Standard Contracts
EXHIBIT 4.1 PRIVATE PLACEMENT PURCHASE AGREEMENT dated February 3, 2004 by and among COLONIAL COMMERCIAL CORP., a New York corporation (the "Company"), and the persons who are signing counterparts of this Agreement as "Investors." Preliminary...Private Placement Purchase Agreement • August 16th, 2005 • Colonial Commercial Corp • Wholesale-hardware & plumbing & heating equipment & supplies • New York
Contract Type FiledAugust 16th, 2005 Company Industry Jurisdiction
EX-1.2 2 dex12.htm FORM OF PRIVATE PLACEMENT PURCHASE AGREEMENT FORM OF APOLLO RESIDENTIAL MORTGAGE, INC. PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionPRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this ___ day of _____________, 2011, by and between Apollo Residential Mortgage, Inc., a Maryland corporation (the “Company”), and [ ] (the “Purchaser”).
ESSENTIAL PROPERTIES REALTY TRUST, INC. PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • June 14th, 2018 • Essential Properties Realty Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledJune 14th, 2018 Company Industry JurisdictionPRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of [ ], 2018, by and between Essential Properties Realty Trust, Inc., a Maryland corporation (the “Company”), and Security Benefit Life Insurance Company, a Kansas stock insurance company (the “Purchaser”).
FORM OF PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • March 10th, 2023 • New Mountain Finance Corp
Contract Type FiledMarch 10th, 2023 CompanyThe investor listed on the signature pages hereto (the “Undersigned”), for itself and on behalf of the accounts listed on Exhibit A hereto (the “Accounts”) for whom the Undersigned holds contractual and investment authority (each Account, as well as the Undersigned if it is acquiring Purchased Notes (as defined below) hereunder, a “Purchaser”), enters into this Private Placement Purchase Agreement (this “Agreement”) with New Mountain Finance Corporation, a Delaware corporation (the “Company”), on March 8, 2023, whereby the Purchasers will purchase (the “Purchase”) an additional issuance of the Company’s outstanding 7.50% Convertible Notes due 2025 of the Company (the “Convertible Notes”), that were originally issued by the Company to several purchasers pursuant to the provisions of an indenture dated as of August 20, 2018 (the “Base Indenture”), as amended by the Third Supplemental Indenture dated as of November 2, 2022 (together with the Base Indenture, the “Indenture”), attached here
EX-10.1 6 a17-14734_13ex10d1.htm EX-10.1 PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • May 5th, 2020 • Maryland
Contract Type FiledMay 5th, 2020 JurisdictionThis PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) is made as of September 13, 2017, by and between Tremont Mortgage Trust, a Maryland real estate investment trust (the “Trust”), and Tremont Realty Advisors LLC, a Maryland limited liability company (the “Manager”).
INVESCO MORTGAGE CAPITAL INC. PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • August 12th, 2009 • Invesco Mortgage Capital Inc. • Real estate investment trusts • New York
Contract Type FiledAugust 12th, 2009 Company Industry JurisdictionPRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 25th day of June, 2009, by and between Invesco Mortgage Capital Inc., a Maryland corporation (the “Company”), and Invesco Institutional (N.A.), Inc. (the “Purchaser”).
EXHIBIT 10.1 PRIVATE PLACEMENT PURCHASE AGREEMENT Brassie Golf Corporation (the "Company") One Tampa City Center 201 North Franklin Street, Suite 200 Tampa, Florida 33602 re: Purchase of Units Gentlemen: 1) Certain Representations. a) The undersigned...Private Placement Purchase Agreement • April 23rd, 1998 • Brassie Golf Corp • Services-miscellaneous amusement & recreation • Florida
Contract Type FiledApril 23rd, 1998 Company Industry Jurisdiction
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • November 4th, 2013 • Global Defense & National Security Systems, Inc. • Blank checks • New York
Contract Type FiledNovember 4th, 2013 Company Industry JurisdictionThis Private Placement Purchase Agreement (this “Agreement”), dated as of October 23, 2013, is made and entered into by and between Global Defense & National Security Systems, Inc., a Delaware corporation (the “Company”), and Global Defense & National Security Holdings LLC (“Buyer”). Buyer and the Company are collectively referred to herein as the “Parties.”
