Stock Option Award Agreement Sample Contracts

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HORIZON LINES, INC. AMENDED AND RESTATED EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • November 2nd, 2005 • Horizon Lines, Inc. • Water transportation • New York

HORIZON LINES, INC., a Delaware corporation (the “Company”), hereby grants to John Keenan (the “Participant”) the following option (the “Option”) to purchase Shares, subject to the following and pursuant to the Horizon Lines, Inc. Amended and Restated Equity Incentive Plan (the “Plan”).

Contract
Stock Option Award Agreement • May 5th, 2020 • Illinois

EX-10.2 3 ex10_2.htm EXHIBIT 10.2 Exhibit 10.2 WALGREENS BOOTS ALLIANCE, INC. 2013 OMNIBUS INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT These materials, which may include descriptions of company stock plans, prospectuses and other information and documents, and the information they contain, are provided by your company, not by Fidelity, and are not an offer or solicitation by Fidelity for the purchase of any securities or financial instruments. These materials were prepared by your company, which is solely responsible for their contents and for compliance with legal and regulatory requirements. Fidelity is not connected with any offering or acting as an underwriter in connection with any offering of your company's securities or financial instruments. Fidelity does not review, approve or endorse the contents of these materials and is not responsible for their content. WALGREENS BOOTS ALLIANCE, INC. 2013 OMNIBUS INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT Participant Name: Stefano Pessina

DOLLAR GENERAL CORPORATION STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • March 19th, 2021 • Dollar General Corp • Retail-variety stores • Delaware

THIS AGREEMENT (this “Agreement”), dated as of the date indicated on Schedule A hereto (the “Grant Date”), is made by and between Dollar General Corporation, a Tennessee corporation (hereinafter referred to as the “Company”), and the individual whose name is set forth on the signature page hereof, who is an employee of the Company or a Subsidiary or Affiliate of the Company (hereinafter referred to as the “Optionee”). Any capitalized terms herein not otherwise defined in this Agreement shall have the meaning set forth in the Dollar General Corporation Amended and Restated 2007 Stock Incentive Plan, as such Plan may be amended from time to time (the “Plan”).

FMC GlobalSat Holdings, Inc.
Stock Option Award Agreement • May 14th, 2018 • FMC GlobalSat Holdings, Inc. • Colorado

Unless otherwise defined herein, the terms defined in the FMC GlobalSat Holdings, Inc. 2017 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Stock Option Award Agreement (the “Award Agreement”).

TELEPHONE AND DATA SYSTEMS, INC. <<YEAR>> STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • May 6th, 2016 • Telephone & Data Systems Inc /De/ • Telephone communications (no radiotelephone) • Delaware

Telephone and Data Systems, Inc., a Delaware corporation (the “Company”), hereby grants to <<FNAME>> <<LNAME>> (the “Optionee”), as of <<GRANT DATE>> (the “Option Date”), pursuant to the provisions of the Telephone and Data Systems, Inc. 2011 Long-Term Incentive Plan, as amended (the “Plan”), a Non-Qualified Stock Option (the “Option”) to purchase from the Company <<STKO>> shares of Common Stock at the price of $<<PRICE>> per share upon and subject to the terms and conditions set forth below. Capitalized terms not defined herein shall have the meanings specified in the Plan.

WITNESSETH:
Stock Option Award Agreement • June 14th, 2000 • Bank of Kentucky Financial Corp • Savings institution, federally chartered • Kentucky
Stock Option Award Agreement
Stock Option Award Agreement • February 28th, 2020 • Stericycle Inc • Hazardous waste management • Illinois

Stericycle, Inc., a Delaware corporation (the Company), grants to the following employee of the Company or one of its Subsidiaries (Participant), as of the following grant date (the Grant Date), a nonstatutory stock option (the Option) to purchase the following number of shares of Common Stock (the Option Shares), at the following purchase price per share (the Exercise Price), exercisable in installments in accordance with the following and the other terms and conditions of this Award Agreement:

THESTREET, INC. NON QUALIFIED STOCK OPTION STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • May 5th, 2020 • New York

This award is made outside of, and not from, the Company’s 2007 Performance Incentive Plan, (the “Plan”). Nevertheless, this award is subject to the terms and conditions set forth in the Plan, any rules and regulations adopted by the Board of Directors of the Company (the “Board”) or the committee of the Board which administers the Plan (the “Committee”), and this Stock Option Award Agreement (the “Award Agreement”). Unless otherwise defined herein, the terms defined in the TheStreet, Inc. (the “Company”) 2007 Performance Incentive Plan, as amended and restated effective April 14, 2015 (the “Plan”) will have the same defined meanings in this Award Agreement. The Option shall be deemed to be a non-qualified stock option within the meaning of the Internal Revenue Code of 1986, as amended. This award is intended to be granted as NASDAQ inducement grants qualifying for the exception to stockholder approval of stock option grants under NASDAQ rule 5635(c)(4) and, therefore, as a condition t

