Delivery and Payment: Delivery of the Units shall be made on or about _____________, 2007 or such later date as we may advise on not less than one day's notice to you, at the office of Chardan Capital Markets, LLC, 17 State Street, Suite 1600, New...Selected Dealers Agreement • June 28th, 2007 • InterAmerican Acquisition Group Inc • Blank checks • New York
EARLYBIRDCAPITAL, INC.Selected Dealers Agreement • January 11th, 2011 • China VantagePoint Acquisition Co • Blank checks • New York
MORGAN STANLEY ALLOCATOR FUND SELECTED DEALERS AGREEMENT Gentlemen: Morgan Stanley Distributors Inc. (the "Distributor") has a distribution agreement (the "Distribution Agreement") with Morgan Stanley Allocator Fund, a Massachusetts business trust...Selected Dealers Agreement • December 18th, 2002 • Morgan Stanley Allocator Fund
ATEL 16, LLC SELECTED DEALERS AGREEMENT San Francisco, CaliforniaSelected Dealers Agreement • September 16th, 2013 • Atel 16, LLC • Services-equipment rental & leasing, nec
The undersigned, ATEL Securities Corporation (the “Dealer Manager”), has entered into an agreement (the “Selling Agreement”) with ATEL 16, LLC, a California limited liability company (the “Fund”) and the Manager, ATEL Managing Member, LLC (the “Manager”) pursuant to which the undersigned has agreed to use its best efforts to form and manage, as Dealer Manager, a group of securities dealers (the “Soliciting Dealers”) for the purpose of soliciting offers for the purchase of units of limited liability company interest (“Units”) in the Fund. The terms of the offering are set forth in the Fund’s Registration Statement No. 333-188924 on Form S-1 which was filed with the Securities and Exchange Commission (the “Commission”) pursuant to the Securities Act of 1933, as amended (the “1933 Act”). Such registration statement in the form in which it became effective is referred to herein as the “Registration Statement” and the prospectus included therein, in the form in which it became effective and
Exhibit 5(b) MORGAN STANLEY MID-CAP VALUE FUND SELECTED DEALERS AGREEMENT Gentlemen: Morgan Stanley Dean Witter Distributors Inc. (the "Distributor") has a distribution agreement (the "Distribution Agreement") with Morgan Stanley Mid-Cap Value Fund, a...Selected Dealers Agreement • July 26th, 2001 • Morgan Stanley Mid Cap Value Fund
HCFP/BRENNER SECURITIES LLC 9th FLOOR NEW YORK, NEW YORK 10106 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • April 9th, 2007 • Stoneleigh Partners Acquisition Corp. • Blank checks • New York
EXHIBIT 1.2 SELECTED DEALERS AGREEMENT PUBLIC OFFERING OF 1,650,000 SHARES OF COMMON STOCK 1,650,000 REDEEMABLE WARRANTS OFFERING PRICE OF $______ PER SHARE AND $.25 PER WARRANT NATURAL GAS SERVICES GROUP, INC. JULY ____, 2002 Neidiger, Tucker,...Selected Dealers Agreement • July 17th, 2002 • Natural Gas Services Group Inc • Oil & gas field services, nec
HCFP/BRENNER SECURITIES LLC 17th FLOOR NEW YORK, NEW YORK 10106 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • January 24th, 2007 • Stoneleigh Partners Acquisition Corp. • Blank checks • New York
I-BANKERS SECURITIES INCORPORATED Southlake, TX 76092 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • March 7th, 2006 • Shanghai Century Acquisition Corp • Blank checks • New York
1 EXHIBIT 1.3 A REGISTRATION STATEMENT RELATING TO THESE SECURITIES HAS BEEN FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BUT HAS NOT YET BECOME EFFECTIVE. NO OFFER TO BUY THE SECURITIES CAN BE ACCEPTED AND NO PART OF THE PURCHASE PRICE CAN BE...Selected Dealers Agreement • October 30th, 2000 • American Eagle Motorcycle Co Inc
SELECTED DEALER’S AGREEMENTSelected Dealer's Agreement • April 2nd, 2009 • Independent Film Development CORP • Investors, nec
INDEPENDENT FILM DEVELOPMENT CORPORATION, (the “Company”), a corporation organized under the laws of the State of Nevada, hereby confirms its agreement with you as follows:
1,000,000 UnitsSelected Dealer's Agreement • January 19th, 2001 • Protosource Corp • Services-computer integrated systems design
FERRIS, BAKER WATTS, INCORPORATED 100 LIGHT STREET BALTIMORE, MARYLAND 21202 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • March 31st, 2006 • JK Acquisition Corp. • Blank checks • Maryland
Exhibit 1.2 A REGISTRATION STATEMENT RELATING TO THESE SECURITIES HAS BEEN FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BUT HAS NOT YET BECOME EFFECTIVE. NO OFFER TO BUY THE SECURITIES CAN BE ACCEPTED AND NO PART OF THE PURCHASE PRICE CAN BE...Selected Dealers Agreement • September 28th, 1999 • Talisman Enterprise Inc • Miscellaneous electrical machinery, equipment & supplies
FORM OF SELECTED DEALERS AGREEMENT 200,000,000 BERKELEY INCOME TRUST, INC. A Real Estate Investment Trust (REIT)Selected Dealers Agreement • July 28th, 2005 • Berkeley Income Trust, Inc.
