Stock Pledge and Security Agreement Sample Contracts

AGREEMENT
Stock Pledge and Security Agreement • November 3rd, 2004 • Carrizo Oil & Gas Inc • Crude petroleum & natural gas • New York
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WITNESSETH:
Stock Pledge and Security Agreement • April 27th, 2001 • Pf Management Inc • Bakery products • West Virginia
STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • November 14th, 2017 • Smartfinancial Inc. • National commercial banks • Tennessee

THIS STOCK PLEDGE AND SECURITY AGREEMENT (the “Agreement”), dated as of October 31, 2017, by SMARTFINANCIAL, INC., a Tennessee corporation (formerly known as CORNERSTONE BANCSHARES, INC., along with its successors and assigns, “Pledgor”) in favor of CAPSTAR BANK (the “Secured Party”) in order to further secure the Obligations (as herein defined) and for the consideration herein specified.

RECITALS
Stock Pledge and Security Agreement • August 17th, 2004 • Scott Shawn A • Services-racing, including track operation • Nevada
EX-10.5 6 dex105.htm STOCK PLEDGE AND SECURITY AGREEMENT STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • May 5th, 2020 • Delaware

THIS STOCK PLEDGE AND SECURITY AGREEMENT (the “Agreement”) is made and entered into effective as of the 18th day of June, 2009, by and between Nexxus Lighting, Inc., a Delaware corporation (the “Pledgor”) and Jay Weil, as collateral agent (“Collateral Agent”) for the secured parties (“the Secured Parties”) pursuant to that certain Collateral Agent Agreement, dated of even date herewith, among Pledgor, Collateral Agent and the Secured Parties (the “Collateral Agent Agreement”).

STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • January 20th, 2015 • Garber Sean • Sanitary services • Kentucky

K & R, LLC, a Kentucky limited liability company (“Pledgor”) and THE BANK OF KENTUCKY, INC., a Kentucky banking corporation (“Secured Party”), jointly and severally, hereby agree as follows:

STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • May 14th, 2013 • Plures Technologies, Inc./De • Semiconductors & related devices • California

THIS STOCK PLEDGE AND SECURITY AGREEMENT (this “Agreement”), dated May __, 2013, is entered into by Plures Holdings, Inc., a Delaware corporation (the “Pledgor”), in favor of Hercules Technology Growth Capital, Inc., a Maryland corporation (the “Lender”).

RECITALS:
Stock Pledge and Security Agreement • March 31st, 2005 • Venture Equities Management Inc • Wholesale-motor vehicle supplies & new parts • Illinois
STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • May 4th, 2010 • Dhab, LLC • Power, distribution & specialty transformers • Tennessee

THIS STOCK PLEDGE AND SECURITY AGREEMENT (“Agreement”) is made as of the 22nd, day of April, 2010, by DHAB, LLC, a Tennessee limited liability company (the “Pledgor” or “Borrower”) in favor of AXIS TECHNOLOGIES GROUP, INC., a Delaware corporation (“AXIS”).

STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • September 10th, 2010 • Premier Financial Bancorp Inc • State commercial banks • Kentucky

THIS STOCK PLEDGE AND SECURITY AGREEMENT (“Pledge Agreement”) is made and entered into on this 8th day of September, 2010, by and between PREMIER FINANCIAL BANCORP, INC. (“Pledgor”), a Kentucky corporation serving as a bank holding company under the Bank Holding Company Act of 1956, as amended for Citizens Deposit Bank and Trust, Inc., Vanceburg, Kentucky (“Citizens”) and Farmers-Deposit Bank, Eminence, Kentucky (“Farmers”), both Kentucky banking organizations, and THE BANKERS’ BANK OF KENTUCKY, INC., a Kentucky banking organization with principal office and place of business in Frankfort, Kentucky (the “Bank”).

EX-10.6 7 dex106.htm STOCK PLEDGE AND SECURITY AGREEMENT STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • May 5th, 2020 • New Hampshire

THIS STOCK PLEDGE AND SECURITY AGREEMENT is made this 30th day of March, 2007, by MICRONETICS, INC., a Delaware corporation with an executive office at 26 Hampshire Drive, Hudson, New Hampshire 03051 (“Borrower”), to and for the benefit of CITIZENS BANK NEW HAMPSHIRE, a guaranty savings bank chartered under the laws of the State of New Hampshire with a place of business at 875 Elm Street, Manchester, New Hampshire 03101 (the “Bank”).

STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • July 21st, 2005 • Spacehab Inc \Wa\ • Guided missiles & space vehicles & parts • Florida

THIS STOCK PLEDGE AND SECURITY AGREEMENT (this “Agreement”) is made and entered into as of the 30th day of August, 2001, by ASTROTECH SPACE OPERATIONS, INC. (“Pledgor”) in favor of SOUTHTRUST BANK, an Alabama Banking corporation (“Bank”).

