Reference Trust Agreement Sample Contracts
PART I.Reference Trust Agreement • May 3rd, 2017 • Guggenheim Defined Portfolios, Series 1601
Standard Contracts
PART I.Reference Trust Agreement • October 3rd, 2019 • Guggenheim Defined Portfolios, Series 1951
PART I.Reference Trust Agreement • March 30th, 2020 • Guggenheim Defined Portfolios, Series 2001
Blue Chip Dividend Portfolio, Series 18 Blue Chip Growth Portfolio, Series 44 US Capital Strength Portfolio, Series 29 REFERENCE TRUST AGREEMENTReference Trust Agreement • November 18th, 2024 • Guggenheim Defined Portfolios, Series 2451
This Reference Trust Agreement dated as of November 18, 2024, between Guggenheim Funds Distributors, LLC, as Depositor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Series Formed on or Subsequent to December 18, 2001” (herein called the “Standard Terms and Conditions of Trust”), and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Smart Trust, High 20 Dividend Strategy Trust, Series 9 Reference Trust AgreementReference Trust Agreement • November 20th, 2014 • Smart Trust, High 20 Dividend Strategy Trust, Series 9
This Reference Trust Agreement (the “Agreement”) dated November 20, 2014, among Hennion & Walsh, Inc., as Depositor, Hennion & Walsh Asset Management, Inc., as Portfolio Supervisor and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Smart Trust, Smart Ten Trust, Series 1, and Subsequent Series, Trust Indenture and Agreement” dated January 22, 2004 (the “Indenture”), and as amended in part by this Agreement (collectively, such documents hereinafter called the “Indenture and Agreement”). This Agreement and the Indenture, as incorporated by reference herein, will constitute a single instrument.
Incapital Unit Trust, Series 108 Reference Trust AgreementReference Trust Agreement • December 10th, 2015 • Incapital Unit Trust, Series 108
This Reference Trust Agreement among Incapital LLC, as Depositor, Incapital Asset Management LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Incapital Unit Trust, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After April 2, 2012” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Smart Trust, New York Municipal Portfolio of Closed-End Funds Trust, Series 5 Reference Trust AgreementReference Trust Agreement • September 18th, 2013 • Smart Trust, New York Municipal Portfolio of Closed-End Funds Trust, Series 5
This Reference Trust Agreement (the “Agreement”) dated September 18, 2013, among Hennion & Walsh, Inc., as Depositor, Hennion & Walsh Asset Management, Inc., as Portfolio Supervisor and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Smart Trust, Smart Ten Trust, Series 1, and Subsequent Series, Trust Indenture and Agreement” dated January 22, 2004 (the “Indenture”), and as amended in part by this Agreement (collectively, such documents hereinafter called the “Indenture and Agreement”). This Agreement and the Indenture, as incorporated by reference herein, will constitute a single instrument.
Smart Trust, Defensive 50 Equities Trust, Series 4 Reference Trust AgreementReference Trust Agreement • July 9th, 2015 • Smart Trust, Defensive 50 Equities Trust, Series 4
This Reference Trust Agreement (the “Agreement”) dated July 9, 2015, among Hennion & Walsh, Inc., as Depositor, Hennion & Walsh Asset Management, Inc., as Portfolio Supervisor and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Smart Trust, Smart Ten Trust, Series 1, and Subsequent Series, Trust Indenture and Agreement” dated January 22, 2004 (the “Indenture”), and as amended in part by this Agreement (collectively, such documents hereinafter called the “Indenture and Agreement”). This Agreement and the Indenture, as incorporated by reference herein, will constitute a single instrument.
Incapital Unit Trust, Series 32 Reference Trust AgreementReference Trust Agreement • August 12th, 2013 • Incapital Unit Trust, Series 32
This Reference Trust Agreement among Incapital LLC, as Depositor, Incapital Asset Management LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Incapital Unit Trust, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After April 2, 2012” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Incapital Unit Trust, Series 129 Reference Trust AgreementReference Trust Agreement • April 20th, 2016 • Incapital Unit Trust, Series 129
This Reference Trust Agreement among Incapital LLC, as Depositor, Incapital Asset Management LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Incapital Unit Trust, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After April 2, 2012” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
AMENDMENT NO. 1 TO THE REFERENCE TRUST AGREEMENTReference Trust Agreement • November 15th, 2024 • Guggenheim Defined Portfolios, Series 2433
This Amendment no. 1 to the Reference Trust Agreement dated as of November 15, 2024, between Guggenheim Funds Distributors, LLC, as Depositor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Series Formed on or Subsequent to December 18, 2001” (herein called the “Standard Terms and Conditions of Trust”), and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Nuveen Unit Investment Trust, Series 173 Reference Trust AgreementReference Trust Agreement • January 4th, 2017 • Nuveen Unit Investment Trust, Series 173
This Reference Trust Agreement among Nuveen Securities, LLC, as Depositor, Nuveen Fund Advisors, LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Nuveen Unit Investment Trusts, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After May 10, 2016” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Incapital Unit Trust, Series 59 Reference Trust AgreementReference Trust Agreement • November 10th, 2014 • Incapital Unit Trust, Series 59