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • January 5th, 2007 • Union Street Acquisition Corp. • Blank checks • New York
Contract Type FiledJanuary 5th, 2007 Company Industry JurisdictionTHIS PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this [ ] day of , 2007 between UNION STREET ACQUISITION CORP., a Delaware corporation (the “Company”), and UNION STREET CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Purchaser”).
Jiya Acquisition Corp. 628 Middlefield Road Palo Alto, CA 94301Private Placement Purchase Agreement • November 20th, 2020 • Jiya Acquisition Corp. • Blank checks • Delaware
Contract Type FiledNovember 20th, 2020 Company Industry JurisdictionJiya Acquisition Corp., a Delaware corporation (the “Company”, “we” or “us”), is pleased to accept the offer made by Jiya Holding Company, LLC, a Delaware limited liability company (“Subscriber” or “you”), to purchase 500,000 shares (the “Shares”) of Class A common stock of the Company, $0.0001 par value per share (“Class A Common Stock”), at a price of $10.00 per share concurrently with the Company’s initial public offering (“IPO”). The terms of the sale by the Company of the Shares to Subscriber, and the Company and Subscriber’s agreements regarding the Shares, are as follows:
EX-10.1 5 dex101.htm FORM OF PRIVATE PLACEMENT PURCHASE AGREEMENT LADDER CAPITAL REALTY FINANCE INC PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionPRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this [ ] day of October, 2009, by and between Ladder Capital Realty Finance Inc, a Maryland corporation (the “Company”), Ladder Capital Finance Holdings LLC, a Delaware limited liability company (“Holdings”), Ladder Capital Realty Finance Holdings LLC, a wholly-owned subsidiary of Holdings (the “Ladder Investor”) and Ladder Capital Finance Portfolio LLC, a wholly-owned subsidiary of Holdings (the “CMBS Subsidiary”).
UNITED STATES SUBSCRIBERSPrivate Placement Purchase Agreement • April 3rd, 2003 • Unity Wireless Corp • Radiotelephone communications • Delaware
Contract Type FiledApril 3rd, 2003 Company Industry JurisdictionPRIVATE PLACEMENT PURCHASE AGREEMENT dated November 20, 2002 by and among UNITY WIRELESS CORPORATION, a Delaware corporation having an office at 7438 Fraser Park Drive, Burnaby, BC, Canada V5J 5B9 (the "Company"), UNITY WIRELESS SYSTEMS CORPORATION, a British Columbia corporation that is wholly owned by the Company and has an office c/o of the Company (the "Subsidiary"), and each person or entity that signs this Agreement or a counterpart thereof as an "Investor" (each, an "Investor").
ContractPrivate Placement Purchase Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionEX-1.3 2 y74880a6exv1w3.htm EX-1.3 Exhibit 1.3 SUTHERLAND ASSET MANAGEMENT CORPORATION FORM OF PRIVATE PLACEMENT PURCHASE AGREEMENT PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this day of , 2009, by and between Sutherland Asset Management Corporation, a Maryland corporation (the “Company”), and M.D. Sass Finstrat Waterfall Holdings, LLC (the “Purchaser”). WHEREAS, the Purchaser has a substantive, pre-existing relationship with the Company; WHEREAS, the Company has filed a registration statement on Form S-11 (File No. 333-159388) (the “Registration Statement”) under the Securities Act of 1933, as amended (the “Securities Act”) with the Securities and Exchange Commission (the “SEC”) in connection with a proposed initial public offering (the “IPO”) of shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”); and WHEREAS, concurrent with the consummation of the IPO, the Company desires to issue and sell, and the Purchaser desires to purcha
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • July 27th, 2007 • TM Entertainment & Media, Inc. • Blank checks • New York
Contract Type FiledJuly 27th, 2007 Company Industry JurisdictionTHIS PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 18th day of June 2007, by and between TM ENTERTAINMENT AND MEDIA, INC., a Delaware corporation (the “Company”), and Malcolm Bird (the “Purchaser”).
