Dealer Agreement Sample Contracts

Natixis Distribution, LLC Boston, MA 02199 Dealer Agreement
Dealer Agreement • May 29th, 2024 • Natixis Funds Trust IV

This dealer agreement (“Dealer Agreement”) is entered into between Natixis Distribution, LLC (formerly Natixis Distribution, L.P.) (“our”, “us”, or “we”) and the undersigned company (“you”). We offer to sell to you shares of each of the mutual funds distributed by us (the “Funds” and each a “Fund”), for each of which we serve as principal underwriter as defined in the Investment Company Act of 1940, as amended (the “Act”), and from which we have the right to purchase shares.1 Shares are offered pursuant to the then current prospectus, including any supplements or amendments thereto, of each of the Funds (the “Prospectus,” which term as hereinafter used shall include the Statement of Additional Information of the Fund).

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TSC UITS
Dealer Agreement • January 4th, 2016 • TSC Uits 18 • New York
DEALER AGREEMENT John Hancock Investment Management Distributors LLC
Dealer Agreement • June 24th, 2024 • John Hancock Financial Opportunities Fund

From time to time John Hancock Investment Management Distributors LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Financial Opportunities Fund, a Massachusetts business trust (the “Fund”), of up to 1,500,00 common shares (the “Shares”) of beneficial interest, with no par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, the Shares.

Natixis Distributors, L.P. Boston, Massachusetts 02116 Form of Dealer Agreement
Dealer Agreement • November 22nd, 2011 • Loomis Sayles Funds I • Massachusetts

This dealer agreement (“Dealer Agreement”) is entered into between Natixis Distributors, L.P. (“our”, “us”, or “we”) and the undersigned company (“you”). We offer to sell to you shares of each of the mutual funds distributed by us (the “Funds” and each a “Fund”), for each of which we serve as principal underwriter as defined in the Investment Company Act of 1940, as amended (the “Act”), and from which we have the right to purchase shares.1

FORM OF
Dealer Agreement • January 23rd, 2009 • Van Kampen Partners Trust • New York
FORESIDE FINANCIAL SERVICES, LLC DEALER AGREEMENT
Dealer Agreement • January 25th, 2019 • Advisers Investment Trust • Delaware

As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and set forth on Appendix A (collectively, “Company”) which may be amended by us from time to time, Foreside Financial Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words and “Dealer” refer to the dealer executing this agreement, including its associated persons.

BIG JAR LIQUOR Dealer Agreement
Dealer Agreement • January 26th, 2024 • Oranco Inc • Beverages
DEALER AGREEMENT
Dealer Agreement • March 8th, 2018 • Blackstone Real Estate Income Fund II • New York

Blackstone Advisory Partners L.P. (“Distributor”) serves as a principal underwriter for Blackstone Real Estate Income Fund II (the “Fund”), a closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), pursuant to a distribution agreement with the Fund. Snowden Account Services LLC (“Dealer”) and Distributor hereby agree that Dealer will participate in the distribution of shares of the Fund described in Exhibit C hereto (“Shares”), subject to the terms of this Agreement (“Agreement”), dated as of November 30, 2017.

DEALER AGREEMENT
Dealer Agreement • February 28th, 2019 • Aberdeen Funds • Delaware

AGREEMENT, made as of this day of , 20 , by and between Aberdeen Fund Distributors LLC (“Distributor”) and (“Dealer”) whereby Dealer agrees to participate in the distribution of the shares (“Shares”) of any and all current and future series and classes of the Aberdeen Funds, a Delaware Statutory Trust and the Aberdeen Investment Funds, a Massachusetts Business Trust (the “Funds”) (i) that are effective or become effective with the U.S. Securities and Exchange Commission; (ii) that are available for sale; and (iii) for which a Distribution Plan pursuant to Rule 12b-1 of the Investment Company Act of 1940, as amended (the “1940 Act”), is in place for Shares of such series and class (each such series, a “Fund”). Dealer also agrees to provide distribution and shareholder services to the Funds subject to the following terms and conditions.

PUERTO RICO FIXED INCOME FUND, INC. TAX-FREE SECURED OBLIGATIONS DEALER AGREEMENT
Dealer Agreement • May 13th, 2022 • Tax-Free High Grade Portfolio Target Maturity Fund for Puerto Rico Residents, Inc. • Puerto Rico

AGREEMENT dated as of , 2021 by and between [●] (hereinafter, “[●]” or, the “Dealer”) and [●] (hereinafter, the “Fund”). Capitalized terms used and not otherwise defined herein shall have the same meaning given to such terms in the Registration Statement on Form N-2 (as defined below).