CARDIOVASCULAR BIOTHERAPEUTICS, INC. STOCK OPTION AWARD AGREEMENT (INDEPENDENT CONTRACTOR / CONSULTANT)
Stock Option Award Agreement • March 29th, 2005 • CardioVascular BioTherapeutics, Inc. • Pharmaceutical preparations • Delaware

This Agreement, dated as of June 6, 2000 (“Award Agreement”), is entered into by and between CardioVascular BioTherapeutics, Inc., a Delaware corporation (the “Company”), and Elizabeth Gordon (the “Participant”).

NEXT FUEL, INC. STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • February 14th, 2012 • Next Fuel, Inc. • Services-testing laboratories

This Stock Option Award Agreement (this “Agreement”) is made as of February 12, 2012 by and between NEXT FUEL, INC., a Nevada corporation (the “Company”), and the person listed below (the “Participant”). This Agreement evidences the Right of Participant to acquire Award Shares (the "Award Options") as indicated in the table below, which Award Options are subject to the terms and conditions of the Plan and to Schedules I and II to this Agreement.

ALFI, INC. STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • May 16th, 2022 • Alfi, Inc. • Services-computer programming, data processing, etc. • Delaware
Form of Annual Award Agreement for use beginning March 2024] Grant Details
Stock Option Award Agreement • March 25th, 2024 • Dollar General Corp • Retail-variety stores • Delaware

THIS AGREEMENT (including any applicable appendix hereto, this “Agreement”), dated as of the date indicated (the “Grant Date”) on the Grant Details page (as defined below) above, is made by and between Dollar General Corporation, a Tennessee corporation (hereinafter referred to as the “Company”), and the individual whose name is indicated on the Grant Details page, who is an employee of the Company or a Subsidiary of the Company who the Committee (as defined below) has determined to be a Key Employee (hereinafter referred to as the “Optionee”). Any capitalized terms used but not otherwise defined in this Agreement shall have the meaning set forth in the Dollar General Corporation 2021 Stock Incentive Plan, as such Plan may be amended from time to time (the “Plan”).

STOCK OPTION AWARD AGREEMENT LEATT CORPORATION AMENDED AND RESTATED 2011 EQUITY INCENTIVE PLAN
Stock Option Award Agreement • March 27th, 2018 • Leatt Corp • Motorcycles, bicycles & parts • Nevada

Unless otherwise defined herein, the terms in the Stock Option Award Agreement (the “Option Agreement”) have the same meanings as defined in the Leatt Corporation Amended and Restated 2011 Equity Incentive Plan (the “Plan”).

Ingredion Incorporated Stock Incentive Plan
Stock Option Award Agreement • February 12th, 2018 • Ingredion Inc • Grain mill products • Delaware

Ingredion Incorporated (the “Company”) has granted you a Non-Qualified Stock Option (the “Option”) under the Ingredion Incorporated Stock Incentive Plan (the “Plan”). The Option grant date, the shares of Company Common Stock (“Shares”) covered by the Option, and the Option exercise price are set forth in the document you have received entitled “Notice of Grant of Stock Option.” The Notice of Grant of Stock Option and this Stock Option Award Agreement (“Award Agreement”) collectively constitute the Agreement evidencing the Option. This Award Agreement and the Plan together govern your rights under the Award and the Plan and set forth all of the conditions and limitations affecting such rights.

RECOVERY ENERGY, INC. STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • June 11th, 2014 • Lilis Energy, Inc. • Crude petroleum & natural gas • Colorado

This Stock Option Award Agreement (the “Agreement”), is made as of the 25th day of June 2013, by and between Recovery Energy, Inc., a Nevada corporation (the “Company”), and W. Phillip Marcum (the “Participant”).

without accelerated vesting in the event of termination without cause or for good reason) [See Attached]
Stock Option Award Agreement • June 7th, 2010 • United States Cellular Corp • Radiotelephone communications • Delaware

United States Cellular Corporation, a Delaware corporation (the “Company”), hereby grants to Mary N. Dillon (the “Optionee”), as of June 1, 2010 (the “Option Date”), pursuant to the provisions of the United States Cellular Corporation 2005 Long-Term Incentive Plan, as amended (the “Plan”), a Non-Qualified Stock Option (the “Option”) to purchase from the Company 75,000 shares of Stock at the price of $40.81 per share upon and subject to the terms and conditions set forth below. Capitalized terms not defined herein shall have the meanings specified in the Plan.

