SEVENTH AMENDMENT TO CREDIT AGREEMENT
Exhibit 10.2
SEVENTH AMENDMENT TO CREDIT AGREEMENT
THIS SEVENTH AMENDMENT TO CREDIT AGREEMENT dated as of May 11, 2009 (the “Amendment”) is entered into among Georgia Gulf Corporation, a Delaware corporation (“GGC”), Royal Group, Inc. (formerly known as Royal Group Technologies Limited), a Canadian federal corporation (the “Canadian Borrower”; together with GGC, the “Borrowers”), the Guarantors, the Lenders party hereto, Bank of America, National Association, as Domestic Administrative Agent and Bank of America, National Association acting through its Canada branch, as Canadian Administrative Agent. All capitalized terms used herein and not otherwise defined herein shall have the meanings given to such terms in the Credit Agreement (as defined below).
RECITALS
WHEREAS, the Borrowers, the Guarantors, the Lenders, Bank of America, National Association, as Domestic Administrative Agent, Domestic Collateral Agent and Domestic L/C Issuer, Bank of America, National Association acting through its Canada branch, as Canadian Administrative Agent, Canadian Collateral Agent and Canadian L/C Issuer and The Bank of Nova Scotia, as Canadian Swing Line Lender entered into that certain Credit Agreement dated as of October 3, 2006 (as amended from time to time, the “Credit Agreement”); and
WHEREAS, GGC has requested that the Lenders amend the Credit Agreement as set forth below;
NOW, THEREFORE, in consideration of the premises and the mutual covenants contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:
Section 1. Amendments.
(a) The following definitions are hereby added to Section 1.01 of the Credit Agreement in the appropriate alphabetical order:
“April 15 Interest Payments” means the interest payments due on April 15, 2009 under the 2006 Senior Notes and the 2006 Senior Subordinated Notes.
“Cutoff Date” has the meaning specified in Section 6.07.
“Waiver/Forbearance Agreement” has the meaning specified in Section 6.07.
(b) The first sentence of Section 6.07 of the Credit Agreement is hereby amended by replacing the proviso at the end thereof with the following:
“; provided that neither (1) the failure of GGC or any Subsidiary to make the April 15 Interest Payments nor (2) any cross-default occurring under the 2006 Senior Notes Documents, the 2006 Senior Subordinated Notes Documents or the 2003 Senior Notes Documents solely as a result of the failure to make the April 15 Interest Payments shall render inaccurate the foregoing representation unless any portion of the April 15 Interest Payments remains unpaid on the earlier of (such earlier date, the “Cutoff Date”)
(x) the first date on which holders of 25% or more of the aggregate principal amount of the outstanding 2006 Senior Notes, 2006 Senior Subordinated Notes or 2003 Senior Notes shall have the right (after giving effect to any amendment, waiver and/or forbearance agreements (each a “Waiver/Forbearance Agreement”) then in effect) to accelerate (or to instruct the applicable trustee to accelerate) the Indebtedness under the 2006 Senior Notes, the 2006 Senior Subordinated Notes or the 2003 Senior Notes, respectively, or to exercise (or to instruct the applicable trustee to exercise) any other remedies against the Company or any of its Subsidiaries as a result of the Company’s failure to make the April 15 Interest Payments and (y) June 15, 2009.”
(c) Section 7.04 of the Credit Agreement is hereby amended by replacing the proviso at the end thereof with the following:
“; provided that the failure of any Loan Party to make the April 15 Interest Payments shall not constitute a breach of this covenant unless any portion of the April 15 Interest Payments remains unpaid on the Cutoff Date.”
(d) Section 9.01(f)(i)(A) of the Credit Agreement is hereby amended by replacing the parenthetical immediately following the word “due” with the following parenthetical:
“(or, in the case of the April 15 Interest Payments, prior to the Cutoff Date)”. For avoidance of doubt, it is understood and agreed that the failure to have made any such payment prior to the Cutoff Date shall not constitute a Default.
(e) Section 9.01(f)(i)(B) of the Credit Agreement is hereby amended by:
(i) inserting “(except, with respect to the 2006 Senior Notes, the 2006 Senior Subordinated Notes or the 2003 Senior Notes, after giving effect to any Waiver/Forbearance Agreement then in effect)” immediately following “the effect of which default or other event”; and
(ii) inserting the following proviso immediately following “demanded” at the end thereof:
“; provided that, solely with respect to a default or other event that permits a trustee on behalf of the holders or beneficiaries of the 2006 Senior Notes, the 2006 Senior Subordinated Notes or the 2003 Senior Notes to cause, with the giving of notice if required, the applicable Indebtedness to be demanded or to become due and payable, if such default or other event results solely from the failure of GGC or any Subsidiary to make the April 15 Interest Payments, then such default or other event shall not constitute an Event of Default pursuant to this Section 9.01(f)(i)(B) unless (x) any portion of the April 15 Interest Payments remains unpaid on the Cutoff Date or (y) such trustee shall have caused, with the giving of notice if required, the applicable Indebtedness to be demanded or to become due and payable”
(f) Section 9.01(n) of the Credit Agreement is hereby amended by adding the following proviso at the end thereof:
“; provided that the occurrence of an “Event of Default” under, and as defined in, the 2003 Senior Notes Documents that results solely from the failure of GGC or any Subsidiary to make the April 15 Interest Payments (including, for the avoidance of doubt,
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pursuant to any cross-default provision) shall not constitute an Event of Default pursuant to this Section 9.01(n) unless any portion of the April 15 Interest Payments remains unpaid on the Cutoff Date.”
(g) Section 9.01(o) of the Credit Agreement is hereby amended by adding the following proviso at the end thereof:
“; provided that the occurrence of an “Event of Default” under, and as defined in, the 2006 Senior Notes Documents that results solely from the failure of GGC or any Subsidiary to make the April 15 Interest Payments (including, for the avoidance of doubt, pursuant to any cross-default provision) shall not constitute an Event of Default pursuant to this Section 9.01(o) unless any portion of the April 15 Interest Payments remains unpaid on the Cutoff Date.”
