Exhibit (h9)
Dated as of February 3, 2006
To: The Banks party to the
Credit Agreement referred to below
c/o State Street Bank and Trust Company,
as Operations and Administrative Agent
000 Xxxxxxxx Xxxxxx, XXX/0
Xxxxxx, XX 00000-0000
Re: Columbia Funds Credit Facility
Ladies and Gentlemen:
Reference is hereby made to the Credit Agreement for the Columbia Funds,
dated as of July 23, 2004, as amended (as so amended, the "Credit Agreement"),
by and among the registered investment companies listed on the signature pages
thereof (collectively, the "Entities"), the lending institutions listed on the
signature pages thereof (the "Banks"), State Street Bank and Trust Company, as
operations agent (the "Operations Agent") for itself and such Banks as are or
may become parties thereto, and State Street Bank and Trust Company, as
administrative agent (the "Administrative Agent") for itself and such Banks as
are or may become parties thereto. Capitalized terms which are used herein
without definition and which are defined in the Credit Agreement shall have the
same meanings herein as in the Credit Agreement.
Each Borrower hereby severally represents and warrants to the Banks and the
Agents as follows:
(a) each Borrower listed on Schedule A (a "Removed Borrower") has merged
or reorganized its assets with or into another entity, with such other
entity being the survivor of such merger or consolidation and all
Obligations of each Removed Borrower have been paid in full on or
prior to the date of such merger or reorganization;
(b) each Borrower listed on Schedule B has changed its name as indicated
on such Schedule;
(c) Columbia Funds Trust IX has changed its name to Columbia Funds Series
Trust I; and
(d) each of the Borrowers listed on Schedule C has been reorganized into a
newly established series (each, an "Additional Series") of Columbia
Funds Series Trust I as indicated on such Schedule in a "shell"
reorganization.
-2-
In connection with the foregoing, (i) Columbia Funds Series Trust I
requests that each of the Additional Series becomes a Series under the Credit
Agreement and for all purposes of the Loan Documents and (ii) each Borrower
requests that Schedule 2 to the Credit Agreement be replaced by the Schedule 2
attached hereto. Each of the Banks and the Agents, by their signature below
hereby agree to the foregoing requests provided that:
(1) the Operations Agent shall have received a Note for the account of PNC
Bank National Association in an amount equal to such Bank's Commitment Amount,
or, if less, the aggregate unpaid principal amount of such Bank's Loans, from
each of the Borrowers (after giving effect to this letter agreement);
(2) the Operations shall have received a Form F.R. U-1 in favor of each
Bank from each of the Borrowers (after giving effect to this letter agreement);
and
(3) the Operations Agent shall have received an Allocation Notice with
respect to each of the Borrowers (after giving effect to this letter agreement)
that has been manually signed by an authorized officer of each of the Entities.
In consideration of the agreement of the Banks and the Agents to allow each
Additional Series of Columbia Funds Series Trust I to become a Series hereunder,
Columbia Funds Series Trust I, on behalf of each Additional Series, hereby
covenants and agrees that it shall, on or prior to February 15, 2006, deliver to
the Operations Agent the following documents:
(a) a manually signed certificate from the Secretary of Columbia Funds
Series Trust I in form and substance satisfactory to the Operations Agent as to
the incumbency of, and bearing manual specimen signatures of, the officers of
Columbia Funds Series Trust I who are authorized to execute and take actions
under the Loan Documents, as to the Custodian and Investment Adviser of each
Additional Series, and certifying and attaching copies of (i) the declaration of
trust of Columbia Funds Series Trust I (with the designation of each Additional
Series) and by-laws as then in effect, (ii) duly authorized resolutions of the
Board of Trustees of Columbia Funds Series Trust I authorizing for each
Additional Series the transactions contemplated hereby, and (iii) the current
Prospectus for each Additional Series (or the links to the SEC's website where
each such Prospectus may be located);
(b) a certificate manually signed by an authorized officer of Columbia
Funds Series Trust I, on behalf of each Additional Series, to the effect set
forth in clauses (b) (if applicable), (c) and (d) of Section 3.02 of the Credit
Agreement, such Certificate to be in form and substance satisfactory to the
Operations Agent;
(c) an Asset Coverage Ratio Certificate manually signed by an authorized
officer of Columbia Funds Series Trust I, on behalf of each Additional Series;
(d) a copy of the declaration of trust of Columbia Funds Series Trust I,
with all amendments, certified as of a recent date by the Secretary of State of
the Commonwealth of Massachusetts;
-3-
(e) certificates dated as of a recent date that are satisfactory to the
Operations Agent and reflect that Columbia Funds Series Trust I is legally
existing, in good standing and qualified to engage in business in Massachusetts
and in each jurisdiction where its ownership, lease or operation of properties
or the conduct of its business requires such qualification; and
(f) an opinion of Ropes & Xxxx LLP, counsel to Columbia Funds Series Trust
I, which is satisfactory to the Operations Agent in all respects.
