AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT

 

Exhibit h.(iii)

 

AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT

 

THIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, as amended and restated on February 24, 2017, between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company” and collectively, the “Companies”) on behalf of each series of the Companies (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “Adviser”).

 

WHEREAS, the Adviser has been appointed the investment adviser of each of the Funds pursuant to an Investment Management Agreement between each Company, on behalf of the Funds, and the Adviser; and

 

WHEREAS, each Company and the Adviser desire to enter into the arrangements described herein relating to certain expenses of the Funds;

 

NOW, THEREFORE, each Company and the Adviser hereby agree as follows:

 

1.          For the period commencing January 12, 2017 through February 28, 2018, the Adviser hereby agrees to reimburse Fund expenses, exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses, to the extent necessary to maintain the net annual operating expenses specified for the class of shares of each Fund listed on Schedule A.

 

2.          For the period commencing January 12, 2017 through February 28, 2018, the Adviser hereby agrees to reimburse The Hartford MidCap Fund’s expenses, exclusive of taxes, interest expense, brokerage commissions, acquired fund fees and expenses and extraordinary expenses, to the extent necessary to maintain the net annual operating expenses at 0.87% for Class I shares of The Hartford MidCap Fund. The expense reimbursement arrangement contained in this Section 2 of this Agreement shall not automatically renew pursuant to Section 11 of this Agreement.

 

3.          For the period commencing January 12, 2017 through February 28, 2018, the Adviser hereby agrees to reimburse Fund expenses, exclusive of taxes, interest expenses, brokerage commissions and extraordinary expenses, to the extent necessary to maintain the net annual operating expenses specified for the class of shares of each Fund listed on Schedule B.

 

4.          For the period commencing January 12, 2017 through February 28, 2018, the Adviser hereby agrees to reimburse Fund expenses, exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses, dividend and interest expenses on short sales and extraordinary expenses, to the extent necessary to maintain the net annual operating expenses specified for the class of shares of each Fund listed on Schedule C.

 

5.          For the period commencing January 12, 2017 through October 24, 2018, the Adviser hereby agrees to reimburse Fund expenses, exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses, to the extent necessary to maintain the net annual operating expenses specified for the class of shares of each Fund as set forth in Column A on Schedule D. The expense reimbursement arrangement set forth

 

 1 

 

 

on Column A on Schedule D shall not automatically renew pursuant to Section 11 of this Agreement.

 

6.          For the period commencing January 12, 2017 through October 24, 2018, the Adviser hereby agrees to reimburse Fund expenses, exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses, to the extent necessary to maintain the net annual operating expenses specified for the class of shares of each Fund as set forth in Column B on Schedule D, unless otherwise subject to paragraph 4 above.

 

7.          For the period commencing March 1, 2017 through February 28, 2018, the Adviser hereby agrees to reimburse Fund expenses, exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses, and extraordinary expenses, to the extent necessary to maintain the net annual operating expenses specified for the class of shares of the Hartford Global Impact Fund listed on Schedule E

 

8.          The reimbursements described in this Agreement are not subject to recoupment by the Adviser.

 

9.          The reimbursements described in this Agreement with respect to the newly created Class T, Class F and Class R6 shares will not commence until such class begins operations.

 

10.         The Adviser understands and intends that the Funds will rely on this Agreement (1) in preparing and filing amendments to the registration statements for the Companies on Form N-1A with the Securities and Exchange Commission, (2) in accruing each Fund’s expenses for purposes of calculating its net asset value per share and (3) for certain other purposes and expressly permits the Funds to do so.

 

11.         Unless noted otherwise, this Agreement shall renew automatically for one-year terms unless the Adviser provides written notice of termination prior to the start of such term.

 

12.         This Agreement may be amended or modified by mutual consent of the Adviser and the Board of Directors of the respective Company at any time prior to the expiration date of the Agreement.

 

13.         This Agreement may be executed by the parties hereto on any number of counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same instrument.

 

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IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first above written.

 

THE HARTFORD MUTUAL FUNDS, INC.  
   
Name: /s/  Xxxxx X. Xxxxx  
  Xxxxx X. Xxxxx  
Title: Vice President  
   
THE HARTFORD MUTUAL FUNDS II, INC.  
   
Name: /s/  Xxxxx X. Xxxxx  
  Xxxxx X. Xxxxx  
Title: Vice President  
   
HARTFORD FUNDS MANAGEMENT COMPANY, LLC  
   
Name: /s/  Xxxxxxx X. Xxxxx  
  Xxxxxxx X. Xxxxx  
Title: Chief Financial Officer  

 

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SCHEDULE A

 

Fund Total Net Annual
Operating Expense Limit
(as a percent of average
daily net assets)
The Hartford Balanced Fund

Class A: 1.18%

Class T: 1.18%

Class I: 0.93%

Class R3: 1.40%

Class R4: 1.10%

Class R5: 0.80%

Class F: 0.78%

The Hartford Balanced Income Fund

 

