OLD MUTUAL FUNDS II AMENDMENT TO EXPENSE LIMITATION AGREEMENT
AMENDMENT TO EXPENSE LIMITATION AGREEMENT
THIS AMENDMENT dated May 21, 2008 to the Expense Limitation Agreement dated January 23, 2008 (the “Expense Limitation Agreement”), by and between Old Mutual Funds II (“OMF II”) and Old Mutual Capital, Inc., shall be as follows:
WHEREAS, effective April 28, 2008, Class A, Class C, Class Z and Institutional Class shares of the Old Mutual Large Cap Fund were reclassified as Class A, Class C, Class Z and Institutional Class shares of the Old Mutual Focused Fund, respectively; and
WHEREAS, effective April 28, 2008, Class A, Class C, Class Z and Institutional Class shares of the Old Mutual Large Cap Growth Fund were reclassified as Class A, Class C, Class Z and Institutional Class shares of the Old Mutual Large Cap Growth Concentrated Fund, respectively; and
WHEREAS, effective April 29, 2008, the Old Mutual Large Cap Growth Concentrated Fund was renamed “Old Mutual Large Cap Growth Fund”; and
WHEREAS, the parties wish to extend the term of the Expense Limitation Agreement pursuant to Paragraph 3 of the Expense Limitation Agreement.
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NOW THEREFORE, the parties agree as follows: |
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1. |
Schedules A through D to the Expense Limitation Agreement shall be replaced with the Schedules A through D attached hereto. |
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2. |
The Expense Limitation Agreement shall continue in effect through July 31, 2009. |
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3. |
Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Expense Limitation Agreement shall continue in full force and effect. |
IN WITNESS WHEREOF, the parties have caused this amendment to be executed by their respective duly authorized officers, to be effective as of the day and year first written above.
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By: |
/s/ Xxxxxx X. Xxxxx |
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Name: |
Xxxxxx X. Xxxxx |
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Title: |
Treasurer |
OLD MUTUAL CAPITAL, INC.
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By: |
/s/ Xxxx X. Xxxxx |
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Name: |
Xxxx X. Xxxxx |
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Title: |
Chief Financial Officer |
SCHEDULE A
AS AMENDED MAY 21, 2008
TO
BETWEEN
AND
OLD MUTUAL CAPITAL, INC.
DATED JANUARY 23, 2008
(CLASS A SHARES)
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Class Expense Limit |
Fund Expense Limit |
Total Expense Limit |
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This Agreement relates to the following Portfolios of the Trust: |
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Equity Funds |
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Old Mutual Analytic U.S. Long/Short Fund |
0.45% |
0.90% |
1.35% |
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Old Mutual Barrow Hanley Value Fund |
0.45% |
0.90% |
1.35% |
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Old Mutual Columbus Circle Technology and Communications Fund |
0.65% |
1.05% |
1.70% |
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Old Mutual Developing Growth Fund |
0.53% |
1.02% |
1.55% |
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Old Mutual Focused Fund |
0.60% |
0.80% |
1.40% |
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Old Mutual Growth Fund |
0.475% |
0.875% |
1.35% |
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Old Mutual Heitman REIT Fund |
0.55% |
0.95% |
1.50% |
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Old Mutual Large Cap Growth Fund (formerly known as Old Mutual Large Cap Growth Concentrated Fund) |
0.55% |
0.95% |
1.50% |
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Old Mutual Mid-Cap Fund |
0.45% |
1.00% |
1.45% |
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Old Mutual Select Growth Fund |
0.55% |
0.95% |
1.50% |
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Old Mutual Small Cap Fund |
0.40% |
1.10% |
1.50% |
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Old Mutual Strategic Small Company Fund |
0.50% |
1.10% |
1.60% |
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Old Mutual TS&W Mid-Cap Value Fund |
0.40% |
1.00% |
1.40% |
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Old Mutual TS&W Small Cap Value Fund |
0.40% |
1.15% |
1.55% |
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Fixed Income Funds |
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Old Mutual Cash Reserves Fund |
0.53% |
0.45% |
0.98% |
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Old Mutual Xxxxxx Intermediate Fixed Income Fund |
0.33% |
0.50% |
0.83% |
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Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund |
0.42% |
0.53% |
0.95% |
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SCHEDULE B
AS AMENDED MAY 21, 2008
TO THE
BETWEEN
OLD MUTUAL ADVISOR FUNDS II
AND
OLD MUTUAL CAPITAL, INC.
DATED JANUARY 23, 2008
(CLASS C SHARES)
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Class Expense Limit |
Fund Expense Limit |
Total Expense Limit |
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This Agreement relates to the following Portfolios of the Trust: |
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Equity Funds |
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Old Mutual Analytic U.S. Long/Short Fund |
1.20% |
0.90% |
2.10% |
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Old Mutual Barrow Hanley Value Fund |
1.20% |
0.90% |
2.10% |
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Old Mutual Columbus Circle Technology and Communications Fund |
1.40% |
1.05% |
2.45% |
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Old Mutual Developing Growth Fund |
1.28% |
1.02% |
2.30% |
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Old Mutual Focused Fund |
1.35% |
0.80% |
2.15% |
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Old Mutual Growth Fund |
1.225% |
0.875% |
2.10% |
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Old Mutual Heitman REIT Fund |
1.30% |
0.95% |
2.25% |
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Old Mutual Large Cap Growth Fund (formerly known as Old Mutual Large Cap Growth Concentrated Fund) |
1.30% |
0.95% |
2.25% |
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Old Mutual Mid-Cap Fund |
1.20% |
1.00% |
2.20% |
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Old Mutual Select Growth Fund |
1.30% |
0.95% |
2.25% |
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Old Mutual Small Cap Fund |
1.15% |
1.10% |
2.25% |
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Old Mutual Strategic Small Company Fund |
1.25% |
1.10% |
2.35% |
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Old Mutual TS&W Mid-Cap Value Fund |
1.15% |
1.00% |
2.15% |
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Old Mutual TS&W Small Cap Value Fund |
1.15% |
1.15% |
2.30% |
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Fixed Income Funds |
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Old Mutual Cash Reserves Fund |
1.28% |
0.45% |
1.73% |
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Old Mutual Xxxxxx Intermediate Fixed Income Fund |
1.08% |
0.50% |
1.58% |
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Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund |
0.92% |
0.53% |
1.45% |
SCHEDULE C
AS AMENDED MAY 21, 2008
TO THE
EXPENSE LIMITATION AGREEMENT
BETWEEN
OLD MUTUAL ADVISOR FUNDS II
AND
OLD MUTUAL CAPITAL, INC.