EX-10.4 4 ex10-4.htm STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • May 5th, 2020 • Delaware

This STOCK PLEDGE AND SECURITY AGREEMENT, dated as of September 30, 2015 (as amended, supplemented or otherwise modified from time to time in accordance with the provisions hereof, this “Agreement”), made by and among Katherine J. Poppe and Micah L. Camden (collectively, the “Pledgors”), in favor of LBB Acquisition, LLC, a limited liability company organized under the laws of the state of North Carolina (the “Secured Party”).

FLEET NATIONAL BANK STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • May 5th, 2020 • New Hampshire

THIS STOCK PLEDGE AND SECURITY AGREEMENT is made this 3rd day of April, 2002, by GREEN MOUNTAIN COFFEE ROASTERS, INC. (f/k/a Green Mountain Coffee, Inc.), a Vermont corporation with a principal place of business at 33 Coffee Lane, Waterbury, Vermont 05676 (the "Borrower"), to FLEET NATIONAL BANK, , a national banking association organized under the laws of the United States of America with an address of Mail Stop NH DE 01102A, 1155 Elm Street, Manchester, New Hampshire 03101 (the "Bank").

STOCK PLEDGE AND SECURITY AGREEMENT between ENVIRONMENTAL POWER CORPORATION and CRYSTAL CREEK COALPOWER FUNDING, LLC Dated as of September 4, 2003
Stock Pledge and Security Agreement • September 10th, 2003 • Environmental Power Corp • Cogeneration services & small power producers • New York

STOCK PLEDGE AND SECURITY AGREEMENT, dated as of September 4, 2003 (this “Agreement”), made by ENVIRONMENTAL POWER CORPORATION, a Delaware corporation (“EPC”), in favor of CRYSTAL CREEK COALPOWER FUNDING, LLC, a Delaware limited liability company (“Lender”).

STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • October 8th, 2013 • Champion Industries Inc • Commercial printing • Louisiana

On this 7th day of October, 2013, each of MARSHALL T. REYNOLDS, a West Virginia resident (hereinafter referred to as "Debtor") whose mailing address is P.O. Box 4040, Huntington, West Virginia 25729, DOUGLAS V. REYNOLDS, a West Virginia resident (hereinafter referred to as an “Hypothecator” and collectively as “Hypothecators”) whose mailing address is 703 ½ Fifth Avenue, Huntington, West Virginia 25701 and JACK M. REYNOLDS, a West Virginia resident (hereinafter referred to as an “Hypothecator” and collectively as “Hypothecators”) whose mailing address is P.O. Box 4040, Huntington, West Virginia 25729, for value received, in accordance with the Uniform Commercial Code as adopted in Ohio hereby gives and grants to BIG 4 INVESTMENTS, LLC, a Louisiana limited liability company, (hereinafter referred to as "Secured Party"), with a mailing address of 63399 Highway 51, Roseland, Louisiana 70456, a security interest in, and does further hereby pledge and, in the case of Hypothecators, hypothec

RECITALS
Stock Pledge and Security Agreement • September 17th, 1998 • Price Enterprises Inc • Operators of nonresidential buildings • California
STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • October 12th, 2023 • First Guaranty Bancshares, Inc. • Savings institution, federally chartered • West Virginia

THIS STOCK PLEDGE AND SECURITY AGREEMENT (this “Agreement”), dated October 5, 2023, is made by FIRST GUARANTY BANCSHARES, INC., a Louisiana corporation having an address of 400 East Thomas Street, Hammond, Louisiana 70401 (“Pledgor”), in favor of SUMMIT COMMUNITY BANK, INC., a West Virginia state banking corporation having an address of 310 North Main Street, Moorefield, West Virginia 26836 (“Pledgee”).

STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • September 10th, 2012 • Premier Financial Bancorp Inc • State commercial banks • Kentucky

THIS STOCK PLEDGE AND SECURITY AGREEMENT (“Pledge Agreement”) is made and entered into on this 7th day of September, 2012, by and between PREMIER FINANCIAL BANCORP, INC., (“Pledgor”), a Kentucky corporation serving as a bank holding company under the Bank Holding Company Act of 1956, as amended for CITIZENS DEPOSIT BANK and TRUST COMPANY, INC., Vanceburg, Kentucky (“Bank”) and (b) THE BANKERS’ BANK OF KENTUCKY, INC., a Kentucky banking organization with principal office and place of business in Frankfort, Kentucky (the “Bankers’”).