(h) Section 9.01(p) of the Credit Agreement is hereby amended by adding the following proviso at the end thereof:
“; provided that the occurrence of an “Event of Default” under, and as defined in, the 2006 Senior Subordinated Debt Documents that results solely from the failure of GGC or any Subsidiary to make the April 15 Interest Payments (including, for the avoidance of doubt, pursuant to any cross-default provision) shall not constitute an Event of Default pursuant to this Section 9.01(p) unless any portion of the April 15 Interest Payments remains unpaid on the Cutoff Date.”
Section 2. Conditions Precedent. This Amendment shall be effective upon satisfaction of the following conditions precedent (the date on which such conditions have been satisfied, the “Amendment Effective Date”):
(a) Receipt by the Domestic Administrative Agent of counterparts of this Amendment duly executed by the Borrowers, the Guarantors, the Required Lenders, the Required Domestic Revolving Lenders, the Required Canadian Revolving Lenders and Bank of America, N.A., as Administrative Agent;
(b) Receipt by the Domestic Administrative Agent (i) for the account of (x) each Lender that has the right under the Credit Agreement to approve this Amendment and that has executed this Amendment on or prior to 3:00 p.m., New York City time, on May 11, 2009 and (y) each other Lender that has the right under the Credit Agreement to approve this Amendment and that has not been given the opportunity to access this Amendment and consent thereto (each of the Lenders described in the foregoing clauses (x) and (y) a “Consenting Lender”), a fee equal to 0.05% of the aggregate amount of each such Consenting Lender’s (A) Canadian Revolving Commitment, (B) Canadian Swing Line Commitment, (C) Domestic Revolving Commitment and (D) portion of the Term Loan outstanding and (ii) any fees and expenses of the Administrative Agents (including reasonable attorneys’ fees of the Administrative Agents) in connection with the Loan Documents;
(c) Receipt by BAS of all fees, expenses and other amounts that have become due and payable to BAS, in its capacity as arranger of the Amendment, on or prior to the Amendment Effective Date pursuant to that certain letter agreement dated as of May 6, 2009 between GGC and BAS; and
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(d) Receipt by any Administrative Agent of such other documents, instruments, agreements and information as reasonably requested by such Administrative Agent.
Section 3. Release.
(a) Each Loan Party and its respective successors, assigns and legal representatives (collectively, the “Releasors”), releases, acquits and forever discharges each Administrative Agent and each Lender (collectively, the “Lender Parties”), and their respective subsidiaries, parents, affiliates, officers, directors, employees, agents, attorneys, advisors, successors and assigns, both present and former (collectively, the “Lender Party Affiliates”), from any and all manner of losses, costs, defenses, damages, liabilities, deficiencies, actions, causes of action, suits, debts, controversies, damages, judgments, executions, claims, demands and out-of-pocket expenses whatsoever, asserted or unasserted, known or unknown, foreseen or unforeseen, in contract, tort, law or equity (generically, “Claims”), that any Releasor has or may have against any of the Lender Parties and/or the Lender Party Affiliates by reason of any action, failure to act, event, statement, accusation, assertion, matter or thing whatsoever arising from or based on facts occurring prior to the Amendment Effective Date that arises out of or is connected to the Loan Documents, the Loans and the Letters of Credit, including but not limited to any Claims or defense that relates to, in whole or in part, directly or indirectly: (i) the Credit Agreement or any other Loan Document or the transactions contemplated thereby; (ii) the making of any Loans or issuance of Letters of Credit under the Loan Documents; (iii) any actual or proposed use by the Loan Parties of the proceeds of the Loans or Letters of Credit; (iv) any actions or omissions of any Lender Party or Lender Party Affiliate in connection with the initiation or continuing exercise of any right or remedy contained in the Loan Documents at law or in equity; (v) the making or administration of the Loans, including without limitation, any such claims and defenses based on fraud, mistake, duress, usury or misrepresentation, or any other claim based on so-called “lender liability theories”; (vi) any covenants, agreements, duties or obligations set forth in the Loan Documents; (vii) lost profits, (viii) loss of business opportunity, (ix) increased financing costs, (x) increased legal or other administrative fees or (xi) damages to business reputation.
(b) Each Loan Party, on behalf of itself and its successors, assigns, and other legal representatives, hereby unconditionally and irrevocably agrees that it will not xxx any Lender Party or Lender Party Affiliate on the basis of any Claim released, remised and discharged by such Loan Party pursuant to this Section 3. If any Loan Party or any of their respective successors, assigns or other legal representatives violates the foregoing covenant, each Loan Party, for itself and its successors, assigns and legal representatives, agrees to pay, in addition to such other damages as any Lender Party or Lender Party Affiliate may sustain as a result of such violation, all reasonable and documented attorneys’ fees and costs incurred by any Lender Party or Lender Party Affiliate as a result of such violation.
Section 4. Miscellaneous.
(a) GGC shall deliver to the Administrative Agent copies of each Waiver/Forbearance Agreement immediately upon the effectiveness thereof, and agrees that its failure to do so within two days after the effectiveness thereof shall constitute an Event of Default.
(b) The Credit Agreement, and the obligations of the Loan Parties thereunder and under the other Loan Documents, are hereby ratified and confirmed and shall remain in full force and effect according to their terms.
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(c) Each Guarantor (a) acknowledges and consents to all of the terms and conditions of this Amendment, (b) affirms all of its obligations under the Loan Documents and (c) agrees that this Amendment and all documents executed in connection herewith do not operate to reduce or discharge its obligations under the Credit Agreement or the Loan Documents.
(d) The Borrowers and the Guarantors hereby represent and warrant as follows:
(i) Each Loan Party has taken all necessary action to authorize the execution, delivery and performance of this Amendment.
(ii) This Amendment has been duly executed and delivered by the Loan Parties and constitutes each of the Loan Parties’ legal, valid and binding obligations, enforceable in accordance with its terms, except as such enforceability may be limited by Debtor Relief Laws and general principles of equity (regardless of whether such enforceability is considered in a proceeding in equity or at law).
(iii) No consent, approval, authorization or order of, or filing, registration or qualification with, any court or governmental authority or third party is required in connection with the execution, delivery or performance by any Loan Party of this Amendment.
