Issued to:Purchase Warrant • May 10th, 2007 • Vaughan Foods, Inc. • Miscellaneous food preparations & kindred products • Oregon
Contract Type FiledMay 10th, 2007 Company Industry Jurisdiction
Form of THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND IS NOT TRANSFERABLE EXCEPT AS PROVIDED HEREINPurchase Warrant • October 5th, 2012 • Methes Energies International LTD • Industrial organic chemicals • Oregon
Contract Type FiledOctober 5th, 2012 Company Industry JurisdictionThis is to certify that, for value received and subject to the terms and conditions set forth below, the Warrantholder (hereinafter defined) is entitled to purchase, and the Company promises and agrees to sell and issue to the Warrantholder, at any time on or after ______, 2013 and on or before ______, 2017, up to 70,000 Units (hereinafter defined) at the Exercise Price (hereinafter defined).
PRE-FUNDED COMMON STOCK PURCHASE WARRANT CLEARSIGN TECHNOLOGIES CORPORATIONPurchase Warrant • April 23rd, 2024 • ClearSign Technologies Corp • Industrial instruments for measurement, display, and control
Contract Type FiledApril 23rd, 2024 Company IndustryTHIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from ClearSign Technologies Corporation, a Delaware corporation (the “Company”), up to ___ shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
ContractPurchase Warrant • October 31st, 2022 • Odyssey Health, Inc. • Surgical & medical instruments & apparatus • Nevada
Contract Type FiledOctober 31st, 2022 Company Industry JurisdictionNEITHER ThIS PURCHASE WARRANT NOR THE securities represented by this PURChASE warrant have been registered under the Securities Act of 1933, as amended, or applicable state law. Neither thIS PURCHASE WARRANT NOT THE UNDERLYING securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.
ContractPurchase Warrant • October 21st, 2024 • Ruanyun Edai Technology Inc. • Services-prepackaged software • New York
Contract Type FiledOctober 21st, 2024 Company Industry JurisdictionTHIS PURCHASE WARRANT (AS DEFINED BELOW)) AND THE SECURITIES REPRESENTED BY THIS PURCHASE WARRANT ARE SUBJECT TO A LOCK-UP PERIOD OF ONE HUNDRED EIGHTY (180) DAYS BEGINNING ON THE DATE OF COMMENCEMENT OF SALES OF THE OFFERING PURSUANT TO THE REGISTRATION STATEMENT OF THE COMPANY (FILE NO. 333-[●]) AND MAY NOT BE (A) SOLD, TRANSFERRED, ASSIGNED, PLEDGED OR HYPOTHECATED TO ANYONE OTHER THAN AC SUNSHINE SECURITIES LLC, OR BONA FIDE OFFICERS OR PARTNERS OF AC SUNSHINE SECURITIES LLC, OR (B) CAUSED TO BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIVATIVE, PUT OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF THIS PURCHASE WARRANT OR THE SECURITIES HEREUNDER, EXCEPT AS PROVIDED FOR IN FINRA RULE 5110(E)(2).
PURCHASE WARRANT TO PURCHASE ORDINARY SHARES REPRESENTED BY AMERICAN DEPOSITARY SHARES BIONDVAX PHARMACEUTICALS LTD.Purchase Warrant • December 14th, 2022 • BiondVax Pharmaceuticals Ltd. • Biological products, (no disgnostic substances) • New York
Contract Type FiledDecember 14th, 2022 Company Industry JurisdictionTHIS WARRANT TO PURCHASE ORDINARY SHARES REPRESENTED BY AMERICAN DEPOSITARY SHARES (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on December [ ], 2023 (the “Termination Date”) but not thereafter, to subscribe for and purchase from BiondVax Pharmaceuticals Ltd., a company limited by shares organized under the laws of the State of Israel (the “Company”), up to ______ ordinary shares, no par value (as subject to adjustment hereunder, the “Warrant Shares”) represented by [●] American Depositary Share (“ADSs”), each ADS representing four hundred (400) ordinary shares, as subject to adjustment hereunder (the ADSs issuable hereunder, the “Warrant ADSs”). The purchase price of one ADS under this Warrant shall be equ
EXHIBIT 10.19 FORM OF FIRST AMENDMENT TO PURCHASE WARRANT This FIRST AMENDMENT TO PURCHASE WARRANT ("Amendment") is made as of this 1st day of June, 2004 by and between FONAR CORPORATION, a Delaware corporation (the "Company"), and _________________...Purchase Warrant • June 28th, 2004 • Fonar Corp • Services-specialty outpatient facilities, nec • New York
Contract Type FiledJune 28th, 2004 Company Industry Jurisdiction
ContractPurchase Warrant • September 29th, 2023 • Know Labs, Inc. • Measuring & controlling devices, nec • New York
Contract Type FiledSeptember 29th, 2023 Company Industry JurisdictionTHE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING SEPTEMBER 26, 2023, WHICH IS THE COMMENCEMENT OF SALES OF COMMON STOCK IN THE OFFERING, (THE “EFFECTIVE DATE”) TO ANYONE OTHER THAN (I) BOUSTEAD SECURITIES, LLC OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING FOR WHICH THIS PURCHASE WARRANT WAS ISSUED TO THE UNDERWRITER AS CONSIDERATION (THE “OFFERING”), OR (II) AN OFFICER, PARTNER, REGISTERED PERSON OR AFFILIATE OF BOUSTEAD SECURITIES, LLC.
