REPOSITORY USER AGREEMENT ("User Agreement") , in its role/capacity set out below for and on behalf of each of the entities listed on Annex I hereto (each severally and not jointly, a "User") wishes to participate in one or more services or systems to...Repository User Agreement • April 25th, 2016 • DTCC Data Repository (U.S.) LLC
, in its role/capacity set out below for and on behalf of each of the entities listed on Annex I hereto (each severally and not jointly, a "User") wishes to participate in one or more services or systems to be operated by DTCC Data Repository (U.S.) LLC, a New York limited liability company (the "Repository"). It is understood and agreed that this document shall constitute a separate agreement between the Repository, on the one hand, and each entity/fund that is listed in Annex I hereto, as amended from time to time, on the other hand, as if each such entity/fund has executed a separate document naming only itself as the User, and that no entity/fund that is listed in Annex I, as amended from time to time, shall have any liability under this document for the obligations of any other entity/fund that is listed in Annex I, as amended from time to time, solely by reason of being listed in Annex I, as amended from time to time. Annex I shall be amended by the submission, by e-mail or other
DTCC DERIVATIVES REPOSITORY LTD DTCC DATA REPOSITORY (U.S.) LLC THIRD-PARTY PROVIDER AGREEMENT Certain users ("Users") of the DTCC Derivatives Repository Ltd., the DTCC Data Repository (U.S.) LLC, and such other data repositories as may be affiliated...DTCC Data Repository (U.S.) LLC • April 25th, 2016
DTCC DERIVATIVES REPOSITORY LTD DTCC DATA REPOSITORY (U.S.) LLC THIRD-PARTY PROVIDER AGREEMENT Certain users ("Users") of the DTCC Derivatives Repository Ltd., the DTCC Data Repository (U.S.) LLC, and such other data repositories as may be affiliated with them and become operational (each, a "Repository" or a "Company" and, together, the "Repositories" and the "Companies") have requested that the Repositories give limited access to their System to the __________. (the "Provider") as set forth below in this agreement (the "Agreement"). Capitalized terms used in this Agreement but not defined herein are used as defined in the Operating Procedures of each Company (collectively, the "Operating Procedures"). Current versions of the Operating Procedures, which may be amended from time to time, are available on the DTCC Deriv/SERV LLC ("Deriv/SERV") website. 1. The Provider acknowledges it has received from each Company, and in the future may receive, certain technical specifications for the
THIRD-PARTY SUBMITTER AUTHORIZATION SUPPLEMENT TO THE REPOSITORY USER AGREEMENT The undersigned user ("User") has executed the Repository User Agreement (the "User Agreement") providing for its participation in one or more services or systems to be...DTCC Data Repository (U.S.) LLC • April 25th, 2016
THIRD-PARTY SUBMITTER AUTHORIZATION SUPPLEMENT TO THE REPOSITORY USER AGREEMENT The undersigned user ("User") has executed the Repository User Agreement (the "User Agreement") providing for its participation in one or more services or systems to be operated by DTCC Data Repository (U.S.) LLC, a New York limited liability company (the "Repository"). By executing the User Agreement each of User and the Repository agrees to be bound by the Repository Rulebook , Operating Procedures and the Applicable Publications (as defined therein to include message formats and message processes, security arrangements, Important Notices, etc.) issued thereunder, as each may be amended, supplemented or modified from time to time (the "Repository Procedures") with respect to the services or automated systems or other mechanisms through which the Repository provides the Services ("Systems") provided or operated by the Repository beginning as of the Effective Date of the User Agreement. Capitalized terms us
VIEW ONLY REPOSITORY USER AGREEMENT ("User Agreement") The undersigned user ("User") wishes to participate in one or more services or systems to be operated by DTCC Data Repository (U.S.) LLC, a New York limited liability company (the "Repository")....Only Repository User Agreement • April 25th, 2016 • DTCC Data Repository (U.S.) LLC • New York