(e) The Loan Parties represent and warrant to the Lenders that after giving effect to this Amendment (i) the representations and warranties of the Loan Parties set forth in Article VI of the Credit Agreement and in each other Loan Document are true and correct in all material respects as of the date hereof and will be true and correct in all material respects as of the Amendment Effective Date with the same effect as if made on and as of such dates, except to the extent such representations and warranties expressly relate solely to an earlier date and (ii) no event has occurred and is continuing which constitutes a Default or an Event of Default.
(f) Each Loan Party hereby ratifies and confirms the security interest in and to all Collateral granted to the Collateral Agent pursuant to the Collateral Documents and the perfected, first priority status of such security interest as set forth therein (subject only to liens which are permitted by the terms of the Loan Documents to be prior to the Lien of the Collateral Agent).
(g) In the event that the Amendment Effective Date occurs during the period beginning at 5:00 p.m. on May 11, 2009 through and including the day preceding the Cutoff Date, the Lenders hereby waive, solely during the period beginning at 5:00 p.m. on May 11, 2009 through and including the Amendment Effective Date, any Event of Default under Section 9.01(f), 9.01(n), 9.01(o) or 9.01(p) of the Credit Agreement arising solely from the Company’s failure to make the April 15 Interest Payments. The waiver granted pursuant to this Section 4(f) shall be limited precisely as written, and shall not extend to any Default or Event of Default under any other provision of the Credit Agreement.
(h) This Amendment may be executed in any number of counterparts, each of which when so executed and delivered shall be an original, but all of which shall constitute one and the same instrument. Delivery of an executed counterpart of this Amendment by telecopy shall be effective as an original and shall constitute a representation that an executed original shall be delivered.
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(i) THIS AMENDMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES HEREUNDER SHALL BE GOVERNED BY AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK.
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Each of the parties hereto has caused a counterpart of this Amendment to be duly executed and delivered as of the date first above written.
BORROWERS: |
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GEORGIA GULF CORPORATION, |
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a
Delaware corporation, as a Borrower and, with |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: |
Xxxxxxx Xxxxxxxx |
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Title: |
Chief Financial Officer |
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ROYAL GROUP, INC. (formerly known as |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: |
Xxxxxxx Xxxxxxxx |
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Title: |
Chief Financial Officer |
DOMESTIC GUARANTORS: |
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GEORGIA GULF CHEMICALS & VINYLS, |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: Xxxxxxx Xxxxxxxx |
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Title: Vice President |
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GEORGIA GULF LAKE XXXXXXX, LLC, a |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: Xxxxxxx Xxxxxxxx |
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Title: Vice President |
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GREAT RIVER OIL & GAS |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: Xxxxxxx Xxxxxxxx |
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Title: Vice President |
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ROME DELAWARE CORP., a Delaware |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: Xxxxxxx Xxxxxxxx |
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Title: Vice President |
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ROYAL PLASTICS GROUP (U.S.A.) |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: Xxxxxxx Xxxxxxxx |
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Title: Vice President |
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PLASTIC TRENDS, INC., a Michigan |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: Xxxxxxx Xxxxxxxx |
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Title: Vice President |
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ROYAL OUTDOOR PRODUCTS, INC., an |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: Xxxxxxx Xxxxxxxx |
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Title: Vice President |
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ROYAL WINDOW AND DOOR PROFILES |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: Xxxxxxx Xxxxxxxx |
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Title: Vice President |
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ROYAL WINDOW AND DOOR PROFILES |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: Xxxxxxx Xxxxxxxx |
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Title: Vice President |
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ROYAL WINDOW COVERINGS (USA) L.P., |
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By: NOVO MANAGEMENT, INC., |
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a Nevada corporation, its Managing Partner |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: Xxxxxxx Xxxxxxxx |
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Title: Vice President |
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ROYAL MOULDINGS LIMITED, a Nevada |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: Xxxxxxx Xxxxxxxx |
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Title: Vice President |
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ROYAL GROUP SALES (USA) LIMITED., a |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: |
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Title: |