EXHIBIT 10.1 ------------ SUPPLEMENT NO. 1 TO THE DEALER AGREEMENT ----------------
Dealer Agreement • November 10th, 2005 • Harsco Corp • Fabricated structural metal products
Quasar Distributors, LLC Milwaukee, Wisconsin 53202 DEALER AGREEMENT
Dealer Agreement • February 28th, 2013 • Artio Select Opportunities Fund Inc. • Wisconsin

This Agreement is made and effective as of this ______ day of ______________, 20__, between Quasar Distributors, LLC (“Quasar”), a Delaware limited liability company, and __________________________ (“Dealer”), a corporation.

Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch World Headquarters New York, N.Y. 10800 FORM OF STANDARD DEALER AGREEMENT
Dealer Agreement • June 26th, 2012 • MainStay DefinedTerm Municipal Opportunities Fund • New York

In connection with public offerings of securities underwritten by us, or by a group of underwriters (the “Underwriters”) represented by us, you may be offered the opportunity to purchase a portion of such securities, as principal, at a discount from the offering price representing a selling concession or reallowance granted as consideration for services rendered by you in the sale of such securities. We request that you agree to the following terms and provisions, and make the following representations, which, together with any additional terms and provisions set forth in any wire or letter sent to you in connection with a particular offering, will govern all such purchases of securities and the reoffering thereof by you.

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INTERSTATE NATIONAL DEALER SERVICES, INC.
Dealer Agreement • November 17th, 2008

WHEREAS, Administrator has established and administers Interstate Service Contract Program(s)/Certified Warranty Program(s) ("Program") pursuant to which certain Service Contracts/Warranties ("Contracts") are to be sold or provided by Dealer on behalf of and as an agent for Administrator.

Dealer Agreement
Dealer Agreement • March 13th, 2021 • California

In order to qualify as an approved Westlake Financial Dealership, the following information is required. This questionnaire

Shanxi Jinqiang Wine Co., Ltd. Dealer Agreement
Dealer Agreement • January 26th, 2024 • Oranco Inc • Beverages
FIRST AMENDED AND RESTATED DEALER AGREEMENT
Dealer Agreement • March 8th, 2018 • Blackstone Real Estate Income Fund II • New York

This AGREEMENT (this “Agreement”) is effective as of January 1, 2016, between Blackstone Advisory Partners L.P. (“Distributor”) and Morgan Stanley Smith Barney LLC (“Dealer”).

FORESIDE FINANCIAL SERVICES, LLC DEALER AGREEMENT
Dealer Agreement • June 30th, 2020 • Primark Private Equity Fund • Delaware

As the distributor of the shares of beneficial interest (“Shares”) of (the “Fund”), Foreside Financial Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this agreement, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words and “Dealer” refer to the dealer executing this agreement, including its “associated persons,” as such term is defined under applicable rules of the Financial Industry Regulatory Authority (“FINRA”).

Quasar Distributors, LLC Milwaukee, Wisconsin 53202 DEALER AGREEMENT
Dealer Agreement • February 28th, 2013 • Artio Global Investment Funds • Wisconsin

This Agreement is made and effective as of this ______ day of ______________, 20__, between Quasar Distributors, LLC (“Quasar”), a Delaware limited liability company, and __________________________ (“Dealer”), a ___________________ corporation.

First American Funds DEALER AGREEMENT
Dealer Agreement • October 29th, 2021 • First American Funds Inc • Wisconsin

This Agreement is made and effective as of this ____ day of __________, 20__, between Quasar Distributors, LLC (“Quasar”), a Delaware limited liability company, and __ (“Dealer”), a ____________________.

Form of Dealer Agreement]
Dealer Agreement • June 27th, 2016 • HSBC Funds • Delaware

As the distributor of the shares ("Shares") of each investment company portfolio ("Fund"), of the investment company or companies covered hereunder (collectively, "Company") which may be amended by us from time to time, Foreside Distribution Services, L.P. ("Distributor") hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms "we," "us," and similar words refer to the Distributor, and the terms "you," "your," and similar words refer to the dealer executing this agreement, including its associated persons.

□ Dealer Agreement
Dealer Agreement • November 1st, 2024 • Illinois

Dealership Legal Name (must match license) Owner Name Owner Title DBA Name (if applicable) Owner or Officer Name Owner or Officer Title Street Address Owner or Officer Name Owner or Officer Title City, State, Zip Owner or Officer Name Owner or Officer Title Dealership Phone Number F&I Contact Other Contact Dealership Website F&I Fax F&I Phone (if diff. from dealership) F&I Email

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