EXHIBIT 99.5 CATHETER TECHNOLOGY GROUP, INC. 720,000 Common Shares SELECTED DEALER'S AGREEMENT Dear Sirs: 1. Kashner Davidson Securities Corporation ("KDSC"), and _____________ (the "Underwriters") are the underwriters named in the Prospectus dated...Selected Dealer's Agreement • December 8th, 1998 • Catheter Technology Group Inc • Electromedical & electrotherapeutic apparatus
CAPITAL GROWTH FINANCIAL, LLC 225 Mizner Blvd. Suite 750 Boca Raton, FL 33432 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • July 20th, 2006 • NGTV • Cable & other pay television services • Florida
SELECTED DEALER'S AGREEMENT ---------------------------Selected Dealer's Agreement • December 13th, 2000 • Protosource Corp • Services-computer integrated systems design
SELECTED DEALER'S AGREEMENT IWT TESORO CORPORATION (a Nevada Corporation) 250,000 Units SELECTED DEALER'S AGREEMENTSelected Dealer's Agreement • September 24th, 2003 • Iwt Tesoro Corp • Wholesale-durable goods • Florida
IWT TESORO CORPORATION, a Nevada corporation (the "Company"), invites Noble International Investments, Inc. as its exclusive Selected Dealer ("Selected Dealer") in a private offering of up to 250,000 Units (the "Units"). Each Unit consists of one share of the Company's Common Stock and a warrant to purchase one share at $7.00 per share (the "Offering"). The Company is offering the Units pursuant to a registration statement (the "Registration Statement") filed under the Securities Act of 1933, as amended (the "Act") with the Securities and Exchange Commission. The terms and conditions of this invitation are as follows:
SPECTRASCIENCE, INC. Maximum of 25,000,000 Shares ($5,000,000) SELECTED DEALERS AGREEMENTSelected Dealers Agreement • August 26th, 2010 • Spectrascience Inc • Electromedical & electrotherapeutic apparatus • New York
SpectraScience, Inc. (the “Company”) is offering for sale the shares of common stock (the “Shares”) and warrants to purchase common stock (the “Warrants”, together with the Shares, the “Units”) pursuant to the Company’s Confidential Private Placement Memorandum dated May 8, 2009 (the “Memorandum”) on a no minimum and 25,000,000 Shares ($5,000,000) maximum (the “Maximum Amount”) basis (the “Offering”). Each $25,000 Unit offered will consist of 125,000 Series B Preferred Shares paying 8% annual interest and 62,500 Warrants as described in the Memorandum. The Company has the right to accept or reject subscriptions in whole or in part for any reason or no reason at all.