ContractPurchase Warrant • November 17th, 2020 • American BriVision (Holding) Corp • Pharmaceutical preparations • New York
Contract Type FiledNovember 17th, 2020 Company Industry JurisdictionTHIS PURCHASE WARRANT AND THE SECURITIES DELIVERABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR APPLICABLE STATE LAW. THIS PURCHASE WARRANT MAY NOT BE OFFERED FOR SALE, SOLD, EXERCISED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT, OR PURSUANT TO AN EXEMPTION FROM REGISTRATION UNDER THE ACT AND APPLICABLE STATE LAW WHICH, IN THE OPINION OF COUNSEL TO THE COMPANY, IS AVAILABLE.
THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL,...Purchase Warrant • September 26th, 2023 • Turbo Energy, S.A. • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledSeptember 26th, 2023 Company Industry JurisdictionTHIS PURCHASE WARRANT IS NOT EXERCISABLE PRIOR TO SEPTEMBER 26, 2023 (THE DATE OF ISSUANCE). VOID AFTER 5:00 P.M., EASTERN TIME, SEPTEMBER 20, 2028 (THE DATE THAT IS FIVE YEARS FROM THE COMMENCEMENT OF SALES OF SHARES IN THE OFFERING).
EX-4.4 THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND IS NOT TRANSFERABLE EXCEPT AS PROVIDED HEREIN SmartPros Ltd. PURCHASE WARRANT Issued to: PAULSON INVESTMENT COMPANY, INC. Exercisable to Purchase 60,000 UNITSPurchase Warrant • October 15th, 2004 • SmartPros Ltd. • Services-educational services • Oregon
Contract Type FiledOctober 15th, 2004 Company Industry Jurisdiction
PURCHASE WARRANTPurchase Warrant • March 24th, 2006 • Vcampus Corp • Services-services, nec • Delaware
Contract Type FiledMarch 24th, 2006 Company Industry JurisdictionThis is to certify that, FOR VALUE RECEIVED, [Name of Purchaser] (“Warrantholder”), is entitled to purchase, subject to the provisions of this Warrant, from VCampus Corporation, a corporation organized under the laws of Delaware (“Company”), at any time and from time to time commencing four years from the Issuance Date (“Exercise Date”), but not later than 5:00 P.M., Eastern time, on the tenth (10th) anniversary of the Issuance Date (the “Expiration Date”), a total of [pro rata portion of 1,000,000 shares based on total of $2.3 million investment] shares (“Warrant Shares”) of Common Stock, $0.01 par value per share (“Common Stock”), of the Company, at an exercise price per share equal to the then applicable conversion price of the Company’s Series B-1 Preferred Stock. The exercise price in effect from time to time is hereafter called the “Warrant Price”. The number of Warrant Shares purchasable upon exercise of this Warrant and the Warrant Price shall be subject to adjustment from time
ContractPurchase Warrant • September 26th, 2014 • Proman Matthew B. • Services-computer programming, data processing, etc. • New York
Contract Type FiledSeptember 26th, 2014 Company Industry JurisdictionTHE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) AEGIS CAPITAL CORP. OR AN UNDERWRITER OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF AEGIS CAPITAL CORP. OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER.