Class A: 0.99%

Class T: 0.99%

Class B: 1.74%

Class C: 1.74%

Class I: 0.74%

Class R3: 1.24%

Class R4: 0.94%

Class R5: 0.69%

Class R6: 0.64%

Class Y: 0.64%

Class F: 0.64%

The Hartford Capital Appreciation Fund

Class A: 1.29%

Class T: 1.29%

Class I: 1.04%

Class R3: 1.40%

Class R4: 1.10%

Class R5: 0.80%

Class R6: 0.75%

Class F: 0.75%

Hartford Core Equity Fund

Class A: 0.79%

Class T: 0.79%

Class B: 1.54%

Class C: 1.54%

Class I: 0.54%

Class R3: 1.09%

Class R4: 0.79%

Class R5: 0.49%

Class R6: 0.45%

Class Y: 0.49%

Class F: 0.45%

The Hartford Dividend and Growth Fund

Class A: 1.25%

Class T: 1.25%

Class I: 1.00%

Class R3: 1.35%

Class R4: 1.05%

Class R5: 0.75%

Class R6: 0.70%

Class F: 0.70%

The Hartford Emerging Markets Local Debt Fund

Class A: 1.25%

Class T: 1.25%

Class C: 2.00%

 

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Class I: 1.00%

Class R3: 1.55%

Class R4: 1.25%

Class R5: 0.95%

Class Y: 0.90%

Class F: 0.90%

Hartford Emerging Markets Equity Fund

Class A: 1.75%

Class T: 1.75%

Class C: 2.50%

Class I: 1.50%

Class R3: 1.95%

Class R4: 1.65%

Class R5: 1.35%

Class Y: 1.30%

Class F: 1.25%

Hartford Environmental Opportunities Fund

Class A: 1.30%

Class T: 1.30%

Class C: 2.05%

Class I: 1.05%

Class Y: 0.90%

Class R3: 1.60%

Class R4: 1.30%

Class R5: 1.00%

Class R6: 0.90%

Class F: 0.90%

The Hartford Equity Income Fund

Class A: 1.25%

Class T: 1.25%

Class B: 2.00%

Class C: 2.00%

Class I: 1.00%

Class R3: 1.50%

Class R4: 1.20%

Class R5: 0.90%

Class R6: 0.85%

Class Y: 0.85%

Class F: 0.85%

The Hartford Floating Rate Fund

 

Class A: 1.00%1

Class T: 1.00%

Class B: 1.75%1

Class C: 1.75%1

Class I: 0.75%1

Class R3: 1.25%1

Class R4: 1.00%1

Class R5: 0.70%2

Class Y: 0.70%2

Class F: 0.70%

The Hartford Floating Rate High Income Fund

Class A: 1.05%

Class T: 1.05%

Class C: 1.80%

Class I: 0.80%

Class R3: 1.35%

Class R4: 1.05%

Class R5: 0.75%

Class Y: 0.75%

 

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Class F: 0.75%

Hartford Global Capital Appreciation Fund

Class A: 1.25%

Class T: 1.25%

Class B: 2.00%

Class C: 2.00%

Class I: 1.00%

Class R3: 1.35%

Class R4: 1.05%

Class R5: 0.95%

Class Y: 0.90%

Class F: 0.90%

Hartford Global Equity Income Fund

Class A: 1.25%

Class T: 1.25%

Class B: 2.00%

Class C: 2.00%

Class I: 1.00%

Class R3: 1.45%

Class R4: 1.15%

Class R5: 0.85%

Class Y: 0.80%

Class F: 0.80%

The Hartford Global Real Asset Fund

Class A: 1.25%

Class T: 1.25%

Class C: 2.00%

Class I: 1.00%

Class R3: 1.50%

Class R4: 1.20%

Class R5: 0.95%

Class Y: 0.90%

Class F: 0.90%

The Hartford Growth Opportunities Fund

Class A: 1.36%

Class T: 1.36%

Class B: 2.11%

Class C: 2.11%

Class I: 1.11%

Class R3: 1.45%

Class R4: 1.15%

Class R5: 0.85%

Class R6: 0.85%

Class Y: 0.85%

Class F: 0.85%

The Hartford Healthcare Fund

Class A: 1.60%

Class T: 1.60%

Class B: 2.35%

Class C: 2.35%

Class I: 1.35%

Class R3: 1.65%

Class R4: 1.35%

Class R5: 1.05%

Class Y: 1.00%

Class F: 0.95%

The Hartford High Yield Fund

Class A: 1.05%

Class T: 1.05%

Class B: 1.80%

Class C: 1.80%

Class I: 0.80%

 

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Class R3: 1.35%

Class R4: 1.05%

Class R5: 0.75%

Class Y: 0.70%

Class F: 0.70%

The Hartford Inflation Plus Fund

 