CANADIAN GUARANTORS: |
ROME ACQUISITION HOLDING CORP., a |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: Xxxxxxx Xxxxxxxx |
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Title: Vice President |
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6632149 CANADA INC., |
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a Canadian federal corporation |
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By: |
/s/ Xxxxxxx Xxxxxxxx |
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Name: Xxxxxxx Xxxxxxxx |
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Title: Vice President |
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XXXXX XXXX, AS SOLE TRUSTEE OF THE |
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a
trust formed under the laws of the Province of |
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/s/ Xxxxx Xxxx |
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Name: Xxxxx Xxxx |
DOMESTIC |
BANK OF AMERICA, N.A. |
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ADMINISTRATIVE AGENT: |
as Domestic Administrative Agent and |
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Domestic Collateral Agent |
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By: |
/s/ Xxxxx X. Xxxxx |
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Name: |
Xxxxx X. Xxxxx |
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Title: |
SVP |
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CANADIAN |
BANK OF AMERICA, N.A. |
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ADMINISTRATIVE AGENT |
acting
through its Canada branch, as Canadian |
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By: |
/s/ Xxxxxx Sales xx Xxxxxxx |
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Name: |
Xxxxxx Sales xx Xxxxxxx |
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Title: |
Vice President |
LENDERS |
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[LENDER] |
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AND L/C ISSUERS: |
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as
a Lender and a [Domestic] [Canadian] L/C |
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By: |
/s/ Xxxxx X. Xxxxx |
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Name: |
Xxxxx X. Xxxxx |
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Title: |
SVP |
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ABN AMRO BANK, N.V. |
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AMERIPRISE CERTIFICATE COMPANY |
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as a Canadian Revolving Lender |
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as a Lender |
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By: |
/s/ Xxxxx X. Xxxxx |
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By: |
/s/ Xxxxx X. Xxxxxxx |
Name: |
Xxxxx X. Xxxxx |
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Name: |
Xxxxx X. Xxxxxxx |
Title: |
Senior Vice President |
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Title: |
Assistant Vice President |
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By: |
/s/ Xxxxxx X. Xxxxxxx |
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Name: |
Xxxxxx X. Xxxxxxx |
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Title: |
Senior Vice President |
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AMMC CLO III, LIMITED |
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AMMC CLO IV, LIMITED |
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By: American Money Management Corp., |
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By: American Money Management Corp., as |
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as Collateral Manager as a Lender |
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Collateral Manager as a Lender |
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By: |
/s/ Xxxxx X. Xxxxx |
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By: |
/s/ Xxxxx X. Xxxxx |
Name: |
Xxxxx X. Xxxxx |
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Name: |
Xxxxx X. Xxxxx |
Title: |
Senior Vice President |
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Title: |
Senior Vice President |
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AMMC CLO VI, LIMITED |
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AMMC VII, LIMITED |
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By: American Money Management Corp., |
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By: American Money Management Corp., as |
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as Collateral Manager as a Lender |
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Collateral Manager as a Lender |
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By: |
/s/ Xxxxx X. Xxxxx |
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By: |
/s/ Xxxxx X. Xxxxx |
Name: |
Xxxxx X. Xxxxx |
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Name: |
Xxxxx X. Xxxxx |
Title: |
Senior Vice President |
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Title: |
Senior Vice President |
AMMC VIII, LIMITED |
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APOSTLE XXXXXX XXXXXX SENIOR |
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By: American Money Management Corp., |
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LOAN FUND as a Lender |
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as Collateral Manager as a Lender |
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By: |
Please See Following Page: |
By: |
/s/ Xxxxx X. Xxxxx |
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Name: |
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Name: |
Xxxxx X. Xxxxx |
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Title: |
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Title: |
Senior Vice President |
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APOSTLE
XXXXXX XXXXXX SENIOR |
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By: Xxxxxx, Xxxxxx & Company, L.P. |
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Its Investment Manager |