EXHIBIT 10.18 FIRST AMENDMENT TO PURCHASE WARRANT This FIRST AMENDMENT TO PURCHASE WARRANT ("Amendment") is made as of this 28th day of April, 2004 by and between FONAR CORPORATION, a Delaware corporation (the "Company"), and THE TAIL WIND FUND LTD....Purchase Warrant • June 28th, 2004 • Fonar Corp • Services-specialty outpatient facilities, nec • New York
Contract Type FiledJune 28th, 2004 Company Industry Jurisdiction
UNITED ENERGY CORP. PURCHASE WARRANT WARRANT (“WARRANT”) TO PURCHASE SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHAREPurchase Warrant • November 3rd, 2009 • United Energy Corp /Nv/ • Oil & gas field services, nec • New York
Contract Type FiledNovember 3rd, 2009 Company Industry JurisdictionThis is to certify that, FOR VALUE RECEIVED, [**] (“Warrantholder”), is entitled to purchase, subject to the provisions of this Warrant, from United Energy Corp., a corporation organized under the laws of Nevada (“Company”), at any time and from time to time commencing from the Issuance Date (“Initial Exercise Date”), but not later than 5:00 P.M., Eastern time, on October [**], 2014 (“Expiration Date”), a total of up to Four Hundred Thousand (400,000) shares (“Warrant Shares”) of Common Stock, $0.01 par value (“Common Stock”) of the Company, at an initial exercise price per share of $0.09. The exercise price in effect from time to time is hereafter called the “Warrant Price”. The number of Warrant Shares purchasable upon exercise of this Warrant and the Warrant Price shall be subject to adjustment from time to time as described herein.
ContractPurchase Warrant • April 10th, 2012 • Digital Cinema Destinations Corp. • Services-motion picture theaters • New York
Contract Type FiledApril 10th, 2012 Company Industry Jurisdiction_______________________ BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING THE EFFECTIVE DATE OF THE REGISTRATION STATEMENT (DEFINED BELOW) TO ANYONE OTHER THAN (I) AN UNDERWRITER OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF _______________________ OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER.
ContractPurchase Warrant • November 8th, 2022 • Unique Fabricating, Inc. • Motor vehicle parts & accessories • New York
Contract Type FiledNovember 8th, 2022 Company Industry JurisdictionNEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN SECURED BY SUCH SECURITIES.
WARRANTPurchase Warrant • August 16th, 2000 • Elastic Networks Inc • Telephone & telegraph apparatus • Georgia
Contract Type FiledAugust 16th, 2000 Company Industry Jurisdiction
ORDINARY SHARE PURCHASE WARRANT ATIF HOLDING LTD.Purchase Warrant • April 27th, 2021 • ATIF Holdings LTD • Services-management consulting services • New York
Contract Type FiledApril 27th, 2021 Company Industry JurisdictionTHIS ORDINARY SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [ ]1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from ATIF HOLDINGS LTD, an exempted company incorporated under the laws of the British Virgin Islands (the “Company”), up to [●] of ordinary shares each, $0.001 par value, of the Company (the “Ordinary Shares”) (the Ordinary Shares issuable hereunder, as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Warrant Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
ContractPurchase Warrant • May 17th, 2022 • E-Home Household Service Holdings LTD • Services-miscellaneous repair services • New York
Contract Type FiledMay 17th, 2022 Company Industry JurisdictionNEITHER THIS PURCHASE WARRANT NOR THE SECURITIES INTO WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES HAVE BEEN ACQUIRED FOR INVESTMENT AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS, OR AN OPINION OF COUNSEL, IN A FORM ACCEPTABLE TO THE COMPANY, THAT REGISTRATION IS NOT REQUIRED UNDER SAID ACT OR APPLICABLE STATE SECURITIES LAWS OR UNLESS SOLD PURSUANT TO RULE 144 UNDER SAID ACT.