WITNESSETH:
Stock Pledge and Security Agreement • April 26th, 2001 • Bixenman Michael L • Specialty cleaning, polishing and sanitation preparations
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STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • April 12th, 2016 • Efactor Group Corp. • Services-business services, nec • New York

THIS STOCK PLEDGE AND SECURITY AGREEMENT (“Agreement”) is made as of April 1, 2016, by and between EFACTOR GROUP CORP., a Nevada corporation, with headquarters located at 1177 Avenue of the Americas, Suite 5060, New York, New York 10036, (the “Pledgor”), and MAGNA EQUITIES II, LLC, a New York corporation, (“Magna”) and INCREASIVE VENTURES B.V., a Netherlands limited company (“IV” and together with “Magna” collectively, the “Purchasers” and individually, each the “Purchaser”).

STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • March 21st, 2008 • King Luther Capital Management Corp

THIS STOCK PLEDGE AND SECURITY AGREEMENT (this “Agreement”), dated as of March 20, 2008 is made by and among PDLP DISTRIBUTION, LLC, a Texas limited liability company (“Pledgor”) and ENCORE BANK, N.A. (“Lender”).

Exhibit 3.3
Stock Pledge and Security Agreement • April 27th, 2001 • Future Arts LTD • Services-prepackaged software
FORM OF STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • March 15th, 2006 • Nextera Enterprises Inc • Services-management consulting services • California

This Stock Pledge and Security Agreement (this “Pledge Agreement”) dated as of March 9, 2006, by and among NEXTERA ENTERPRISES, INC., a Delaware corporation (“Parent”), W LAB ACQUISITION CORP., a Delaware corporation (“Buyer” and, together with Parent, the “Buyer Parties”), and WOODRIDGE LABS, INC., a California corporation (“Pledgor”). The Buyer Parties are hereby entering into this Pledge Agreement for themselves and as joint agents for the Buyer Indemnified Parties. Capitalized terms used but not defined herein shall have the meanings assigned to such terms in the Agreement (as defined below).

STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • April 26th, 2024 • Ames National Corp • National commercial banks • Iowa

THIS STOCK PLEDGE AND SECURITY AGREEMENT (the "Security Agreement") shall be effective as of the April 25, 2024 (the "Effective Date") by and between Ames National Corporation, an Iowa corporation, (the "Borrower"), Reliance State Bank, an Iowa domestic bank ("RSB"), and Green Belt Bank & Trust, an Iowa domestic bank (the "Secured Party").

STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • March 14th, 2008 • Brooke Capital Corp • Life insurance • Kansas

This Stock Pledge and Security Agreement (“Pledge Agreement”) is entered into to secure payment of Debtor’s loan (“Loan”) in the amount of TWELVE MILLION THREE HUNDRED EIGHTY-TWO THOUSAND DOLLARS ($12,382,000.00), with interest, as evidenced by a Note of even date herewith and other Loan Documents including, but not limited to, the Commercial Loan Agreement, the Note, this Pledge Agreement, the Guaranty, and any other loan documents to secure performance by Debtor of its obligations under the Note and other loan documents (hereinafter referred to as the “Obligations”).

STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • October 22nd, 2014 • ForceField Energy Inc. • Plastic materials, synth resins & nonvulcan elastomers

This Stock Pledge and Security Agreement, dated as of October 17, 2014 (this “Agreement”), is between ForceField Energy Inc., a Nevada corporation (the “Pledgor”), and Mitchell Barack (the “Seller”).

STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • July 8th, 2010 • Hemiwedge Industries, Inc • Fabricated structural metal products

This STOCK PLEDGE AND SECURITY AGREEMENT (“Stock Pledge Agreement”) is executed effective as of June 30, 2010 by and among HEMIWEDGE INDUSTRIES, INC. (formerly called Shumate Industries, Inc.), a Delaware corporation (“Pledgor”), and EADS INVESTMENTS I, LLC., of 18305 Kitzman Road, Cypress, Texas, 77429, (“Investments”) and D. BRADLEY MCWILLIAMS (“McWilliams”), of 710 North Post Oak Road, Suite 400, Houston, Texas, 77024, (Investments and McWilliams herein collectively called the (“Secured Parties”).

STOCK PLEDGE AND SECURITY AGREEMENT
Stock Pledge and Security Agreement • August 24th, 2017 • Kasturi Seenu G. • Patent owners & lessors • Louisiana

THIS STOCK PLEDGE AND SECURITY AGREEMENT (this “Agreement”) is entered into this 23rd day of August, 2017, by and between Seenu G. Kasturi, an individual (the “Pledgor”), and the Kasturi Children’s Trust, a trust formed under the laws of the State of Louisiana (the “Pledgee”).

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