HARRIS CORPORATION 2005 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT TERMS AND CONDITIONS (AS OF AUGUST 26, 2011)
Stock Option Award Agreement • August 31st, 2011 • Harris Corp /De/ • Search, detection, navagation, guidance, aeronautical sys
ENTEGRIS, INC. Stock Option Award Agreement (2020 Stock Plan)
Stock Option Award Agreement • February 15th, 2024 • Entegris Inc • Plastics products, nec

Entegris, Inc. (the “Company”) may periodically make equity incentive awards consisting of stock options with respect to the Company’s Common Stock, $0.01 par value (“Stock”), to certain key employees, non-employee directors, consultants or advisors of the Company under the Company’s 2020 Stock Plan (as amended from time to time, the “Plan”). Any key employee, non-employee director, consultant or advisor (a “Participant”) who receives a stock option award (the “Award”) is notified in writing or via email and the Award is credited to the Participant’s account as reflected on the Overview tab under the Stock Options Plan section on Fidelity’s NetBenefits website. To accept the Award, click on the “Begin your grant acceptance now” link located in the New Grant Alert notification or scroll down to and expand the Stock Plans section; then click on “Begin Acceptance” and follow the prompts. To accept the Award, the Participant must agree to the Restrictive Covenant Agreement attached hereto

ENTEGRIS, INC.
Stock Option Award Agreement • February 11th, 2019 • Entegris Inc • Plastics products, nec

In consideration of services rendered to Entegris, Inc. (the “Company”), the Company periodically makes equity incentive awards consisting of stock options with respect to the Company’s Common Stock $0.01 par value (“Stock”) to certain key employees, non-employee directors, consultants or advisors of the Company under the Company’s 2010 Stock Plan (as amended from time to time, the “Plan”). Any key employee, non-employee director, consultant or advisor (a “Participant”) who receives a stock option award (the “Award”) is notified in writing or via email and the Award is credited to the Participant’s account as reflected on the Overview tab under the Stock Options Plan section on the Morgan Stanley Stock Plan Connect web page found at https://www.stockplanconnect.com. By clicking on the “Accept” button for the Award in the Stock Options Plan section on the Overview tab or by otherwise receiving the benefits of the Award, Participant: (i) acknowledges that Participant has received a copy

NCR Corporation 2017 Stock Incentive Plan
Stock Option Award Agreement • May 7th, 2019 • NCR Corp • Calculating & accounting machines (no electronic computers)

You have been awarded an Option to purchase common stock (“Shares”) from NCR Corporation. See www.netbenefits.fidelity.com for your award details, including your purchase price per Share (“Exercise Price”). Your award is subject to the terms of this Agreement, including non-competition and other restrictive covenants. Your award is also subject to the NCR Corporation 2017 Stock Incentive Plan terms, as may be amended from time to time (“Plan”), which defines capitalized terms not defined herein.

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FORM OF STOCK OPTION AWARD AGREEMENT UNDER THE LITTELFUSE, INC. OUTSIDE DIRECTORS' EQUITY PLAN
Stock Option Award Agreement • May 3rd, 2007 • Littelfuse Inc /De • Switchgear & switchboard apparatus • Delaware
VAPOTHERM, INC. AMENDED AND RESTATED
Stock Option Award Agreement • October 19th, 2018 • Vapotherm Inc • Surgical & medical instruments & apparatus • Maryland

You (the “Participant”) are hereby awarded the following stock option (the “Option”) to purchase Shares of Vapotherm, Inc. (the “Company”), subject to the terms and conditions set forth in this Stock Option Award Agreement (the “Award Agreement”), and the Vapotherm, Inc. Amended and Restated 2005 Stock Incentive Plan (the “Plan”), which is attached hereto as Exhibit A. You should carefully review these documents, and consult with your personal financial advisor, before exercising this Option.

EX-10.4 7 d371552dex104.htm EX-10.4 STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • May 5th, 2020 • Nevada
THEMAVEN, INC. STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • August 16th, 2021 • theMaven, Inc. • Cable & other pay television services • Delaware

This Stock Option Award Agreement (“Agreement”) is made and entered into by and between THEMAVEN, INC., a Delaware corporation (the “Company”) and Douglas B. Smith (“Participant”). This Agreement is entered into separate from any equity incentive or similar plan, however the provisions of Sections 2, 6, 7, 8, 9, 10, 11, 12 and 13 of the 2016 Stock Incentive Plan of the Company (the “Plan”) are incorporated herein by reference. All capitalized terms not defined in this Agreement have the meanings set forth in the Plan.

STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • February 22nd, 2021 • Keycorp /New/ • National commercial banks • Ohio

KeyCorp grants to the Participant named below, in accordance with the terms, and subject to the conditions, of the KeyCorp 2019 Equity Compensation Plan (the “Plan”), this Stock Option Award Agreement (the “Award Agreement”) and the attached Acceptance Agreement, an option to purchase the number of Common Shares set forth below (rounded down to the nearest whole Common Share) (“Options” or “Award”) at the exercise price per share set forth below (the “Exercise Price”). Each Option shall be a Nonqualified Option and shall not be treated as an Incentive Stock Option.

ZIONS BANCORPORATION STANDARD STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • February 25th, 2021 • Zions Bancorporation, National Association /Ut/ • National commercial banks • Utah

This Stock Option Award Agreement (this “Agreement”) is made and entered into as of the [date] (the “Grant Date”) by and between Zions Bancorporation, a Utah corporation (the “Company”), and [name] (the “Grantee”) pursuant to the Company’s 2015 Omnibus Incentive Plan (the “Plan”). Capitalized terms not defined in this Agreement have the meanings ascribed to them in the Plan.

CIFC CORP. STOCK OPTION AWARD CERTIFICATE
Stock Option Award Agreement • June 17th, 2014 • CIFC Corp. • Finance services • New York

This Stock Option Award Certificate (“Agreement”) is made effective June 13, 2014 (the “Grant Date”), and is between CIFC Corp., a Delaware corporation (the “Company”), and Stephen J. Vaccaro (the “Participant”). Any term capitalized but not defined in this Agreement will have the meaning set forth in the CIFC Corp. 2011 Stock Option and Incentive Plan, as amended from time to time (the “Plan”).

Recitals
Stock Option Award Agreement • June 21st, 2004 • Surfnet Media Group Inc • Services-computer programming services • Delaware
AMKOR TECHNOLOGY, INC. SECOND AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • May 5th, 2017 • Amkor Technology, Inc. • Semiconductors & related devices • Delaware

Unless otherwise defined herein, the terms defined in the Amkor Technology, Inc. Second Amended and Restated 2007 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Stock Option Award Agreement (the “Award Agreement”).

RECOVERY ENERGY, INC. 2012 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • April 15th, 2015 • Lilis Energy, Inc. • Crude petroleum & natural gas • Colorado

This Stock Option Award Agreement (the “Agreement”), is made as of the 14th day of April 2015, by and between Lilis Energy, Inc., a Nevada corporation (the “Company”), and Eric Ulwelling (the “Participant”).

STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • March 13th, 2013 • Waste Management Inc • Refuse systems • Texas

This Stock Option Award Agreement (“Agreement”) is entered into effective as of March 8, 2013, (the “Grant Date”), by and between Waste Management, Inc., a Delaware corporation (together with its Subsidiaries and Affiliates, the “Company”), and you, (the “Employee”), pursuant to the Waste Management, Inc. 2009 Stock Incentive Plan (the “Plan”). Employee agrees that the terms and conditions of this Agreement will govern Employee’s rights with respect to the Award exclusively, notwithstanding any contrary provisions in any employment agreement or prior award. Employee and the Company agree to execute such further instruments and to take such further action as may reasonably be necessary to carry out the intent of this Agreement. The terms and conditions of this Agreement as offered herein must be accepted by Employee prior to April 22, 2013. Failure to timely accept the terms by such time will result in the immediate and irrevocable cancellation of the Award offered.

AMENDED AND RESTATED STOCK OPTION AWARD AGREEMENT (Nonqualified Stock Option)
Stock Option Award Agreement • May 9th, 2014 • United Community Banks Inc • State commercial banks • Georgia

THIS AGREEMENT (the “Agreement”) is entered into as of the ____ day of________________, by and between UNITED COMMUNITY BANKS, INC., a Georgia corporation (the “Company”), and the individual designated above (the “Optionee”).

L3HARRIS TECHNOLOGIES, INC. STOCK OPTION AWARD AGREEMENT TERMS AND CONDITIONS
Stock Option Award Agreement • July 26th, 2024 • L3harris Technologies, Inc. /De/ • Search, detection, navagation, guidance, aeronautical sys
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