THESE WARRANTS HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND ARE NOT TRANSFERABLE EXCEPT AS PROVIDED HEREINPurchase Warrant • July 26th, 2001 • Microhelix Inc
Contract Type FiledJuly 26th, 2001 Company
FORM OF PURCHASE WARRANT ------------------------Purchase Warrant • October 3rd, 1997 • Reel Partners LLC • Illinois
Contract Type FiledOctober 3rd, 1997 Company Jurisdiction
ORDINARY SHARES PURCHASE WARRANT ICZOOM GROUP INC.Purchase Warrant • September 9th, 2022 • ICZOOM Group Inc. • Retail-radio, tv & consumer electronics stores • New York
Contract Type FiledSeptember 9th, 2022 Company Industry JurisdictionTHIS ORDINARY SHARES PURCHASE WARRANT (the “Warrant”) certifies that, for value received, The Benchmark Company, LLC or its assignees assigns (the “Holder”) are entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof [THE DATE THAT IS SIX (6) MONTHS AFTER THE CONSUMMATION OF THE COMPANY’S INITIAL PUBLIC OFFERING] (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [●], 20[●] [DATE THAT IS FIVE YEARS AFTER THE COMMENCEMENT OF SALES IN THE COMPANY’S INITIAL PUBLIC OFFERING] (the “Termination Date”) but not thereafter, to subscribe for and purchase from ICZOOM GROUP INC., a Cayman Islands exempted company with limited liability (the “Company”), up to [180,000]1 Ordinary Shares (as defined below)(as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Ordinary Shares under this Warrant shall be equal to the Exercise Price, as defined in S
EXHIBIT 4.4 MICROHELIX, INC. PURCHASE WARRANTPurchase Warrant • July 26th, 2001 • Microhelix Inc • Oregon
Contract Type FiledJuly 26th, 2001 Company Jurisdiction
IPIC ENTERTAINMENT INC. FORM OF CLASS A COMMON STOCK PURCHASE WARRANTPurchase Warrant • January 10th, 2018 • iPic Entertainment Inc. • Retail-eating & drinking places • New York
Contract Type FiledJanuary 10th, 2018 Company Industry JurisdictionTHIS CLASS A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Tripoint Global Equities, LLC or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date that is 366 days after the latest date when the United States Securities and Exchange Commission (the “SEC”) declares the Offering Statement relating to the initial public offering of the shares of Class A Common Stock of the Company (as defined below) qualified (the “Qualification Date”) (the “Initial Exercise Date”) and on or before the close of business on the date which is three and one-half (3.5) years following the Qualification Date of the Offering Statement (the “Termination Date”) but not thereafter, to subscribe for and purchase from iPic Entertainment Inc., a Delaware corporation (the “Company”), up to 47,630 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Cl
ContractPurchase Warrant • February 27th, 2015 • 1347 Property Insurance Holdings, Inc. • Fire, marine & casualty insurance • Delaware
Contract Type FiledFebruary 27th, 2015 Company Industry JurisdictionTHIS PURCHASE WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS PURCHASE WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR QUALIFIED UNDER ANY STATE OR FOREIGN SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED OR ASSIGNED UNLESS (I) A REGISTRATION STATEMENT COVERING SUCH SECURITIES IS EFFECTIVE UNDER THE ACT AND IS QUALIFIED UNDER APPLICABLE STATE AND FOREIGN LAW OR (II) THE TRANSACTION IS EXEMPT FROM THE REGISTRATION AND PROSPECTUS DELIVERY REQUIREMENTS UNDER THE ACT AND THE QUALIFICATION REQUIREMENTS UNDER APPLICABLE STATE AND FOREIGN LAW AND AN OPINION SATISFACTORY TO THE COMPANY TO SUCH EFFECT HAS BEEN RENDERED BY COUNSEL.
HEARUSA, INC. PURCHASE WARRANT WARRANT (“WARRANT”) TO PURCHASE SHARES OF COMMON STOCK, $0.10 PAR VALUE PER SHAREPurchase Warrant • October 7th, 2005 • Hearusa Inc • Retail-retail stores, nec • New York
Contract Type FiledOctober 7th, 2005 Company Industry JurisdictionThis is to certify that, FOR VALUE RECEIVED, _______________________ (“Warrantholder”), is entitled to purchase, subject to the provisions of this Warrant, from HearUSA, Inc., a corporation organized under the laws of Delaware (“Company”), at any time and from time to time after the issuance date hereof (“Exercise Date”) but not later than 5:00 P.M., Eastern time, on the fifth (5th) anniversary of such issuance date (“Expiration Date”), _____________ shares (“Warrant Shares”) of Common Stock, $0.10 par value (“Common Stock”), of the Company, at an exercise price per share equal to $___________ (the exercise price in effect from time to time hereafter being herein called the “Warrant Price”). The number of Warrant Shares purchasable upon exercise of this Warrant and the Warrant Price shall be subject to adjustment from time to time as described herein.