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By: Xxxxxx, Xxxxxx & Company, Incorporated |
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Its General Partner |
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By: |
/s/ Xxxx X. Xxxx |
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Name: |
Xxxx X. Xxxx |
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Title: |
Vice President |
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ARIZONA
STATE RETIREMENT |
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THE
ASSETS MANAGEMENT |
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INVESTMENT MANAGER UNDER |
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By: |
/s/ Xxxxx Xxxxxxxx |
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POWER OF ATTORNEY as a Lender |
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Name: |
Xxxxx Xxxxxxxx |
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Title: |
VP |
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By: |
/s/ Xxxxx Xxxxxxxx |
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Name: |
Xxxxx Xxxxxxxx |
XXXXXX CLO LTD. 2004-I |
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Title: |
XX |
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XXXXXX CLO LTD. 2005-I |
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BABSON CLO LTD. 2005-II |
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BALTIC FUNDING LLC as a Lender |
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BABSON CLO LTD. 2005-III |
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BABSON CLO LTD. 2006-II |
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By: |
/s/ Xxxx X. Xxxxx |
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XXXXXX CLO LTD. 2007-I |
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Name: |
Xxxx X. Xxxxx |
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SAPPHIRE VALLEY CDO I, LTD. |
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Title: |
Assistant Vice President |
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SUFFIELD CLO, LIMITED as Lenders |
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By: Babson Capital Management LLC as |
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BANK OF AMERICA, N.A. |
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Collateral Manager |
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acting through its Canada
branch, as a Lender |
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By: |
/s/ Xxxxxxxx Xxxxxx |
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Name: |
Xxxxxxxx Xxxxxx |
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By: |
/s/ Xxxxxx Sales xx Xxxxxxx |
Title: |
Director |
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Name: |
Xxxxxx Sales xx Xxxxxxx |
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Title: |
Vice President |
MAPLEWOOD
(CAYMAN) LIMITED
as a |
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THE BANK
OF NOVA SCOTIA as
a Lender |
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By: Babson Capital Management LLC as |
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Investment Manager |
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By: |
/s/ Xxxx Xxxxx |
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Name: |
Xxxx Xxxxx |
By: |
/s/ Xxxxxxxx Xxxxxx |
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Title: |
Managing Director, Special Accounts |
Name: |
Xxxxxxxx Xxxxxx |
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Management |
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Title: |
Director |
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BANK OF TOKYO-MITSUBISHI UFJ |
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JFIN CLO 2007 LTD. as a Lender |
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TRUST COMPANY as a Lender and a |
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By: Jefferies Finance LLC as Collateral |
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Domestic L/C Issuer |
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Manager |
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By: |
/s/ Xxxxx Xxxx |
By: |
/s/ Xxxxxx Xxxxxx |
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Name: |
Xxxxx Xxxx |
Name: |
Xxxxxx Xxxxxx |
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Title: |
VP and Manager |
Title: |
Director |
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|
BASSO MULTI-STRATEGY HOLDING |
|
BROWNSTONE PARTNERS |
||
FUND LTD. as a Lender |
|
CATALYST MASTER FUND, LTD. as a |
||
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|
|
Lender |
|
By: |
/s/ Xxxxxx X. Xxxxxxx |
|
By: Brownstone Asset Management, LP |
|
Name: |
Xxxxxx X. Xxxxxxx |
|
|
|
Title: |
Chief Operating Officer |
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By: |
/s/ Xxxxx Xxxxxxxxx |
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Name: |
Xxxxx Xxxxxxxxx |
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|
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Title: |
CFO |
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CARLYLE
HIGH YIELD PARTNERS |
|
CARLYLE
HIGH YIELD PARTNERS IV, |
||
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By: |
/s/ Xxxxx Xxxx |
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By: |
/s/ Xxxxx Xxxx |
Name: |
Xxxxx Xxxx |
|
Name: |
Xxxxx Xxxx |
Title: |
Managing Director |
|
Title: |
Managing Director |
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CARLYLE
HIGH YIELD PARTNERS IX, |
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CARLYLE
LOAN INVESTMENT LTD., as a |
||
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By: |
/s/ Xxxxx Xxxx |
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By: |
/s/ Xxxxx Xxxx |
Name: |
Xxxxx Xxxx |
|
Name: |
Xxxxx Xxxx |
Title: |
Managing Director |
|
Title: |
Managing Director |
|
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|
CENTURION CDO VI, LTD. |
|
CENTURION CDO VII, LIMITED |
||
By: RiverSource
Investments, LLC as |
|
By: RiverSource
Investments, LLC as Collateral |
||
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By: |