This Reference Trust Agreement among Incapital LLC, as Depositor, Incapital Asset Management LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Incapital Unit Trust, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After April 2, 2012” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Investment Grade Corporate Trust 3-7 Year, Series 23 REFERENCE TRUST AGREEMENTReference Trust Agreement • August 21st, 2024 • Guggenheim Defined Portfolios, Series 2380
This Reference Trust Agreement dated as of August 21, 2024, between Guggenheim Funds Distributors, LLC, as Depositor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Series Formed on or Subsequent to February 6, 2002” (herein called the “Standard Terms and Conditions of Trust”), and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Nuveen Unit Investment Trust, Series 192 Reference Trust AgreementReference Trust Agreement • April 20th, 2017 • Nuveen Unit Investment Trust, Series 192
This Reference Trust Agreement among Nuveen Securities, LLC, as Depositor, Nuveen Fund Advisors, LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Nuveen Unit Investment Trusts, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After May 10, 2016” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
PART I.Reference Trust Agreement • October 23rd, 2013 • Guggenheim Defined Portfolios, Series 1097
REFERENCE TRUST AGREEMENTReference Trust Agreement • February 24th, 2025 • Guggenheim Defined Portfolios, Series 2474
This Reference Trust Agreement dated as of February 24, 2025, between Guggenheim Funds Distributors, LLC, as Depositor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Series Formed on or Subsequent to December 18, 2001” (herein called the “Standard Terms and Conditions of Trust”), and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
CLAYMORE SECURITIES DEFINED PORTFOLIOS, SERIES 435Reference Trust Agreement • August 28th, 2007 • Claymore Securities Defined Portfolios, Series 435
CLAYMORE SECURITIES DEFINED PORTFOLIOS, SERIES 577 FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16Reference Trust Agreement • March 17th, 2009 • Claymore Securities Defined Portfolios, Series 577
MORGAN STANLEY SELECT EQUITY TRUST REIT PORTFOLIO SERIES 2001-2 REFERENCE TRUST AGREEMENT This Reference Trust Agreement dated April 12, 2001 between MORGAN STANLEY DW INC., as Depositor, and The Chase Manhattan Bank, as Trustee, sets forth certain...Reference Trust Agreement • April 12th, 2001 • Morgan Stanley Select Equity Trust Reit Portfolio Ser 2001-2
PART I.Reference Trust Agreement • February 12th, 2019 • Guggenheim Defined Portfolios, Series 1848
PART I.Reference Trust Agreement • September 11th, 2013 • Guggenheim Defined Portfolios, Series 1077
CLAYMORE SECURITIES DEFINED PORTFOLIOS, SERIES 708Reference Trust Agreement • August 20th, 2010 • Claymore Securities Defined Portfolios, Series 708
REFERENCE TRUST AGREEMENTReference Trust Agreement • September 25th, 2003 • National Equity Trust Short Term Low Five Co Wr Op Tr Ser 9
PART I.Reference Trust Agreement • July 21st, 2011 • Guggenheim Defined Portfolios, Series 807
Smart Trust, Tax Free Income Trust, Series 14 Reference Trust AgreementReference Trust Agreement • July 23rd, 2013 • Smart Trust, Tax Free Income Trust, Series 14
This Reference Trust Agreement (the “Agreement”) dated July 23, 2013, among Hennion & Walsh, Inc., as Depositor, Hennion & Walsh Asset Management, Inc., as Portfolio Supervisor and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Smart Trust, Smart Ten Trust, Series 1, and Subsequent Series, Trust Indenture and Agreement” dated January 22, 2004 (the “Indenture”), and as amended in part by this Agreement (collectively, such documents hereinafter called the “Indenture and Agreement”). This Agreement and the Indenture, as incorporated by reference herein, will constitute a single instrument.
PART I.Reference Trust Agreement • February 29th, 2012 • Guggenheim Defined Portfolios, Series 866
Nuveen Unit Investment Trust, Series 180 Reference Trust AgreementReference Trust Agreement • January 17th, 2017 • Nuveen Unit Investment Trust, Series 180
This Reference Trust Agreement among Nuveen Securities, LLC, as Depositor, Nuveen Fund Advisors, LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Nuveen Unit Investment Trusts, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After May 10, 2016” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
PART I.Reference Trust Agreement • July 19th, 2012 • Guggenheim Defined Portfolios, Series 926
PART I.Reference Trust Agreement • August 14th, 2015 • Guggenheim Defined Portfolios, Series 1339
PART I.Reference Trust Agreement • June 7th, 2013 • Guggenheim Defined Portfolios, Series 1043
PART I.Reference Trust Agreement • May 14th, 2014 • Guggenheim Defined Portfolios, Series 1176
PART I.Reference Trust Agreement • October 25th, 2012 • Guggenheim Defined Portfolios, Series 929
Nuveen Unit Investment Trust, Series 165 Reference Trust AgreementReference Trust Agreement • October 17th, 2016 • Nuveen Unit Investment Trust, Series 165
This Reference Trust Agreement among Nuveen Securities, LLC, as Depositor, Nuveen Fund Advisors, LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Nuveen Unit Investment Trusts, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After May 10, 2016” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
PART I.Reference Trust Agreement • March 20th, 2012 • Guggenheim Defined Portfolios, Series 885
