME FUND, INC. Short-Term Global Income Portfolio Distribution Agreement (Class B Shares)Prudential Global Limited Maturity Fund Inc • October 24th, 1995 • New York
1 EXHIBIT (4) (b) AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION Agreement and Plan of Reorganization and Liquidation ("Agreement") dated as of December 1, 1995, by and between The Cardinal Group, an Ohio business trust ("TCG"), and Cardinal...Agreement and Plan of Reorganization and Liquidation • December 12th, 1995 • Cardinal Group • Ohio
Agreement and Plan of Reorganization dated as of _______ __, 1996 by and between Lord Abbett Tax-Free Income Fund, Inc., on behalf of its series, Lord Abbett New York Series, and Lord Abbett Securities Trust, on behalf of its series, Lord Abbett New...Lord Abbett Tax Free Income Fund Inc • March 1st, 1996
INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of this 1st day of August, 1996, between VANGUARD WINDSOR FUNDS, INC., a Maryland corporation (the "Company"), and WELLINGTON MANAGEMENT COMPANY, a Massachusetts Corporation ("WMC"). WHEREAS, the Company...Investment Advisory Agreement • March 25th, 1997 • Vanguard/Windsor Funds Inc
Exhibit 7(a) ------------ Draft--February 23, 1996 Rule 12b-1 Distribution Plan and Agreement Lord Abbett Tax-Free Income Trust -- Florida Series -- Class C Shares --------------------------------------------------------------------- RULE 12b-1...Distribution Plan and Agreement • March 1st, 1996 • Lord Abbett Tax Free Income Trust
W I T N E S S E T H:Fund Accounting Agreement • September 23rd, 1997 • Van Kampen American Capital Tax Free Trust • Illinois
EXHIBIT 4 AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • October 15th, 1996 • Federated Municipal Opportunities Fund Inc
IN WITNESS WHEREOF, the Acquired Fund and the Acquiring Fund have each caused this Agreement and Plan of Reorganization to be executed and attested on its behalf by its duly authorized representatives as of the date first above written.
EXHIBIT 4 AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • March 25th, 1997 • Municipal Securities Income Trust
IN WITNESS WHEREOF, the Acquired Fund and the Acquiring Fund have each caused this Agreement and Plan of Reorganization to be executed and attested on its behalf by its duly authorized representatives as of the date first above written.
EXHIBIT 4 AGREEMENT AND PLAN OF REORGANIZATIONExhibit 4 • March 24th, 1997 • Federated Fund for Us Government Securities Inc
FORM OF AMENDMENT TO CUSTODIAN CONTRACTPrudential Government Income Fund Inc • October 23rd, 1995
PRUDENTIAL SECURITIES INCORPORATED One Seaport Plaza New York, NY 10292 Form of Selected Dealer Agreement ---------------------------------Prudential Securities Incorporated • April 10th, 1997 • Prudential National Municipals Fund Inc
Exhibit 7(a) ------------ Draft -- February 23, 1996 Rule 12b-1 Distribution Plan and Agreement Lord Abbett Investment Trust -- Lord Abbett Balanced Series -- Class C Shares -----------------------------------------------------------------------------...Distribution Plan and Agreement • March 1st, 1996 • Lord Abbett Investment Trust
EXHIBIT 7(b) ------------------------------------------------------- DEALER AGREEMENT WITH VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. REGARDING VAN KAMPEN AMERICAN CAPITAL OPEN-END AND CLOSED-END INVESTMENT COMPANIES...Van Kampen American Capital Equity Income Fund/ • December 24th, 1996
Exhibit 9(b) AMENDMENT TO CUSTODIAL CONTRACT Agreement made by and between State Street Bank and Trust Company (the "Custodian") and (the "Fund"). WHEREAS, the Custodian and the Fund are parties to a custodian contract dated (the "Custodian Contract")...Custodial Contract • October 24th, 1995 • Prudential Global Limited Maturity Fund Inc
1 EXHIBIT (4) (c) AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION ---------------------------------------------------- Agreement and Plan of Reorganization and Liquidation ("Agreement") dated as of December 1, 1995, by and between The Cardinal...Agreement and Plan • December 12th, 1995 • Cardinal Group • Ohio
INVESTMENT ADVISORY AGREEMENT FOR THE NAVELLIER AGGRESSIVE SMALL CAP PORTFOLIONavellier Performance Funds • March 7th, 1997 • Nevada
October 26, 1995Putnam New York Tax Exempt Income Trust • October 27th, 1995
Exhibit 12 KIRKPATRICK & LOCKHART LLP 1800 MASSACHUSETTS AVENUE, NW 2ND FLOOR WASHINGTON, D.C. 20036-1800 January 24, 1996 Fidelity Devonshire Trust Fidelity Fixed-Income Trust 82 Devonshire Street Boston, MA 02109 Ladies and Gentlemen: Fidelity...Fidelity Fixed Income Trust • January 31st, 1996
Exhibit 12 KIRKPATRICK & LOCKHART LLP 1800 MASSACHUSETTS AVENUE, NW 2ND FLOOR WASHINGTON, D.C. 20036-1800 January 24, 1996 Fidelity Devonshire Trust Fidelity Fixed-Income Trust 82 Devonshire Street Boston, MA 02109 Ladies and Gentlemen: Fidelity Devonshire Trust ("FDT"), a Massachusetts business trust, on behalf of Spartan Long-Term Government Bond Fund ("Acquired"), a series of FDT, and Fidelity Fixed-Income Trust ("FFIT"), a Massachusetts business trust, on behalf of Spartan Government Income Fund ("Acquiring"), a series of FFIT, have requested our opinion as to certain federal income tax consequences of a transaction ("Reorganization") in which Acquiring will acquire all of the assets and assume all of the liabilities of Acquired in exchange solely for shares of beneficial interest in Acquiring ("Acquiring Shares") pursuant to an Agreement and Plan of Reorganization and Liquidation ("Agreement") to be entered into between Acquired and Acquiring on March 8, 1996. In rendering this op
EXHIBIT 4 AGREEMENT AND PLAN OF REORGANIZATION AGREEMENT AND PLAN OF REORGANIZATION dated December 20, 1996 (the ''Agreement''), between THE VIRTUS FUNDS, a Massachusetts business trust (''Virtus''), on behalf of its portfolio, The Style Manager:...Agreement and Plan of Reorganization • December 23rd, 1996 • Virtus Funds • Massachusetts
Exhibit 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION THIS AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION (the Agreement) is made as of the 22nd day of April, 1996 by and among Fidelity Institutional Investors Trust, a Delaware...Agreement and Plan of Reorganization And • March 22nd, 1996 • Fidelity Institutional Cash Portfolios
Exhibit 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION THIS AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION (the Agreement) is made as of the 22nd day of April, 1996 by and among Fidelity Institutional Investors Trust, a Delaware business trust, on behalf of State and Local Asset Management Series: Government Money Market Portfolio (SLAM), a series of Fidelity Institutional Investors Trust and Fidelity Institutional Cash Portfolios (FICP), a Delaware business trust, on behalf of Treasury, a series of FICP. Fidelity Institutional Investors Trust and FICP may be referred to herein collectively as the "Trusts" or each individually as a "Trust." Treasury and SLAM may be referred to herein collectively as the "Funds" or each individually as the "Fund." This Agreement is intended to be, and is adopted as, a plan of reorganization within the meaning of section 368(a)(1)(C) of the United States Internal Revenue Code of 1986, as amended (the Code). The reorganization will c