AMENDED AND RESTATED PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • April 13th, 2007 • MBF Healthcare Acquisition Corp. • Blank checks • Florida
Contract Type FiledApril 13th, 2007 Company Industry JurisdictionTHIS AMENDED AND RESTATED PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 13th day of April, 2007 among MBF HEALTHCARE ACQUISITION CORP., a Delaware corporation (the “Company”), and MBF HEALTHCARE PARTNERS, L.P., (the “Purchaser”).
PRIVATE PLACEMENT CAPS™ PURCHASE AGREEMENTPrivate Placement Purchase Agreement • October 29th, 2020 • Periphas Capital Partnering Corp • Blank checks • New York
Contract Type FiledOctober 29th, 2020 Company Industry JurisdictionTHIS PRIVATE PLACEMENT CAPS™ PURCHASE AGREEMENT (as it may from time to time be amended and including all exhibits referenced herein, this “Agreement”), dated as of , 2020, is entered into by and among Periphas Capital Partnering Corporation, a Delaware corporation (the “Company”), and PCPC Holdings, LLC, a Delaware limited liability company (the “Purchaser”).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • October 10th, 2007 • TM Entertainment & Media, Inc. • Blank checks • New York
Contract Type FiledOctober 10th, 2007 Company Industry JurisdictionTHIS PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 18th day of June 2007, by and between TM ENTERTAINMENT AND MEDIA, INC., a Delaware corporation (the “Company”), and John W. Hyde Living Trust (the “Purchaser”).
IAS OPERATING PARTNERSHIP LP PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • August 12th, 2009 • Invesco Mortgage Capital Inc. • Real estate investment trusts • New York
Contract Type FiledAugust 12th, 2009 Company Industry JurisdictionPRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 25th day of June, 2009, by and between IAS Operating Partnership LP, a Delaware limited partnership (the “Company”), and Invesco Investments (Bermuda) Ltd. (the “Purchaser”).
Innovatus Life Sciences Acquisition Corp. 777 Third Avenue, 25th Floor New York, NY 10017Private Placement Purchase Agreement • June 9th, 2021 • Innovatus Life Sciences Acquisition Corp. • Blank checks • Delaware
Contract Type FiledJune 9th, 2021 Company Industry JurisdictionInnovatus Life Sciences Acquisition Corp., a Delaware corporation (the “Company”, “we” or “us”), is pleased to accept the offer made by Innovatus Life Sciences Acquisition Sponsor, LLC, a Delaware limited liability company (“Subscriber” or “you”), to purchase 585,000 shares (or 637,500 shares if the over-allotment option in connection with the IPO (as defined below) is exercised in full) (the “Shares”) of Class A common stock of the Company, $0.0001 par value per share (“Class A Common Stock”), at a price of $10.00 per share concurrently with the Company’s initial public offering (“IPO”). The terms of the sale by the Company of the Shares to Subscriber, and the Company and Subscriber’s agreements regarding the Shares, are as follows:
PROVIDENT MORTGAGE CAPITAL ASSOCIATES, INC. FORM OF PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • May 2nd, 2011 • Provident Mortgage Capital Associates, Inc. • Real estate • New York
Contract Type FiledMay 2nd, 2011 Company Industry JurisdictionPRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this ____th day of __________, 2011, by and between Provident Mortgage Capital Associates, Inc., a Maryland corporation (the “Company”), and (the “Purchaser”).
