SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 17th, 2020 • MoSys, Inc. • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of April 17, 2020, between MoSys, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
BY AND AMONGMerger Agreement • October 3rd, 2006 • Lecroy Corp • Instruments for meas & testing of electricity & elec signals • Delaware
AGREEMENT AND PLAN OF MERGERMerger Agreement • May 4th, 2007 • Easylink Services Corp • Services-business services, nec • Delaware
among NORTH AMERICA CAPITAL HOLDING COMPANY, as Borrower,Loan Agreement • March 15th, 2006 • Macquarie Infrastructure CO LLC • Wholesale-petroleum & petroleum products (no bulk stations) • New York
Execution Version AGREEMENT AND PLAN OF MERGERMerger Agreement • July 13th, 2011 • Icahn Carl C • Delaware
RECITALSSettlement Agreement • May 15th, 2006 • American Biltrite Inc • Plastics products, nec
20,000,000 Units IGNITING CONSUMER GROWTH Acquisition Company Limited UNDERWRITING AGREEMENTUnderwriting Agreement • November 22nd, 2021 • Igniting Consumer Growth Acquisition Co LTD • Blank checks • New York
Igniting Consumer Growth Acquisition Company Limited, a Cayman Islands exempted company (the “Company”), proposes to sell to you and, as applicable, to the several underwriters named in Schedule I hereto (collectively, the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 20,000,000 units (“Units”) of the Company (said Units to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 3,000,000 additional Units to cover over-allotments, if any (the “Option Securities” and, together with the Underwritten Securities, the “Securities”). Certain capitalized terms used herein and not otherwise defined are defined in Section 25 hereof.
UNDERWRITING AGREEMENT between ISIGN SOLUTIONS INC. and AXIOM CAPITAL MANAGEMENT, INC. as Representative of the Several Underwriters ISIGN SOLUTIONS INC.Underwriting Agreement • April 12th, 2016 • iSign Solutions Inc. • Services-prepackaged software • New York
The undersigned, iSign Solutions Inc., a corporation organized under the laws of the State of Delaware (collectively with its subsidiaries, including, the subsidiaries listed in Exhibit 21.1 of the Registration Statement (as hereinafter defined), unless the context otherwise requires (the “Company”), hereby confirms its agreement (this “Agreement”) with Axiom Capital Management, Inc. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
WARRANT AGREEMENTWarrant Agreement • March 8th, 2021 • Atlantic Coastal Acquisition Corp. • Blank checks • New York
THIS WARRANT AGREEMENT (this “Agreement”), dated as of March 3, 2021, is by and between Atlantic Coastal Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”).
INVESTMENT MANAGEMENT TRUST AGREEMENTInvestment Management Trust Agreement • January 19th, 2022 • Atlantic Coastal Acquisition Corp. II • Blank checks • New York
This Investment Management Trust Agreement (this “Agreement”) is made effective as of January 13, 2022, by and between Atlantic Coastal Acquisition Corp. II, a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Trustee”).