FIRSTLINK COMMUNICATIONS, INC. 1,400,000 Units, Each Unit Consisting of One Share of Common Stock and One Common Stock Purchase Warrants SELECTED DEALER'S AGREEMENTSelected Dealer's Agreement • June 1st, 1998 • Firstlink Communications Inc • Services-telephone interconnect systems
SELECTED DEALERS AGREEMENTSelected Dealers Agreement • August 19th, 2005 • Ready Mix, Inc. • Concrete products, except block & brick • New York
Up to 550,000 Units and 1,000,000 Class A Common Stock Purchase WarrantsSelected Dealer's Agreement • November 29th, 2000 • Exhaust Technologies Inc • Motor vehicle parts & accessories
Casimir Capital LP Cantor Fitzgerald & Co. c/o Casimir Capital LP New York, New York 10017 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • October 24th, 2005 • Platinum Energy Resources Inc • Blank checks • New York
KENNETH JEROME & CO., INC. 147 Columbia Turnpike Florham Park, New Jersey 07932 SELECTED DEALERS AGREEMENT Gentlemen: Kenneth Jerome & Co., Inc. (the "Representative" or the "Underwriter"), as representative for the underwriters ("Underwriters"),...Selected Dealers Agreement • February 29th, 2000 • Ppa Technologies Inc • Miscellaneous chemical products • New Jersey
FREEDOM INVESTORS CORP PO Box 48 Hartland, WI 53029 Selected Dealers AgreementSelected Dealers Agreement • February 24th, 2005 • Frontier Funds Inc • Wisconsin
Freedom Investors Corp (Freedom) as the Distributor of the shares of each series (each portfolio) of Frontier Funds, Inc (the Fund), understands that you are a member in good standing of the National Association of Securities Dealers, Inc (NASD). Your signature below shall constitute a representation of such membership in good standing and, on the basis of such understanding, invites you to become a Selected Dealer to distribute any or all shares of each portfolio of the Fund in those states in which you and the shares are currently qualified for sale, on the following terms:
SELECTED DEALERS' AGREEMENT Public Offering of 1,500,000 Units Consisting of 1,500,000 Shares of Common Stock and 1,500,000 Redeemable Warrants Offering Price of $5.00 per Unit HYPERSPACE COMMUNICATIONS, INC.Selected Dealers' Agreement • May 12th, 2004 • HyperSpace Communications, Inc. • Colorado
Brookstreet Securities Corporation Irvine, CA 92612 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • March 7th, 2006 • Reeds Inc • Bottled & canned soft drinks & carbonated waters • California
Termination: This Agreement shall terminate at the close of business on the 45th day following the effective date of the Registration Statement (of which the enclosed Prospectus forms a part), unless extended at our discretion for a period or periods...Selected Dealers Agreement • August 16th, 2005 • Pharmamatrix Acquisition CORP • Blank checks • New York
EXHIBIT 1.3 SELECTED DEALERS AGREEMENT PUBLIC OFFERING OF 1,200,000 SHARES OFFERING PRICE: $5.00 PER SHARE DICKIE WALKER MARINE, INC.Selected Dealers Agreement • February 11th, 2002 • Dickie Walker Marine Inc • Colorado
Delivery and Payment: Delivery of the Units shall be made on or about ________, 2005 or such later date as we may advise on not less than one day's notice to you, at the office of EarlyBirdCapital, Inc., 275 Madison Avenue, Suite 1203, New York, New...Selected Dealers Agreement • April 27th, 2005 • Israel Technology Acquisition Corp. • Blank checks • New York
ACTIVE ASSETS INSTITUTIONAL GOVERNMENT SECURITIES TRUST SELECTED DEALERS AGREEMENT Gentlemen: Morgan Stanley Distributors Inc. (the "Distributor") has a distribution agreement (the "Distribution Agreement") with Active Assets Institutional Government...Selected Dealers Agreement • March 12th, 2002 • Active Assets Institutional Government Securities Trust
EXHIBIT B A REGISTRATION STATEMENT RELATING TO THESE SECURITIES HAS BEEN FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BUT HAS NOT YET BECOME EFFECTIVE. NO OFFER TO BUY THE SECURITIES CAN BE ACCEPTED AND NO PART OF THE PURCHASE PRICE CAN BE...Selected Dealers Agreement • November 21st, 1997 • Medical Science Systems Inc • Services-medical laboratories
MINIMUM OF $20,000,000 UNITS OF BENEFICIAL INTEREST AND MAXIMUM OF $75,000,000 UNITS OF BENEFICIAL INTERESTSelected Dealers Agreement • November 18th, 2002 • New Colony Investment Trust
FORM OF SELECTED DEALERS AGREEMENTSelected Dealers Agreement • February 2nd, 2006 • Echo Healthcare Acquisition Corp. • Blank checks • New York