SUTHERLAND ASSET MANAGEMENT CORPORATION CONTINGENT SHARE PRIVATE PLACEMENT AGREEMENTPrivate Placement Purchase Agreement • July 29th, 2009 • Sutherland Asset Management Corp • Real estate investment trusts • New York
Contract Type FiledJuly 29th, 2009 Company Industry JurisdictionPRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this [ ] day of [ ], 2009, by and between Sutherland Asset Management Corporation, a Maryland corporation (the “Company”), and Waterfall Asset Management, LLC (the “Purchaser”).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • March 4th, 2010 • Forest City Enterprises Inc • Operators of nonresidential buildings
Contract Type FiledMarch 4th, 2010 Company Industry(including any other persons or entities purchasing Preferred Stock (as defined below) hereunder for whom the undersigned Holder holds contractual and investment authority, the “Holder”) enters into this Private Placement Purchase Agreement (the “Agreement”) with Forest City Enterprises, Inc., an Ohio corporation (the “Company”), on , 2010 whereby the Holder will purchase (the “Purchase”) the Company’s ___% Series A Cumulative Perpetual Convertible Preferred Stock (“Preferred Stock”) governed by a Preferred Stock Designation of the ___% Series A Cumulative Perpetual Convertible Preferred Stock (the “Preferred Stock Designation”) that will constitute a part of the Company’s Amended Articles of Incorporation at Closing (as defined below).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • July 19th, 2007 • Golden Pond Healthcare, Inc. • New York
Contract Type FiledJuly 19th, 2007 Company JurisdictionTHIS PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 16th day of July, 2007, by and between GOLDEN POND HEALTHCARE, INC., a Delaware corporation (the “Company”), and PECKSLAND PARTNERS, LLC, a Delaware limited liability company (the “Purchaser”).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • August 11th, 2006 • Information Services Group Inc. • New York
Contract Type FiledAugust 11th, 2006 Company JurisdictionTHIS PRIVATE PLACEMENT PURCHASE AGREEMENT (this "Agreement") made as of this 9th day of August, 2006 between INFORMATION SERVICES GROUP, INC., a Delaware corporation (the "Company"), and OENOKE PARTNERS, LLC, a Delaware limited liability company (the "Purchaser").
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • July 6th, 2006 • MBF Heathcare Acquisition Corp. • Florida
Contract Type FiledJuly 6th, 2006 Company JurisdictionTHIS PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 3rd day of July, 2006 among MBF HEALTHCARE ACQUISITION CORP., a Delaware corporation (the “Company”), and MBF HEALTHCARE PARTNERS, L.P., (the “Purchaser”).
ROX FINANCIAL LP PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • July 26th, 2021 • ROX Financial LP • Real estate investment trusts • Delaware
Contract Type FiledJuly 26th, 2021 Company Industry JurisdictionThis Private Placement Purchase Agreement (the “Agreement”) is executed as of July 15, 2021, among Series A of ROX Financial LP, a protected series of a Delaware series limited partnership ( “Series A”), ROX Financial LP, a Delaware series limited partnership (“ROX LP”), ROX AMZL Oakley CA LLC, a Delaware limited liability company (“Series A Sub”), NP Oakley, LLC, a Delaware limited liability company (“NP Oakley”), and NP Oakley Building I, LLC, a Missouri limited liability company (“Seller”).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • March 1st, 2011 • Greenwich Kahala Aviation Ltd. • Services-equipment rental & leasing, nec • New York
Contract Type FiledMarch 1st, 2011 Company Industry JurisdictionPrivate Placement Purchase Agreement (this "Agreement") made as of this day of , 2011, by and between Greenwich Kahala Aviation Ltd., a Bermuda exempted company incorporated under the Companies Act of 1981 of Bermuda (the "Company"), and the parties listed on Schedule 1 hereto (each, a "Purchaser" and, together, the “Purchasers”).