EXHIBIT 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE In entering into this SEPARATION AGREEMENT AND GENERAL RELEASE (the "Agreement"), Quanta Capital Holdings Ltd., its subsidiaries and affiliates (collectively referred to as "Quanta" or the...Separation Agreement • January 9th, 2006 • Quanta Capital Holdings LTD • Fire, marine & casualty insurance • New York
5.REPRESENTATIONS AND WARRANTIES OF THE COMPANY. 4 5.1 Organization; Power and Authority. 4 5.2 Disclosure. 4 5.3 [Intentionally omitted]. 5 5.4 Compliance with Other Instruments. 5 5.5 Litigation. 5 5.6 Internal Controls and Disclosure Controls and...Purchase Agreement • October 7th, 2005 • Entergy Gulf States Inc • Electric services • New York
UNDERWRITING AGREEMENT between ATLANTIC COASTAL ACQUISITION CORP. II and CANTOR FITZGERALD & CO. Dated: January 13, 2022Underwriting Agreement • January 19th, 2022 • Atlantic Coastal Acquisition Corp. II • Blank checks • New York
The undersigned, Atlantic Coastal Acquisition Corp. II, a Delaware corporation (the “Company”), hereby confirms its agreement with Cantor Fitzgerald & Co. (“Cantor Fitzgerald” or the “Representative”) and with the other underwriters named on Schedule A hereto (if any), for which the Representative is acting as representative (the Representative and such other underwriters being collectively referred to herein as the “Underwriters” or, each underwriter individually, an “Underwriter,” provided that if only Cantor Fitzgerald is listed on such Schedule A, any references to Underwriters shall refer exclusively to Cantor Fitzgerald) as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • March 15th, 2017 • Sinclair Broadcast Group Inc • Television broadcasting stations • New York
SPARK THERAPEUTICS, INC. [•] Shares of Common Stock, par value $0.001 per share Underwriting AgreementUnderwriting Agreement • January 20th, 2015 • Spark Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Execution Version AMENDED AND RESTATED LOAN AGREEMENT dated as of June 28, 2006Loan Agreement • August 9th, 2006 • Macquarie Infrastructure CO Trust • Wholesale-petroleum & petroleum products (no bulk stations) • New York
CONGOLEUM CORPORATION ANDSettlement Agreement • May 15th, 2006 • American Biltrite Inc • Plastics products, nec • New Jersey
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 23rd, 2010 • CAMAC Energy Inc. • Drilling oil & gas wells • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of December 21, 2010, between CAMAC Energy Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 24th, 2008 • Restaurant Acquisition Partners, Inc. • Blank checks • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of the ___ day of _______, 2008, by and among Restaurant Acquisition Partners, Inc., a Delaware corporation (the “Company”), and Mark S. Russell (the “Investor”).
Exhibit 10.1 SHAREHOLDERS' AGREEMENT THIS SHAREHOLDERS' AGREEMENT (this "Agreement") is entered into as of the 14th day of April, 2006, by and among Macquarie Terminal Holdings LLC, a Delaware limited liability company (the "Investor"), Loving...Shareholders Agreement • April 17th, 2006 • Macquarie Infrastructure CO LLC • Wholesale-petroleum & petroleum products (no bulk stations) • Delaware
EXHIBIT 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement ("AGREEMENT") is entered into as of September 21, 2005, between PowerHouse Technologies Group, Inc., a Delaware corporation with offices at 555 Twin Dolphin Drive, Suite...Registration Rights Agreement • December 14th, 2005 • Powerhouse Technologies Group Inc • Services-prepackaged software • Delaware
EXECUTION VERSION AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • July 6th, 2007 • Dynatronics Corp • Electromedical & electrotherapeutic apparatus • Utah
LOCK-UP AGREEMENTLock-Up Agreement • May 16th, 2005 • Prescient Applied Intelligence, Inc. • Services-computer programming services • New York
INPHI CORPORATION AND U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of April 24, 2020 0.75% Convertible Senior Notes due 2025Indenture • April 27th, 2020 • INPHI Corp • Semiconductors & related devices • New York
INDENTURE dated as of April 24, 2020 between Inphi Corporation, a Delaware corporation, as issuer (the “Company,” as more fully set forth in Section 1.01), and U.S. Bank National Association, a national banking association, as trustee (the “Trustee,” as more fully set forth in Section 1.01).
PIXELWORKS, INC. Common Stock (par value $0.001 per share) Sales AgreementSales Agreement • November 14th, 2024 • Pixelworks, Inc • Semiconductors & related devices • New York
Pixelworks, Inc., an Oregon corporation (the “Company”), confirms its agreement (this “Agreement”) with Roth Capital Partners, LLC (the “Agent”), as follows:
SECTION A TRUST AGREEMENTOmnibus Instrument • June 9th, 2005 • Principal Life Insurance Co • New York
FORM OF REGISTRATION AND SHAREHOLDER RIGHTS AGREEMENTRegistration and Shareholder Rights Agreement • November 22nd, 2021 • Igniting Consumer Growth Acquisition Co LTD • Blank checks • New York
THIS REGISTRATION AND SHAREHOLDER RIGHTS AGREEMENT, dated as of [●], 2021 (as amended, supplemented or otherwise modified from time to time, this “Agreement”), is made and entered into by and among Igniting Consumer Growth Acquisition Company Limited, a Cayman Islands exempted company (the “Company”), Igniting Growth Consumer Sponsor LLC, a Delaware limited liability company (the “Sponsor”), and the undersigned parties listed under “Holders” on the signature pages hereto (each such party, together with the Sponsor and any person or entity who hereafter becomes a party to this Agreement pursuant to Section 6.2, a “Holder” and, collectively, the “Holders”).