/s/ Xxxxx X. Xxxxxxx |
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By: |
/s/ Xxxxx X. Xxxxxxx |
Name: |
Xxxxx X. Xxxxxxx |
|
Name: |
Xxxxx X. Xxxxxxx |
Title: |
Director of Operations |
|
Title: |
Director of Operations |
CENTURION CDO 8, LIMITED |
|
CENTURION CDO 9, LTD. |
||
By: RiverSource
Investments, LLC as |
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By: RiverSource Investments,
LLC as Collateral |
||
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By: |
/s/ Xxxxx X. Xxxxxxx |
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By: |
/s/ Xxxxx X. Xxxxxxx |
Name: |
Xxxxx X. Xxxxxxx |
|
Name: |
Xxxxx X. Xxxxxxx |
Title: |
Director of Operations |
|
Title: |
Director of Operations |
|
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|
|
CENT CDO 10 LIMITED |
|
CENT CDO XI, LIMITED |
||
By: RiverSource
Investments, LLC as |
|
By: RiverSource
Investments, LLC as Collateral |
||
|
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By: |
/s/ Xxxxx X. Xxxxxxx |
|
By: |
/s/ Xxxxx X. Xxxxxxx |
Name: |
Xxxxx X. Xxxxxxx |
|
Name: |
Xxxxx X. Xxxxxxx |
Title: |
Director of Operations |
|
Title: |
Director of Operations |
|
|
|
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|
|
|
|
||
CENT CDO 12 LIMITED |
|
CENT CDO 14 LIMITED |
||
By: RiverSource
Investments, LLC as |
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By: RiverSource
Investments, LLC as Collateral |
||
|
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|
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By: |
/s/ Xxxxx X. Stanci |
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By: |
/s/ Xxxxx X. Xxxxxxx |
Name: |
Xxxxx X. Xxxxxxx |
|
Name: |
Xxxxx X. Xxxxxxx |
Title: |
Director of Operations |
|
Title: |
Director of Operations |
|
|
|
|
|
CENT CDO 15 LIMITED |
|
CITIBANK, N.A. as a Lender and a Domestic |
||
By: RiverSource Investments, LLC as |
|
L/C Issuer |
||
Collateral Manager as a Lender |
|
|
||
|
|
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By: |
/s/ Xxxxx Xxxxxxxx |
By: |
/s/ Xxxxx X. Xxxxxxx |
|
Name: |
Xxxxx Xxxxxxxx |
Name: |
Xxxxx X. Xxxxxxx |
|
Title: |
Attorney-in-Fact |
Title: |
Director of Operations |
|
|
|
|
|
|
|
|
COA CLO FINANCING LTD. |
|
COMMONWEALTH OF |
||
By: FS COA Management LLC, as Portfolio |
|
MASSACHUSETTS
PENSION RESERVES |
||
|
|
|
BY: PYRAMIS GLOBAL ADVISORS |
|
By: |
/s/ Xxxx X. Xxxxxx |
|
TRUST COMPANY, AS INVESTMENT |
|
Name: |
Xxxx X. Xxxxxx |
|
MANAGER UNDER POWER OF |
|
Title: |
Manager |
|
ATTORNEY as a Lender |
|
|
|
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|
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|
|
|
By: |
/s/ Xxxxx Xxxxxxxx |
|
|
|
Name: |
Xxxxx Xxxxxxxx |
|
|
|
Title: |
VP |
CONTINENTAL CASUALTY COMPANY |
|
XXXXX XXXXX CDO VII PLC |
||
as a Lender |
|
By: Xxxxx Xxxxx Management |
||
|
|
|
as Interim Investment Advisor as a Lender |
|
By: |
/s/ Xxxxxxx X. XxXxxx |
|
|
|
Name: |
Xxxxxxx X. XxXxxx |
|
By: |
/s/ Xxxxxxx X. Xxxxxxx |
Title: |
Vice President and Assistant Treasurer |
|
Name: |
Xxxxxxx X. Xxxxxxx |
|
|
|
Title: |
Vice President |
|
|
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|
|
|
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|
|
|
XXXXX XXXXX CDO VIII, LTD. |
|
XXXXX XXXXX CDO IX LTD. |
||
By: Xxxxx Xxxxx Management |
|
By: Xxxxx Xxxxx Management |
||
as Investment Advisor as a Lender |
|
as Investment Advisor as a Lender |
||
|
|
|
|
|
By: |
/s/ Xxxxxxx X. Xxxxxxx |
|
By: |
/s/ Xxxxxxx X. Xxxxxxx |
Name: |
Xxxxxxx X. Xxxxxxx |
|
Name: |
Xxxxxxx X. Xxxxxxx |
Title: |
Vice President |
|
Title: |
Vice President |
|
|
|
|
|
|
|
|
|
|
XXXXX XXXXX CDO X PLC |
|
XXXXX XXXXX FLOATING-RATE |
||
By: Xxxxx Xxxxx Management |
|
INCOME TRUST |
||
as Investment Advisor as a Lender |
|
By: Xxxxx Xxxxx Management |
||
|
|
as Investment Advisor as a Lender |
||
By: |
/s/ Xxxxxxx X. Xxxxxxx |
|
|
|
Name: |
Xxxxxxx X. Xxxxxxx |
|
By: |
/s/ Xxxxxxx X. Xxxxxxx |
Title: |
Vice President |
|
Name: |
Xxxxxxx X. Xxxxxxx |
|
|
|
Title: |
Vice President |
|
|
|
|
|
XXXXX
INSTITUTIONAL SENIOR LOAN |
|
XXXXX
XXXXX LOAN OPPORTUNITIES |
||
By: Xxxxx Xxxxx Management |
|
By: Xxxxx Xxxxx Management |
||
as Investment Advisor as a Lender |
|
as Investment Advisor as a Lender |
||
|
|
|
|
|
By: |
/s/ Xxxxxxx X. Xxxxxxx |
|
By: |
/s/ Xxxxxxx X. Xxxxxxx |
Name: |
Xxxxxxx X. Xxxxxxx |
|
Name: |
Xxxxxxx X. Xxxxxxx |
Title: |
Vice President |
|
Title: |
Vice President |
|
|
|
|
|
|
|
|
|
|
XXXXX
XXXXX LIMITED DURATION |
|
XXXXX
XXXXX SENIOR FLOATING- |
||
By: Xxxxx Xxxxx Management |
|
By: Xxxxx Xxxxx Management |
||
as Investment Advisor as a Lender |
|
as Investment Advisor as a Lender |
||
|
|
|
|
|
By: |
/s/ Xxxxxxx X. Xxxxxxx |
|
By: |
/s/ Xxxxxxx X. Xxxxxxx |
Name: |
Xxxxxxx X. Xxxxxxx |
|
Name: |
Xxxxxxx X. Xxxxxxx |
Title: |
Vice President |
|
Title: |
Vice President |
XXXXX
XXXXX SENIOR INCOME |
|
XXXXX
XXXXX SHORT DURATION |
||||
By: |
Xxxxx Xxxxx Management |
|
By: |
Xxxxx Xxxxx Management |
||
|
as Investment Advisor as a Lender |
|
|
as Investment Advisor as a Lender |
||
|
|
|
||||
By: |
/s/ Xxxxxxx X. Xxxxxxx |
|
By: |
/s/ Xxxxxxx X. Xxxxxxx |
||
Name: |
Xxxxxxx X. Xxxxxxx |
|
Name: |
Xxxxxxx X. Xxxxxxx |
||
Title: |
Vice President |
|
Title: |
Vice President |
||
|
|
|
||||
XXXXX
XXXXX VT FLOATING-RATE |
|
FIDELITY
ADVISOR SERIES I: FIDELITY |
||||
By: |
Xxxxx Xxxxx Management |
|
INCOME FUND as a Lender |
|||
|
as Investment Advisor as a Lender |
|
|
|||
|
|
By: |
/s/ Xxxx Xxxx |
|||
By: |
/s/ Xxxxxxx X. Xxxxxxx |
|
Name: |
Xxxx Xxxx |
||
Name: |
Xxxxxxx X. Xxxxxxx |
|
Title: |
Assistant Treasurer |
||
Title: |
Vice President |
|
|
|||
|
|
|
||||
FIDELITY
ADVISOR SERIES I: |
|
FIDELITY
ADVISOR SERIES I: FIDELITY |
||||
|
|
|
||||
By: |
/s/ Xxxx Xxxx |
|
By: |
/s/ Xxxx Xxxx |
||
Name: |
Xxxx Xxxx |
|
Name: |
Xxxx Xxxx |
||
Title: |
Assistant Treasurer |
|
Title: |
Assistant Treasurer |
||
|
|
|
||||
FIDELITY
CENTRAL INVESTMENT |
|
FIDELITY
SECURITIES FUND: FIDELITY |
||||
|
|
|
||||
By: |
/s/ Xxxx Xxxx |
|
By: |
/s/ Xxxx Xxxx |
||
Name: |
Xxxx Xxxx |
|
Name: |
Xxxx Xxxx |
||
Title: |