Columbia Funds Series Trust I, on behalf of each of the Additional Series,
acknowledges and agrees that the failure to deliver such documents on or before
February 15, 2006 shall constitute an Event of Default with respect to Columbia
Funds Series Trust I on behalf of such Additional Series.
Each of the Borrowers (including Columbia Funds Series Trust I, on behalf
of each of the Additional Series) ratifies and confirms in all respects all of
its obligations to the Banks under the Credit Agreement, the Notes and the other
Loan Documents, as amended hereby, and hereby affirms its absolute and
unconditional promise to pay to the Banks the Loans made to it and all other
amounts due from it under the Credit Agreement as amended hereby.
This letter agreement is a contract under seal under the laws of the
Commonwealth of Massachusetts and shall for all purposes be construed in
accordance with and governed by the laws of said Commonwealth (excluding the
laws applicable to conflicts or choice of law). Except as specifically amended
by this letter agreement, the Credit Agreement and all other agreements and
instruments executed and delivered in connection with the Credit Agreement shall
remain in full force and effect. This letter agreement is limited specifically
to the matters set forth herein and does not constitute directly or by
implication an amendment or waiver of any other provision of the Credit
Agreement or any of the other Loan Documents. This letter agreement may be
executed in several counterparts and by each party on a separate counterpart,
each of which when so executed and delivered shall be an original, and all of
which together shall constitute one instrument. In proving this letter agreement
it shall not be necessary to produce or account for more than one such
counterpart signed by the party against whom enforcement is sought. This letter
agreement shall constitute a Loan Document.
A copy of each Entity's agreement and declaration of trust is on file with
the Secretary of The Commonwealth of Massachusetts, and notice is hereby given
that this instrument is executed by the Trustees and officers of such Entity as
Trustees and officers, as the case may be, and not individually and that the
obligations of this instrument are not binding upon any of the Trustees,
officers or shareholders individually but are binding only upon the assets and
property of the appropriate Entity.
[Signature page follows.]
-4-
Very truly yours,
COLUMBIA FUNDS TRUST I, on behalf of its
Series Columbia High-Yield Opportunity
Fund
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA FUNDS TRUST II, on behalf of
its Series Columbia Greater China Fund
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA FUNDS TRUST III, on behalf of
its Series Columbia World Equity Fund,
Columbia Core Bond Fund and Columbia
Liberty Fund
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA FUNDS TRUST IV, on behalf of
its Series Columbia Tax-Exempt Insured
Fund and Columbia Utilities Fund
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA FUNDS TRUST V, on behalf of its
Series Columbia Connecticut Intermediate
Municipal Bond Fund, Columbia
Connecticut Tax-Exempt Fund, Columbia
Massachusetts Intermediate Municipal
Bond Fund, Columbia Massachusetts
Tax-Exempt Fund, Columbia New Jersey
Intermediate Municipal Bond Fund,
Columbia New York Intermediate Municipal
Bond Fund, Columbia New York Tax-Exempt
Fund, Columbia
-5-
Rhode Island Intermediate Municipal Bond
Fund and Columbia US Treasury Index Fund
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA FUNDS TRUST VI, on behalf of
its Series Columbia Small Cap Value
Fund I
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA FUNDS TRUST VIII, on behalf of
its Series Columbia Income Fund and
Columbia Intermediate Bond Fund
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA FUNDS TRUST XI, on behalf of
its Series Columbia Asset Allocation
Fund, Columbia Large Cap Growth Fund,
Columbia Disciplined Value Fund,
Columbia Growth Stock Fund, Columbia
Common Stock Fund, Columbia Small Cap
Core Fund, Columbia Small Company Equity
Fund, Columbia Dividend Income Fund and
Columbia Young Investor Fund
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA BALANCED FUND, INC.