ContractPurchase Warrant • July 23rd, 2019 • California Resources Corp • Crude petroleum & natural gas • Delaware
Contract Type FiledJuly 23rd, 2019 Company Industry JurisdictionTHIS SECURITY AND THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF A REGISTRATION STATEMENT IN EFFECT WITH RESPECT TO THE SECURITIES UNDER SUCH ACT OR PURSUANT TO AN EXEMPTION FROM REGISTRATION THEREUNDER AND, IN THE CASE OF A TRANSACTION EXEMPT FROM REGISTRATION, UNLESS SOLD PURSUANT TO RULE 144 UNDER SUCH ACT OR THE ISSUER HAS RECEIVED DOCUMENTATION REASONABLY SATISFACTORY TO IT THAT SUCH TRANSACTION DOES NOT REQUIRE REGISTRATION UNDER SUCH ACT.
ContractPurchase Warrant • August 10th, 2017 • Eastside Distilling, Inc. • Beverages • New York
Contract Type FiledAugust 10th, 2017 Company Industry JurisdictionTHE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN: (I) Roth Capital Partners, LLC (“Roth”), Aegis Capital Corp. (“Aegis”) or an underwriter or a selected dealer participating in the Offering; or (ii) a bona fide officer or partner of Roth or Aegis or of any such underwriter or selected dealer.
THIS WARRANT AND THE SHARES ISSUED UPON ITS EXERCISE ARE SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH IN SECTION 6 OF THIS WARRANTPurchase Warrant • October 5th, 2011 • Glori Energy Inc. • Delaware
Contract Type FiledOctober 5th, 2011 Company JurisdictionGLORI OIL LIMITED, a Delaware corporation (the “Company”), for value received, hereby certifies that GTI Glori Oil Fund I L.P., or its registered assigns (the “Registered Holder”), is entitled, subject to the terms and conditions set forth below, to purchase from the Company, at any time or from time to time on or after the date of consummation of the Next Equity Financing and on or before 5:00 p.m. (Eastern time) on November 30, 2013, up to such number of Warrant Shares of the Company as is equal to the Warrant Number, at a purchase price per share equal to the Purchase Price.
audiohighway.com PURCHASE WARRANT Issued To:Purchase Warrant • July 24th, 1998 • Audio Highway-Com • Oregon
Contract Type FiledJuly 24th, 1998 Company Jurisdiction
THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND IS NOT TRANSFERABLE EXCEPT AS PROVIDED HEREIN ICOP Digital, Inc. PURCHASE WARRANT Issued to: PAULSON INVESTMENT COMPANY, INC. Exercisable to Purchase 65,000 SHARES OF COMMON...Purchase Warrant • January 4th, 2006 • Icop Digital, Inc • Radio & tv broadcasting & communications equipment • Oregon
Contract Type FiledJanuary 4th, 2006 Company Industry JurisdictionThis is to certify that, for value received and subject to the terms and conditions set forth below, the Warrantholder (hereinafter defined) is entitled to purchase, and the Company promises and agrees to sell and issue to the Warrantholder on or before July 8, 2010, up to 65,000 shares of Common Stock and 22,750 Underlying Warrants at the Exercise Price.
PURCHASE WARRANT Issued to: PAULSON INVESTMENT COMPANY, LLC Exercisable to Purchase Units of Common Stock and Warrants of Propell Technologies Group, Inc. Warrant No. ______ Void after August 8, 2019 THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE...Purchase Warrant • October 14th, 2014 • Propell Technologies Group, Inc. • Oil & gas field exploration services • Oregon
Contract Type FiledOctober 14th, 2014 Company Industry JurisdictionThis is to certify that, for value received and subject to the terms and conditions set forth below, the Warrantholder (hereinafter defined) is entitled to purchase, and the Company (hereinafter defined) promises and agrees to sell and issue to the Warrantholder, at any time on or after the Issue Date and on or before the fifth anniversary of the Issue Date, up to 1,102,999 Units (hereinafter defined) at the per share Exercise Price (hereinafter defined).
ContractPurchase Warrant • May 22nd, 2012 • Us Geothermal Inc • Electric services • New York
Contract Type FiledMay 22nd, 2012 Company Industry JurisdictionTHIS PURCHASE WARRANT IS (I) NOT EXERCISABLE PRIOR TO [180 DAYS FOLLOWING ISSUANCE OF THE PURCHASE WARRANT] AND (II) VOID AFTER 5:00 P.M., EASTERN TIME, [FIVE YEARS FOLLOWING ISSUANCE OF THE PURCHASE WARRANT].
PURCHASE WARRANT ISSUED TO:Purchase Warrant • June 16th, 2000 • Avi Biopharma Inc • Pharmaceutical preparations • Oregon
Contract Type FiledJune 16th, 2000 Company Industry Jurisdiction