Assistant Treasurer |
|
Title: |
Assistant Treasurer |
||
|
|
|
||||
FIDELITY
SUMMER STREET TRUST: |
|
THE FOOTHILL GROUP, LLC as a Lender |
||||
Lender |
|
By: |
/s/ Xxxxxx Xxxxxx |
|||
|
|
Name: |
Xxxxxx Xxxxxx |
|||
By: |
/s/ Xxxx Xxxx |
|
Title: |
Senior Vice President |
||
Name: |
Xxxx Xxxx |
|
|
|||
Title: |
Assistant Treasurer |
|
|
|||
GALAXY X CLO, LTD. |
|
GALLATIN CLO II 2005-1 LTD. |
||
By: AIG Global Investment Corp. As Collateral Manager |
|
By:
UrsaMine Credit Advisors, LLC as its |
||
|
|
|
||
AIG-BANK LOAN FUND LTD. |
|
By: |
/s/ Xxxxx Xxxxxxxxxx |
|
By: AIG Global Investment Corp., Its |
|
Name: |
Xxxxx Xxxxxxxxxx |
|
Investment Manager |
|
Title: |
Principal |
|
|
|
|
|
|
SUNAMERICA SENIOR FLOATING RATE FUND, INC. |
|
GALLATIN CLO III 2007-1 LTD. AS ASSIGNEE |
||
By: AIG-Global Investment Corp., Investment Sub-Adviser |
|
By:
UrsaMine Credit Advisors, LLC as its |
||
|
|
|
||
AIG ANNUNITY INSURANCE |
|
By: |
/s/ Xxxxx Xxxxxxxxxx |
|
COMPANY |
|
Name: |
Xxxxx Xxxxxxxxxx |
|
By: AIG Global Investment Corp. Inc. Ts |
|
Title: |
Principal |
|
Investment Advisor |
|
|
||
|
|
|
||
By: |
/s/ W. Xxxxxxx Xxxxxx |
|
|
|
Name: |
W. Xxxxxxx Xxxxxx |
|
|
|
Title: |
Managing Director |
|
|
|
|
|
|
||
|
|
|
||
GALLATIN FUNDING I LTD. |
|
GENERAL ELECTRIC CAPITAL |
||
By: UrsaMine Credit Advisors, LLC as its |
|
CORPORATION as a Lender |
||
Collateral Manager as a Lender |
|
|
||
|
|
By: |
/s/ Xxxxxxx X. Xxxx |
|
By: |
/s/ Xxxxx Xxxxxxxxxx |
|
Name: |
Xxxxxxx X. Xxxx |
Name: |
Xxxxx Xxxxxxxxxx |
|
Title: |
Duly Authorized Signatory |
Title: |
Principal |
|
|
|
|
|
|
||
XXXXXXX XXXXX LENDING |
|
XXXXXXX & CO. |
||
PARTNERS LLC as a Lender |
|
By: Boston Management and Research as |
||
|
|
Investment Advisor as a Lender |
||
By: |
/s/ Xxxxxx Xxxxxx |
|
|
|
Name: |
Xxxxxx Xxxxxx |
|
By: |
/s/ Xxxxxxx X. Xxxxxxx |
Title: |
Vice President |
|
Name: |
Xxxxxxx X. Xxxxxxx |
|
|
Title: |
Vice President |
|
|
|
|
||
XXXXXXX CLO II 2004-1 LTD. |
|
GULF STREAM-RASHINBAN CLO 2006-I |
||
By: UrsaMine Credit Advisors, LLC as its |
|
LTD |
||
Collateral Manager as a Lender |
|
By: Gulf Stream Asset Management LLC As |
||
|
|
Collateral Manager (Sumitomo Deal) |
||
By: |
/s/ Xxxxx Xxxxxxxxxx |
|
|
|
Name: |
Xxxxx Xxxxxxxxxx |
|
GULF STREAM-SEXTANT CLO 2006-I |
|
Title: |
Principal |
|
LTD |
|
|
|
|
By: Gulf Stream Asset Management LLC As |
|
|
|
|
Collateral Manager |
|
|
GULF STREAM-SEXTANT CLO 2007-I LTD |
|||
|
|
By: Gulf Stream Asset Management LLC As Collateral Manager |
|||
|
|
|
|||
|
|
GULF STREAM-COMPASS CLO 2007 LTD |
|||
|
|
By: Gulf Stream Asset Management LLC As Collateral Manager |
|||
|
|
as a Lender |
|||
|
|
|
|||
|
|
By: |
/s/ Xxxxx Xxxx |
||
|
|
Name: |
Xxxxx Xxxx |
||
|
|
Title: |
Chief Credit Officer |
||
|
|
|
|||
|
|
|
|||
HFR ED DISCOVERY MASTER TRUST as a Lender |
|
JPMORGAN CHASE BANK, N.A. as a Lender and a Domestic L/C Issuer |
|||
By: |
Brownstone Asset Management, LP, as |
|
|
||
|
Trading Manager for HFR Ed Discovery |
|
JPMORGAN CHASE BANK, N.A., |
||
|
Master Trust |
|
TORONTO BRANCH |
||
|
|
|
|
||
By: |
/s/ Xxxxx Xxxxxxxxx |
|
By: |
/s/ Xxxxxx Xxxxxx |
|
Name: |
Xxxxx Xxxxxxxxx |
|
Name: |
Xxxxxx Xxxxxx |
|
Title: |
CFO |
|
Title: |
Executive Director |
|
|
|
|
|||
KATONAH III, LTD. |
|
KATONAH IV, LTD. |
|||
By: Sankaty Advisors LLC as Sub-Advisors as a Lender |
|
By: Sankaty Advisors, LLC as Sub-Advisors as a Lender |
|||
|
|
|
|||
By: |
/s/ Xxxxxxx Xxxxxxx |
|
By: |
/s/ Xxxxxxx Xxxxxxx |
|
Name: |
Xxxxxxx Xxxxxxx |
|
Name: |
Xxxxxxx Xxxxxxx |
|
Title: |
Managing Director |
|
Title: |
Managing Director |
|
|
Chief Operating Officer |
|
|
Chief Operating Officer |
|
|
|
|
|||
KS CAPITAL PARTNERS, L.P. as a Lender and a [Domestic][Canadian] L/C Issuer |
|
KS INTERNATIONAL, INC. as a Lender and a [Domestic][Canadian] L/C Issuer |
|||
|
|
|
|||
By: |
/s/ Xxxxxxx Xxxxx |
|
By: |
/s/ Xxxxxxx Xxxxx |
|
Name: |
Xxxxxxx Xxxxx |
|
Name: |
Xxxxxxx Xxxxx |
|
Title: |
CFO |
|
Title: |
CFO |
|
|
|
|
|||
|
|
MALIBU CBNA Loan Funding LLC |
|||
|
|
as a Lender |
|||
|
|
|
|||
|
|
By: |
/s/ Xxxx Xxxxxx |
||
|
|
Name: |
Xxxx Xxxxxx |
||
|
|
Title: |
Attorney-in-fact |
||
LINCOLN S.A.R.L. – SOCIETE A RESPONSIBILITE LIMITEE as a Lender |
|
|
|||
By: |
HIGHBRIDGE LEVERAGED LOAN |
|
|
||
|
PARTNERS MASTER FUND, LP. AS |
|
|
||
|
PORTFOLIO MANAGER |
|
|
||
|
|
|
|||
By: |
HIGHBRIDGE CAPITAL |
|
|
||
|
MANAGEMENT, LLC AS TRADING |
|
|
||
|
MANAGER |
|
|
||
|
|
|
|||
By: |
/s/ |
|
|
||
Name: |
|
|
|
||
Title: |
|
|
|
||
|
|
|
|||
MIZUHO CORPORATE BANK, LTD. as a Lender |
|
XXXXXX XXXXXXX SENIOR FUNDING, INC. as a Lender |
|||
|
|
|
|||
By: |
/s/ Xxxx Mo |
|
By: |
/s/ Su Yeo |
|
Name: |
Xxxx Mo |
|
Name: |
Su Yeo |
|
Title: |
Senior Vice President |
|
Title: |
Vice President |
|
|
|
|
|||
|
|
|
|||
NAVIGARE FUNDING I CLO LTD |
|
NAVIGARE FUNDING II CLO LTD |
|||
By: Navigare Partners LLC |
|
By: Navigare Partners LLC |
|||
its collateral manager, as a Lender |
|
as collateral manager, as a Lender |
|||
|
|
|
|||
By: |
/s/ Xxxx X. Xxxxxxxxxxx |
|
By: |
/s/ Xxxx X. Xxxxxxxxxxx |
|
Name: |
Xxxx X. Xxxxxxxxxxx |
|
Name: |
Xxxx X. Xxxxxxxxxxx |
|
Title: |
Managing Director |
|
Title: |
Managing Director |
|
|
|
|
|||
NAVIGARE FUNDING III CLO LTD |
|
NEWSTART FACTORS, INC. as a Lender and |
|||
By: Navigare Partners LLC |
|
a [Domestic] [Canadian] L/C Issuer |
|||
as collateral manager, as a Lender |
|
|
|||
|
|
By: |
/s/ Xxxxx Xxxxxxx |
||
By: |
/s/ Xxxx X. Xxxxxxxxxxx |
|
Name: |
Xxxxx Xxxxxxx |
|
Name: |
Xxxx X. Xxxxxxxxxxx |
|
Title: |
President |
|
Title: |
Managing Director |
|
|
||
|
|
|
|||
PPM SHADOW CREEK FUNDING LLC as |
|
PYRAMIS HIGH YIELD FUND, LLC, BY: |
|||
a Lender |
|
PYRAMIS GLOBAL ADVISORS TRUST |
|||
|
|
COMPANY, AS INVESTMENT MANAGER |
|||
By: |
/s/ Xxxx X. Xxxxx |
|
UNDER POWER OF ATTORNEY as a |
||
Name: |
Xxxx X. Xxxxx |
|
Lender |
||
Title: |
Assistant Vice President |
|
|
||
|
|
By: |
/s/ Xxxxx Xxxxxxxx |
||
|
|
Name: |
Xxxxx Xxxxxxxx |
||
|
|
Title: |
VP |
||
RACE POINT IV CLO, LTD. |
|
RIVERSOURCE LIFE INSURANCE |
||||
By: |
Sankaty Advisors, LLC |
|
COMPANY as a Lender |
|||
|