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
-6-
COLUMBIA CONSERVATIVE HIGH YIELD FUND
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA OREGON INTERMEDIATE MUNICIPAL
BOND FUND
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA REAL ESTATE EQUITY FUND, INC.
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA SMALL CAP GROWTH FUND I
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA MID CAP GROWTH FUND, INC.
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA STRATEGIC INVESTOR FUND, INC.
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA TECHNOLOGY FUND, INC.
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
-7-
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
CMG FUND TRUST, on behalf of its Series
CMG Core Bond Fund, CMG Enhanced S&P 500
Index Fund, CMG High Yield Fund, CMG
International Stock Fund, CMG Large Cap
Growth Fund, CMG Large Cap Value Fund,
CMG Mid Cap Growth Fund, CMG Mid Cap
Value Fund, CMG Short Term Bond Fund,
CMG Small Cap Fund, CMG Small Cap Growth
Fund, CMG Small Cap Value Fund, CMG
Small/Mid Cap Fund, CMG Strategic Equity
Fund, and CMG Ultra Short Term Bond Fund
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
LIBERTY VARIABLE INVESTMENT TRUST, on
behalf of its Series Colonial Small Cap
Value Fund, VS, Colonial Strategic
Income Fund, VS, Columbia High Yield
Fund, VS, Columbia International Fund,
VS, Liberty Growth & Income Fund, VS,
Liberty S&P 500 Index Fund, VS, Liberty
Select Value Fund, VS
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
STEINROE VARIABLE INVESTMENT TRUST, on
behalf of its Series Liberty Asset
Allocation Fund, VS, Liberty Federal
Securities Fund, VS, Liberty Small
Company Growth Fund, VS, and Columbia
Large Cap Growth Fund, VS
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
COLUMBIA FUNDS SERIES TRUST I, on behalf
of its Series Columbia California Tax
Exempt Fund, Columbia Federal Securities
Fund, Columbia High Yield Municipal
Fund, Columbia Intermediate Municipal
Bond Fund, Columbia International Stock
Fund, Columbia Strategic
-8-
Income Fund, Columbia Tax Exempt Fund,
and Columbia Tax Managed Growth Fund
By: /s/ Xxxxxxx Xxxxxx
------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Chief Accounting Officer
ACKNOWLEDGED AND AGREED:
STATE STREET BANK AND TRUST COMPANY,
Individually, as Operations Agent and
as Administrative Agent
By: /s/ Xxxxxxxxxxx Xxxxx
-------------------------------------
Name: Xxxxxxxxxxx Xxxxx
Title: Assistant Vice President
-9-
PNC BANK, NATIONAL ASSOCIATION
By: /s/ Xxxxx Xxxxxxx
-------------------------------------
Name: Xxxxx Xxxxxxx
Title: Vice President
SOCIETE GENERALE
By: /s/ Xxxxx X. Xxxxxxx
-------------------------------------
Name: Xxxxx X. Xxxxxxx
Title: Managing Director
LLOYDS TSB BANK PLC, individually
and as Senior Managing Agent
By: /s/ Xxxxx Eperon
-------------------------------------
Name: Xxxxx Eperon
Title: Assistant Vice President
By: /s/ Xxxxx Xxxxxxx
-------------------------------------
Name: Xxxxx Xxxxxxx
Title: Assistant Vice President
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
By: /s/ Giampaolo Consigllere
-------------------------------------
Name: Giampaolo Consigllere
Title: Vice President
By: /s/ Xxxxxx X. Xxxxxxxx
-------------------------------------
Name: Xxxxxx X Xxxxxxxx
Title: Vice President
Exhibit (h9)
SCHEDULE A
REMOVED BORROWERS
Columbia Tax-Managed Value Fund
Columbia Tax-Managed Growth Fund II
each a series of Columbia Funds Trust I
Columbia Intermediate Government Income Fund
Columbia Mid Cap Value Fund
each a series of Columbia Funds Trust III
Columbia Florida Intermediate Municipal Bond Fund
Columbia Large Company Index Fund
Columbia Small Company Index Fund
Columbia Pennsylvania Intermediate Municipal Bond Fund
each a series of Columbia Funds Trust V
Columbia Growth & Income Fund
a series of Columbia Funds Trust VI
Columbia Newport Tiger Fund
a series of Columbia Funds Trust VII
Columbia Managed Municipals Fund
a series of Columbia Funds Trust IX
Columbia Fixed Income Securities Fund, Inc.