NORDIC OPERATING PARTNERSHIP S.C.A. FORM OF PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • January 26th, 2016 • Nordic Realty Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledJanuary 26th, 2016 Company Industry JurisdictionPRIVATE PLACEMENT PURCHASE AGREEMENT (this "Agreement") made as of this ___day of ___________, 2016, by and between Nordic Operating Partnership S.C.A., a corporate partnership limited by shares (société en commandite par actions) governed by the laws of the Grand Duchy of Luxembourg, having its registered office at 4, rue Albert Borschette, L-1246 Luxembourg, Grand Duchy of Luxembourg and pending registration with the Luxembourg Trade and Companies' Register (Registre de Commerce et des Sociétés, Luxembourg) (the "Company"), and C-QUADRAT Investment AG, a corporation governed by the laws of Austria, having its registered office at Schottenfeldgasse 20, 1070 Vienna, Austria and registered under companies’ register number 55148a (the "Purchaser").
AMENDED AND RESTATED PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • December 22nd, 2006 • Information Services Group Inc. • Blank checks • New York
Contract Type FiledDecember 22nd, 2006 Company Industry JurisdictionTHIS AMENDED AND RESTATED PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 21st day of December 2006, by and between INFORMATION SERVICES GROUP, INC., a Delaware corporation (the “Company”), and OENOKE PARTNERS, LLC, a Delaware limited liability company (the “Purchaser”).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • February 10th, 2011 • Tensas Inc • Mortgage bankers & loan correspondents
Contract Type FiledFebruary 10th, 2011 Company IndustryTHIS PURCHASE AGREEMENT (this “Agreement”) is dated _________________, 2011 (the “Effective Date”), by and between , whose address is .(the “Purchaser”), and PGI ENERGY, INC, a Texas Corporation, whose address is 7322 Southwest Frwy, Suite 1100 Houston, TX. 77074 (the “Issuer”).
ROX FINANCIAL LP PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • July 26th, 2021 • ROX Financial LP • Real estate investment trusts • Delaware
Contract Type FiledJuly 26th, 2021 Company Industry JurisdictionThis Private Placement Purchase Agreement (the “Agreement”) is executed as of July 15, 2021, among Series A of ROX Financial LP, a protected series of a Delaware series limited partnership ( “Series A”), ROX Financial LP, a Delaware series limited partnership (“ROX LP”), and ROX Financial Inc., a Delaware corporation (“Purchaser”).
1 EXHIBIT 10.67 Private Placement Purchase Agreement December 3, 1997 One Tampa City Center, Suite 2550 Tampa, Florida 33602 Gentlemen: 1. The undersigned ("Subscriber") has reviewed the filings which you (the "Company") have made with the Securities...Private Placement Purchase Agreement • March 31st, 1998 • Brassie Golf Corp • Services-miscellaneous amusement & recreation • Delaware
Contract Type FiledMarch 31st, 1998 Company Industry Jurisdiction
ContractPrivate Placement Purchase Agreement • March 30th, 2006 • Colonial Commercial Corp • Wholesale-hardware & plumbing & heating equipment & supplies • New York
Contract Type FiledMarch 30th, 2006 Company Industry JurisdictionPRIVATE PLACEMENT PURCHASE AGREEMENT dated June 30, 2003 by and among COLONIAL COMMERCIAL CORP., a New York corporation (the "Company"), and the persons who are signing counterparts of this Agreement as "Investors."
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • March 15th, 2013 • Cadiz Inc • Water supply • California
Contract Type FiledMarch 15th, 2013 Company Industry JurisdictionThis Private Placement Purchase Agreement (the “Agreement”) is made as of March 4, 2013 by and among the parties set forth on Exhibit A hereof (together, the “Purchasers”) and Cadiz, Inc. (the “Company”).
PIMCO REIT, INC. FORM OF PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • June 29th, 2011 • PIMCO REIT, Inc. • Real estate investment trusts • California
Contract Type FiledJune 29th, 2011 Company Industry JurisdictionPRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this [ ] day of [ ], 2011, by and between PIMCO REIT, Inc., a Maryland corporation (the “Company”), and [ ] (the “Purchaser”).