VIEW ONLY REPOSITORY USER AGREEMENT ("User Agreement") The undersigned user ("User") wishes to participate in one or more services or systems to be operated by DTCC Data Repository (U.S.) LLC, a New York limited liability company (the "Repository"). By signing this User Agreement, effective as of the date entered below (the "Effective Date") each of User and the Repository agrees to be bound by the Rulebook of the Repository, the Operating Procedures and the Applicable Publications (as defined in the Operating Procedures (e.g., message formats and messaging processes, procedures for use of the Web Front End, publications of security arrangements, publications of further specifications for Services, Important Notices)) issued thereunder, as each may be amended, supplemented or modified from time to time (the "Operating Procedures") with respect to the services or systems provided or operated by the Repository. The User hereby acknowledges receipt of the most current version, as of the E
DTCC DERIVATIVES REPOSITORY LTD DTCC DATA REPOSITORY (U.S.) LLC THIRD-PARTY PROVIDER AGREEMENT Certain users ("Users") of the DTCC Derivatives Repository Ltd., the DTCC Data Repository (U.S.) LLC, and such other data repositories as may be affiliated...DTCC Data Repository (U.S.) LLC • April 25th, 2016
DTCC DERIVATIVES REPOSITORY LTD DTCC DATA REPOSITORY (U.S.) LLC THIRD-PARTY PROVIDER AGREEMENT Certain users ("Users") of the DTCC Derivatives Repository Ltd., the DTCC Data Repository (U.S.) LLC, and such other data repositories as may be affiliated with them and become operational (each, a "Repository" or a "Company" and, together, the "Repositories" and the "Companies") have requested that the Repositories give limited access to their System to the __________. (the "Provider") as set forth below in this agreement (the "Agreement"). Capitalized terms used in this Agreement but not defined herein are used as defined in the Operating Procedures of each Company (collectively, the "Operating Procedures"). Current versions of the Operating Procedures, which may be amended from time to time, are available on the DTCC Deriv/SERV LLC ("Deriv/SERV") website. 1. The Provider acknowledges it has received from each Company, and in the future may receive, certain technical specifications for the
Exhibit U.2 ICE TRADE VAULT SECURITY-BASED SDR PARTICIPANT AGREEMENT This agreement (the "ICE Trade Vault Agreement") sets out the terms on which ICE Trade Vault, LLC ("ICE Trade Vault"), which owns and operates an electronic platform (the "ICE Trade...Participant Agreement • April 18th, 2016 • ICE Trade Vault, LLC • New York
DDR User Supplement DTCC DATA REPOSITORY (U.S.) LLC DDR SUPPLEMENT TO DTCC NON-U.S. USER AGREEMENT Reference is made to the User Agreement indicated below (the "Existing User Agreement") entered into between the trade repository indicated below and...DTCC Data Repository (U.S.) LLC • April 25th, 2016
DDR User Supplement DTCC DATA REPOSITORY (U.S.) LLC DDR SUPPLEMENT TO DTCC NON-U.S. USER AGREEMENT Reference is made to the User Agreement indicated below (the "Existing User Agreement") entered into between the trade repository indicated below and the undersigned on behalf of the entities party thereto. By signing below, the undersigned, on behalf of the entities listed on the undersigned's DDR Service Request Form (Annex I) as amended from time to time, with respect to the reporting jurisdictions indicated for each such entity on such DDR Service Request Form (Annex I) as amended from time to time, agrees as follows: - to be bound by the DDR Rulebook and Operating Procedures as may be amended from time to time;
THIRD-PARTY SUBMITTER AUTHORIZATION SUPPLEMENT TO THE REPOSITORY USER AGREEMENT The undersigned user ("User") has executed the Repository User Agreement (the "User Agreement") providing for its participation in one or more services or systems to be...DTCC Data Repository (U.S.) LLC • April 25th, 2016
THIRD-PARTY SUBMITTER AUTHORIZATION SUPPLEMENT TO THE REPOSITORY USER AGREEMENT The undersigned user ("User") has executed the Repository User Agreement (the "User Agreement") providing for its participation in one or more services or systems to be operated by DTCC Data Repository (U.S.) LLC, a New York limited liability company (the "Repository"). By executing the User Agreement each of User and the Repository agrees to be bound by the Repository Rulebook , Operating Procedures and the Applicable Publications (as defined therein to include message formats and message processes, security arrangements, Important Notices, etc.) issued thereunder, as each may be amended, supplemented or modified from time to time (the "Repository Procedures") with respect to the services or automated systems or other mechanisms through which the Repository provides the Services ("Systems") provided or operated by the Repository beginning as of the Effective Date of the User Agreement. Capitalized terms us
Exhibit E 18. Attach as Exhibit E a copy of the constitution, articles of incorporation or association with all amendments thereto, existing by-laws, rules, procedures, and instruments corresponding thereto, of the applicant. Please see the following:...DTCC Data Repository (U.S.) LLC • April 25th, 2016