Columbia Short Term Bond Fund, Inc.
Exhibit (h9)
SCHEDULE B
NAME CHANGES
OLD NAME NEW NAME
-------- --------
- Columbia Newport Greater China - Columbia Greater China Fund, a
Fund, a series of Columbia Funds series of Columbia Funds Trust II
Trust II
- Columbia Global Equity Fund, a - Columbia World Equity Fund, a
series of Columbia Funds Trust series of Columbia Funds Trust III
III
- Columbia Quality Plus Bond Fund, - Columbia Core Bond Fund, a series
a series of Columbia Funds Trust of Columbia Funds Trust III
III
- Columbia Small-Cap Value Fund, a - Columbia Small Cap Value Fund I, a
series of Columbia Funds Trust series of Columbia Funds Trust VI
VI
- Columbia Small Cap Fund, a - Columbia Small Cap Core Fund, a
series of Columbia Funds Trust series of Columbia Funds Trust XX
XX
- Columbia Large Cap Core Fund, a - Columbia Common Stock Fund, a
series of Columbia Funds Trust series of Columbia Funds Trust XX
XX
- Columbia High Yield Fund, Inc. - Columbia Conservative High Yield
Fund
- Columbia Oregon Municipal Bond - Columbia Oregon Intermediate
Fund, Inc. Municipal Bond Fund
- Columbia Small Cap Growth Fund, - Columbia Small Cap Growth Fund I
Inc.
Exhibit (h9)
SCHEDULE C
REORGANIZATIONS
REORGANIZED INTO THE FOLLOWING SERIES OF
BORROWER COLUMBIA FUNDS SERIES TRUST I
-------- ----------------------------------------
- Columbia Tax-Managed Growth - Columbia Tax-Managed Growth Fund
Fund, a series of Columbia Funds
Trust I
- Columbia Strategic Income Fund, - Columbia Strategic Income Fund
a series of Columbia Funds Trust
I
- Columbia Federal Securities - Columbia Federal Securities Fund
Fund, a series of Columbia Funds
Trust III
- Columbia Tax-Exempt Fund, a - Columbia Tax-Exempt Fund
series of Columbia Funds Trust
IV
- Columbia California Tax-Exempt - Columbia California-Tax Exempt Fund
Fund, a series of Columbia Funds
Trust V
- Columbia Intermediate Tax-Exempt - Columbia Intermediate Municipal
Bond Fund, a series of Columbia Bond Fund
Funds Trust V
- Columbia International Stock - Columbia International Stock Fund
Fund, Inc.
Exhibit (h9)
SCHEDULE 2
ENTITY SERIES
------ ------
1. COLUMBIA FUNDS TRUST I, ON - Columbia High-Yield Opportunity
BEHALF OF EACH OF ITS SERIES. Fund: 5/31
Address: Xxx Xxxxxxxxx Xxxxxx
Xxxxxx, XX 00000
Nature and Jurisdiction of
Incorporation or
Organization: Massachusetts Business
Trust
Fiscal Year End: As indicated for
each series
2. COLUMBIA FUNDS TRUST II, ON - Columbia Greater China Fund: 8/31
BEHALF OF EACH OF ITS SERIES.
Address: Xxx Xxxxxxxxx Xxxxxx
Xxxxxx, XX 00000
Nature and Jurisdiction of
Incorporation or
Organization:
Massachusetts Business Trust
Fiscal Year End: As indicated for the
series
3. COLUMBIA FUNDS TRUST III, ON - Columbia Liberty Fund: 9/30
BEHALF OF EACH OF ITS SERIES.
- Columbia World Equity Fund: 3/31
Address: Xxx Xxxxxxxxx Xxxxxx
Xxxxxx, XX 00000 - Columbia Core Bond Fund: 4/30
Nature and Jurisdiction of
Incorporation or
Organization: Massachusetts Business
Trust
Fiscal Year End: As indicated for
each series
-2-
4. COLUMBIA FUNDS TRUST IV, ON - Columbia Utilities Fund: 11/30
BEHALF OF EACH OF ITS SERIES.