2,000,000 Shares EGAIN CORPORATION COMMON STOCK PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT March 14, 2019Underwriting Agreement • March 14th, 2019 • EGAIN Corp • Services-prepackaged software • New York
eGain Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Roth Capital Partners, LLC (the “Representative”) is acting as Representative, an aggregate of 2,000,000 shares of common stock, par value $0.001 per share, of the Company (the “Firm Shares”).
CA, INC. $400,000,000 3.600% Senior Notes due 2020 UNDERWRITING AGREEMENTUnderwriting Agreement • August 4th, 2015 • Ca, Inc. • Services-prepackaged software • New York
CA, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule I hereto (the “Underwriters”), acting severally and not jointly, for whom J.P. Morgan Securities LLC (“J.P. Morgan”) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) are acting as representatives (the “Representatives”), $400,000,000 principal amount of the Company’s 3.600% Senior Notes due 2020 (the “Securities”). The Securities will be issued pursuant to an Indenture dated as of June 1, 2008 (the “Base Indenture”) between the Company and U.S. Bank National Association, as trustee (the “Trustee”). Certain terms of the Securities will be established pursuant to an Officers’ Certificate delivered pursuant to the Base Indenture (together with the Base Indenture, the “Indenture”).
OPEN MARKET SALE AGREEMENT1Open Market Sale Agreement • October 7th, 2022 • Rockley Photonics Holdings LTD • Semiconductors & related devices • New York
Rockley Photonics Holdings Limited, an exempted company incorporated in the Cayman Islands with limited liability (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent (the “Agent”), ordinary shares of the Company, par value $0.000004026575398 per share (the “Ordinary Shares”), having an aggregate offering price of up to $100,000,000 on the terms set forth in this agreement (this “Agreement”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 3rd, 2010 • Pacific Asia Petroleum Inc • Drilling oil & gas wells • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of March 2, 2010, between Pacific Asia Petroleum, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Shares Common StockUnderwriting Agreement • March 2nd, 2006 • Aquantive Inc • Services-business services, nec • New York
RENEWABLE ENERGY GROUP, INC. AND EACH OF THE GUARANTORS PARTY HERETO 5.875% SENIOR SECURED GREEN NOTES DUE 2028 INDENTURE Dated as of May 20, 2021 UMB BANK, N.A., as TrusteeIndenture • May 21st, 2021 • Renewable Energy Group, Inc. • Industrial organic chemicals • New York
INDENTURE dated as of May 20, 2021 among RENEWABLE ENERGY GROUP, INC., a Delaware corporation (the “Company”), the Guarantors (as defined) and UMB BANK, N.A., as trustee (the “Trustee”).
7 5/8% Senior Secured Notes due 2019Indenture • March 14th, 2011 • Headwaters Inc • Concrete products, except block & brick • New York
INDENTURE dated as of March 11, 2011, by and among HEADWATERS INCORPORATED, a Delaware corporation (the “Issuer”), as Issuer, the Guarantors party hereto and WILMINGTON TRUST FSB, a federal savings bank, as trustee (the “Trustee”) and as collateral agent (the “Collateral Agent”).
ALLIANCE FIBER OPTIC PRODUCTS, INC. a Delaware corporation and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC a New York banking corporation Rights Agent Amended and Restated Rights Agreement Original Agreement Dated as of May 29, 2001 Amended and...Rights Agreement • March 11th, 2011 • Alliance Fiber Optic Products Inc • Semiconductors & related devices • Delaware
THIS AMENDED AND RESTATED RIGHTS AGREEMENT (this "Agreement") is dated as of March 10, 2011 (the "Restatement Date"), between ALLIANCE FIBER OPTIC PRODUCTS, INC., a Delaware corporation (the "Company"), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York banking corporation (the "Rights Agent").