as Collateral Manager |
|
|
|||
as a Lender |
|
By: |
/s/ Xxxxx X. Xxxxxxx |
|||
|
|
Name: |
Xxxxx X. Xxxxxxx |
|||
By: |
/s/ Xxxxxxx Xxxxxxx |
|
Title: |
Assistant Vice President |
||
Name: |
Xxxxxxx Xxxxxxx |
|
|
|||
Title: |
Managing Director |
|
|
|||
|
Chief Operating Officer |
|
|
|||
|
|
|
||||
RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. – RIVERSOURCE STRATEGIC INCOME ALLOCATION FUND as a Lender |
|
SANKATY ADVISORS, LLC as Collateral Manager for Castle Hill I – INGOTS, Ltd., as Term Lender as a Lender |
||||
|
|
By: |
/s/ Xxxxxxx Xxxxxxx |
|||
By: |
/s/ Xxxxx X. Xxxxxxx |
|
Name: |
Xxxxxxx Xxxxxxx |
||
Name: |
Xxxxx X. Xxxxxxx |
|
Title: |
Managing Director |
||
Title: |
Assistant Vice President |
|
|
Chief Operating Officer |
||
|
|
|
|
|||
|
|
|
||||
SANKATY ADVISORS, LLC as Collateral Manager for Castle Hill III CLO, Limited, as Term Lender as a Lender |
|
SANKATY ADVISORS, LLC as Collateral Manager for Loan Funding XI LLC, As Term Lender as a Lender |
||||
|
|
|
||||
By: |
/s/ Xxxxxxx Xxxxxxx |
|
By: |
/s/ Xxxxxxx Xxxxxxx |
||
Name: |
Xxxxxxx Xxxxxxx |
|
Name: |
Xxxxxxx Xxxxxxx |
||
Title: |
Managing Director |
|
Title: |
Managing Director |
||
|
Chief Operating Officer |
|
|
Chief Operating Officer |
||
|
|
|
||||
SANKATY ADVISORS, LLC as Collateral Manager for Race Point CLO, Limited, as Term Lender as a Lender |
|
SANKATY ADVISORS, LLC as Collateral Manager for Race Point II CLO, Limited, as Term Lender as a Lender |
||||
|
|
|
||||
By: |
/s/ Xxxxxxx Xxxxxxx |
|
By: |
/s/ Xxxxxxx Xxxxxxx |
||
Name: |
Xxxxxxx Xxxxxxx |
|
Name: |
Xxxxxxx Xxxxxxx |
||
Title: |
Managing Director |
|
Title: |
Managing Director |
||
|
Chief Operating Officer |
|
|
Chief Operating Officer |
||
|
|
|
||||
SENIOR DEBT PORTFOLIO |
|
SERVES 2006-1, Ltd. |
||||
By: |
Boston Management and Research as |
|
|
|||
|
Investment Advisor as Lender |
|
By: |
/s/ Xxxxx Xxxxxx |
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PPM America, Inc., as Collateral Manager |
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By: |
/s/ Xxxxxxx X. Xxxxxxx |
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Xxxxx Xxxxxx |
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Name: |
Xxxxxxx X. Xxxxxxx |
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Managing Director |
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Title: |
Vice President |
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SYMPHONY CLO IV |
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TRALEE CDO I, LTD., |
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as a Lender |
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as a Lender |
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By: Symphony Asset Management, LLC |
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By: |
/s/ Xxxxxx Xxxxxx |
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By: |
/s/ Xxxxx Xxx |
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Name: |
Xxxxxx Xxxxxx |
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Name: |
Xxxxx Xxx |
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Title: |
Authorized Signatory |
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Title: |
Associate Portfolio Manager |
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TRILOGY PORTFOLIO CO., LLC |
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WACHOVIA BANK, N.A. as a Lender |
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as a Lender |
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By: |
/s/ C. Xxxx Xxxxxxx |
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By: |
/s/ Xxxx X. Xxxxxxxxx |
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Name: |
C. Xxxx Xxxxxxx |
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Name: |
Xxxx X. Xxxxxxxxx |
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Title: |
Managing Director |
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Title: |
Principal |
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ZOHAR III, LIMITED |
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EACH OF THE ACCOUNTS LISTED ON |
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as a Lender |
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ANNEX A, INDIVIDUALLY, AND |
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By: |
Patriarch Partners XV, LLC, its Collateral |
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SEVERALLY NOT JOINTLY as a Lender: |
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Manager |
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WELLINGTON TRUST COMPANY, |
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NATIONAL ASSOCIATION |
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By: |
/s/ Xxxx Xxxxxx |
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MULTIPLE COMMON TRUST |
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Name: |
Xxxx Xxxxxx |
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INVESTMENT FUNDS TRUST, |
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Title: |
Manager |
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OPPORTUNISTIC FIXED INCOME |
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ALLOCATION |
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· |
HISCOX INSURANCE COMPANY |
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(BERMUDA) LTD. |
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· |
HISCOX SYNDICATE 33 |
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· |
WELLINGTON TRUST COMPANY, |
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NATIONAL ASSOCIATION |
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MULTIPLE COMMON TRUST FUNDS |
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TRUST, OPPORTUNISTIC |
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INVESTMENT PORTFOLIO |
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By: |
/s/ Xxxxxx X. Xxxxx |
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Name: |
Xxxxxx X. Xxxxx |
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Title: |
Vice President and Counsel |
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