- Columbia Tax-Exempt Insured Fund:
Address: One Financial Center 11/30
Xxxxxx, XX 00000
Nature and Jurisdiction of
Incorporation or Organization:
Massachusetts Business Trust
Fiscal Year End: As indicated for
each series
5. COLUMBIA FUNDS TRUST V, ON - Columbia Massachusetts Tax-Exempt
BEHALF OF EACH OF ITS SERIES. Fund: 10/31
Address: One Financial Center - Columbia Connecticut Tax-Exempt
Xxxxxx, XX 00000 Fund: 10/31
Nature and Jurisdiction of - Columbia New York Tax-Exempt Fund:
Incorporation or 10/31
Organization: Massachusetts Business
Trust - Columbia Massachusetts Intermediate
Municipal Bond Fund: 10/31
Fiscal Year End: As indicated for
each series - Columbia US Treasury Index Fund:
3/31
- Columbia Rhode Island Intermediate
Municipal Bond Fund: 10/31
- Columbia Connecticut Intermediate
Municipal Bond Fund: 10/31
- Columbia New York Intermediate
Municipal Bond Fund: 10/31
- Columbia New Jersey Intermediate
Municipal Bond Fund: 10/31
- Columbia Small Cap Value Fund I:
6/30
6. COLUMBIA FUNDS TRUST VI, ON
BEHALF OF EACH OF ITS SERIES.
Address: Xxx Xxxxxxxxx Xxxxxx Xxxxxx,
XX 00000
Nature and Jurisdiction of
Incorporation or
Organization: Massachusetts Business
Trust
Fiscal Year End: As indicated for
each series
-3-
7. COLUMBIA FUNDS TRUST VIII, ON - Columbia Intermediate Bond Fund:
BEHALF OF EACH OF ITS SERIES. 3/31
Address: One Financial Center - Columbia Income Fund: 3/31
Xxxxxx, XX 00000
Nature and Jurisdiction of
Incorporation or
Organization: Massachusetts Business
Trust
Fiscal Year End: As indicated for
each series
8. COLUMBIA FUNDS TRUST XI, ON - Columbia Large Cap Growth Fund:
BEHALF OF EACH OF ITS SERIES. 9/30
Address: One Financial Center - Columbia Growth Stock Fund: 9/30
Xxxxxx, XX 00000
- Columbia Young Investor Fund: 9/30
Nature and Jurisdiction of
Incorporation or - Columbia Small Cap Core Fund: 9/30
Organization: Massachusetts Business
Trust - Columbia Common Stock Fund: 9/30
Fiscal Year End: As indicated for - Columbia Asset Allocation Fund:
each series 9/30
- Columbia Small Company Equity Fund:
9/30
- Columbia Dividend Income Fund: 9/30
- Columbia Disciplined Value Fund:
9/30
9. COLUMBIA BALANCED FUND, INC. - None
Address: 0000 X.X. Xxxxx Xxxxxx
X.X. Xxx 0000
Xxxxxxxx, Xxxxxx 00000
Nature and Jurisdiction of
Incorporation or
Organization: Oregon Corporation
Fiscal year end: 8/31
10. COLUMBIA CONSERVATIVE HIGH YIELD - None
FUND
Address: 0000 X.X. Xxxxx Xxxxxx
X.X. Xxx 0000
Xxxxxxxx, Xxxxxx 00000
Nature and Jurisdiction of
Incorporation or
Organization: Oregon Corporation
Fiscal year end: 0/00
-0-
00. XXXXXXXX XXXXXX XXXXXXXXXXXX - Xxxx
XXXXXXXXX BOND FUND
Address: 0000 X.X. Xxxxx Xxxxxx
X.X. Xxx 0000
Xxxxxxxx, Xxxxxx 00000
Nature and Jurisdiction of
Incorporation or
Organization: Oregon Corporation
Fiscal year end: 8/31
12. COLUMBIA REAL ESTATE EQUITY - None
FUND, INC.