DATED JANUARY 23, 2008
(CLASS Z SHARES)
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Class Expense Limit |
Fund Expense Limit |
Total Expense Limit |
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This Agreement relates to the following Portfolios of the Trust: |
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Equity Funds |
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Old Mutual Analytic U.S. Long/Short Fund |
0.20% |
0.90% |
1.10% |
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Old Mutual Barrow Hanley Value Fund |
0.20% |
0.90% |
1.10% |
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Old Mutual Columbus Circle Technology and Communications Fund |
0.40% |
1.05% |
1.45% |
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Old Mutual Developing Growth Fund |
0.28% |
1.02% |
1.30% |
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Old Mutual Focused Fund |
0.35% |
0.80% |
1.15% |
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Old Mutual Growth Fund |
0.225% |
0.875% |
1.10% |
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Old Mutual Heitman REIT Fund |
0.30% |
0.95% |
1.25% |
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Old Mutual Large Cap Growth Fund (formerly known as Old Mutual Large Cap Growth Concentrated Fund) |
0.30% |
0.95% |
1.25% |
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Old Mutual Mid-Cap Fund |
0.20% |
1.00% |
1.20% |
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Old Mutual Select Growth Fund |
0.30% |
0.95% |
1.25% |
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Old Mutual Small Cap Fund |
0.15% |
1.10% |
1.25% |
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Old Mutual Strategic Small Company Fund |
0.25% |
1.10% |
1.35% |
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Old Mutual TS&W Mid-Cap Value Fund |
0.12% |
1.00% |
1.12% |
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Old Mutual TS&W Small Cap Value Fund |
0.15% |
1.15% |
1.30% |
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Fixed Income Funds |
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Old Mutual Cash Reserves Fund |
0.28% |
0.45% |
0.73% |
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Old Mutual Xxxxxx Intermediate Fixed Income Fund |
0.08% |
0.50% |
0.58% |
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Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund |
0.17% |
0.53% |
0.70% |
SCHEDULE D
AS AMENDED MAY 21, 2008
TO THE
EXPENSE LIMITATION AGREEMENT
BETWEEN
OLD MUTUAL ADVISOR FUNDS II
AND
OLD MUTUAL CAPITAL, INC.
DATED JANUARY 23, 2008
(INSTITUTIONAL CLASS SHARES)
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Class Expense Limit |
Fund Expense Limit |
Total Expense Limit |
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This Agreement relates to the following Portfolios of the Trust: |
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Equity Funds |
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Old Mutual Advantage Growth Fund |
0.00% |
1.00% |
1.00% |
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Old Mutual Analytic U.S. Long/Short Fund |
0.00% |
0.90% |
0.90% |
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Old Mutual Barrow Hanley Value Fund |
0.00% |
0.90% |
0.90% |
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Old Mutual Columbus Circle Technology and Communications Fund |
0.15% |
1.05% |
1.20% |
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Old Mutual Developing Growth Fund |
0.03% |
1.02% |
1.05% |
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Old Mutual Discover Value Fund |
0.00% |
1.17% |
1.17% |
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Old Mutual Focused Fund |
0.00% |
0.80% |
0.80% |
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Old Mutual Growth Fund |
0.075% |
0.875% |
0.95% |
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Old Mutual Xxxxxxx REIT Fund |
0.00% |
0.95% |
0.95% |
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Old Mutual Large Cap Growth Fund (formerly known as Old Mutual Large Cap Growth Concentrated Fund) |
0.00% |
0.95% |
0.95% |
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Old Mutual Mid-Cap Fund |
0.00% |
1.00% |
1.00% |
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Old Mutual Select Growth Fund |
0.00% |
0.95% |
0.95% |
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Old Mutual Small Cap Fund |
0.00% |
1.10% |
1.10% |
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Old Mutual Strategic Small Company Fund |
0.00% |
1.10% |
1.10% |
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Old Mutual TS&W Mid-Cap Value Fund |
0.00% |
1.00% |
1.00% |
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Fixed Income Funds |
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Old Mutual Barrow Hanley Core Bond Fund |
0.00% |
0.70% |
0.70% |
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Old Mutual Cash Reserves Fund |
0.28% |
0.45% |
0.73% |
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Old Mutual Xxxxxx High Yield Fund |
0.00% |
0.80% |
0.80% |
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Old Mutual Xxxxxx Intermediate Fixed Income Fund |
0.00% |
0.50% |
0.50% |
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Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund |
0.02% |
0.53% |
0.55% |