Address: 0000 X.X. Xxxxx Xxxxxx
X.X. Xxx 0000
Xxxxxxxx, Xxxxxx 00000
Nature and Jurisdiction of
Incorporation or
Organization: Oregon Corporation
Fiscal year end: 8/31
13. COLUMBIA SMALL CAP GROWTH FUND I - None
Address: 0000 X.X. Xxxxx Xxxxxx
X.X. Xxx 0000
Xxxxxxxx, Xxxxxx 00000
Nature and Jurisdiction of
Incorporation or
Organization: Oregon Corporation
Fiscal year end: 0/00
-0-
00. XXXXXXXX XXX-XXX XXXXXX XXXX, - Xxxx
INC.
Address: 0000 X.X. Xxxxx Xxxxxx
X.X. Xxx 0000
Xxxxxxxx, Xxxxxx 00000
Nature and Jurisdiction of
Incorporation or
Organization: Oregon Corporation
Fiscal year end: 8/31
15. COLUMBIA STRATEGIC INVESTOR - None
FUND, INC.
Address: 0000 X.X. Xxxxx Xxxxxx
X.X. Xxx 0000
Xxxxxxxx, Xxxxxx 00000
Nature and Jurisdiction of
Incorporation or
Organization: Oregon Corporation
Fiscal year end: 8/31
16. COLUMBIA TECHNOLOGY FUND, INC. - None
Address: 0000 X.X. Xxxxx Xxxxxx
X.X. Xxx 0000
Xxxxxxxx, Xxxxxx 00000
Nature and Jurisdiction of
Incorporation or
Organization: Oregon Corporation
Fiscal year end: 8/31
-6-
17. CMG FUND TRUST, ON BEHALF OF - CMG Core Bond Fund: 7/31
EACH OF ITS SERIES.
- CMG Enhanced S&P 500 Index Fund:
Address: 0000 X.X. Xxxxx Xxxxxx 7/31
P.O. Box 1350
Xxxxxxxx, Xxxxxx 00000 - CMG High Yield Fund: 7/31
Nature and Jurisdiction of - CMG International Stock Fund: 7/31
Incorporation or
Organization: Oregon Business Trust - CMG Large Cap Growth Fund: 7/31
Fiscal year end: As indicated for - CMG Large Cap Value Fund: 7/31
each series
- CMG Mid Cap Growth Fund: 7/31
- CMG Mid Cap Value Fund: 7/31
- CMG Short Term Bond Fund: 7/31
- CMG Small Cap Fund: 7/31
- CMG Small Cap Growth Fund: 7/31
- CMG Small Cap Value Fund: 7/31
- CMG Small/Mid Cap Fund: 7/31
- CMG Strategic Equity Fund: 7/31
- CMG Ultra Short Term Bond Fund:
7/31
18. LIBERTY VARIABLE INVESTMENT - Colonial Small Cap Value Fund, VS
TRUST
- Colonial Strategic Income Fund, VS
Address: Xxx Xxxxxxxxx Xxxxxx
Xxxxxx, XX 00000 - Columbia High Yield Fund, VS
Nature and Jurisdiction of - Columbia International Fund, VS
Incorporation or
Organization: Massachusetts Business - Liberty Growth & Income Fund, VS
Trust
- Liberty S&P 500 Index Fund, VS
Fiscal Year End: 12/31
- Liberty Select Value Fund, VS
19. STEINROE VARIABLE INVESTMENT - Liberty Asset Allocation Fund, VS
TRUST
- Liberty Federal Securities Fund, VS
Address: Xxx Xxxxxxxxx Xxxxxx
Xxxxxx, XX 00000 - Liberty Small Company Growth Fund,
VS
Nature and Jurisdiction of
Incorporation or - Columbia Large Cap Growth Fund, VS
Organization: Massachusetts Business
Trust
Fiscal year end: 12/31
-7-
20. COLUMBIA FUNDS SERIES TRUST I - Columbia California Tax-Exempt Fund
Address: Xxx Xxxxxxxxx Xxxxxx - Xxxxxxxx Xxxxxxx Securities Fund
Xxxxxx, XX 00000
Nature and Jurisdiction of - Columbia High Yield Municipal Fund
Incorporation or
Organization: Massachusetts Business - Columbia Intermediate Municipal
Trust Bond Fund
Fiscal year end: 06/30 - Columbia International Stock Fund
- Columbia Strategic Income Fund
- Columbia Tax-Exempt Fund
- Columbia Tax-Managed Growth Fund