Class A: 0.85%3

Class T: 0.85%

Class B: 1.60%3

Class C: 1.60%3

Class I: 0.60%3

Class R3: 1.20%3

Class R4: 0.90%3

Class R5: 0.60%3

Class Y: 0.55%3

Class F: 0.55%

Hartford International Equity Fund

Class A: 1.19%

Class T: 1.19%

Class B: 1.94%

Class C: 1.94%

Class I: 0.89%

Class R3: 1.49%

Class R4: 1.19%

Class R5: 0.89%

Class Y: 0.79%

Class F: 0.79%

The Hartford International Growth Fund

Class A: 1.30%

Class T: 1.30%

Class B: 2.05%

Class C: 2.05%

Class I: 1.00%

Class R3: 1.60%

Class R4: 1.30%

Class R5: 1.00%

Class Y: 0.95%

Class F: 0.90%

The Hartford International Opportunities Fund

Class A: 1.30%

Class T: 1.30%

Class B: 2.05%

Class C: 2.05%

Class I: 1.05%

Class R3: 1.50%

Class R4: 1.20%

Class R5: 0.90%

Class R6: 0.85%

Class Y: 0.85%

Class F: 0.85%

The Hartford International Small Company Fund

Class A: 1.60%

Class T: 1.60%

Class B: 2.35%

Class C: 2.35%

Class I: 1.35%

Class R3: 1.65%

Class R4: 1.35%

Class R5: 1.05%

 

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Class Y: 1.00%

Class F: 1.00%

The Hartford International Value Fund

Class A: 1.40%

Class T: 1.40%

Class C: 2.15%

Class I: 1.15%

Class R3: 1.60%

Class R4: 1.30%

Class R5: 1.00%

Class Y: 0.95%

Class F: 0.90%

The Hartford MidCap Fund

Class A: 1.37%

Class T: 1.37%

Class I: 1.12%

Class R3: 1.50%

Class R4: 1.20%

Class R5: 0.90%

Class R6: 0.85%

Class F: 0.85%

The Hartford MidCap Value Fund

Class A: 1.35%

Class T: 1.35%

Class B: 2.10%

Class C: 2.10%

Class I: 1.10%

Class R3: 1.55%

Class R4: 1.25%

Class R5: 0.95%

Class Y: 0.90%

Class F: 0.85%

Hartford Multi-Asset Income Fund

Class A: 1.12%

Class T: 1.12%

Class C: 1.87%

Class I: 0.87%

Class R3: 1.42%

Class R4: 1.12%

Class R5: 0.93%

Class Y: 0.83%

Class F: 0.78%

Hartford Municipal Income Fund

Class A: 0.69%

Class T: 0.69%

Class C: 1.44%

Class I: 0.44%

Class F: 0.39%

The Hartford Municipal Opportunities Fund

Class A: 0.69%

Class T: 0.69%

Class B: 1.44%

Class C: 1.44%

Class I: 0.44%

Class F: 0.39%

The Hartford Municipal Real Return Fund

Class A: 0.69%4

Class T: 0.69%

Class B: 1.44%4

Class C: 1.44%4

Class I: 0.44%4

Class Y: 0.44%4

 

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  Class F: 0.39%
Hartford Municipal Short Duration Fund

Class A: 0.69%

Class T: 0.69%

Class C: 1.44%

Class I: 0.44%

Class F: 0.39%

The Hartford Quality Bond Fund

Class A: 0.95%

Class T: 0.95%

Class C: 1.70%

Class I: 0.70%

Class R3: 1.25%

Class R4: 0.95%

Class R5: 0.65%

Class Y: 0.60%

Class F: 0.55%

Hartford Real Total Return Fund

Class A: 1.40%

Class T: 1.40%

Class C: 2.15%

Class I: 1.15%

Class R3: 1.70%

Class R4: 1.40%

Class R5: 1.10%

Class Y: 1.05%

Class F: 1.00%

The Hartford Short Duration Fund

Class A: 0.85%5

Class T: 0.85%

Class B: 1.60%5

Class C: 1.60%5

Class I: 0.60%5

Class R3: 1.15%

Class R4: 0.85%

Class R5: 0.55%

Class Y: 0.55%5

Class F: 0.55%

Hartford Small Cap Core Fund

Class A: 1.30%

Class T: 1.30%

Class B: 2.05%

Class C: 2.05%

Class I: 1.05%

Class R3: 1.50%

Class R4: 1.20%

Class R5: 0.90%

Class Y: 0.85%

Class F: 0.85%

The Hartford Small Company Fund

Class A: 1.40%

Class T: 1.40%

Class B: 2.15%

Class C: 2.15%

Class I: 1.15%

Class R3: 1.55%

Class R4: 1.25%

Class R5: 0.95%

Class R6: 0.90%

Class Y: 0.90%

Class F: 0.90%

 

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The Hartford Small Cap Growth Fund

Class A: 1.40%

Class T: 1.40%

Class B: 2.15%

Class C: 2.15%

Class I: 1.15%

Class R3: 1.60%

Class R4: 1.30%

Class R5: 1.00%

Class R6: 0.95%

Class Y: 0.95%

Class F: 0.95%

The Hartford Strategic Income Fund

Class A: 0.95%

Class T: 0.95%

Class B: 1.70%

Class C: 1.70%

Class I: 0.70%

Class R3: 1.25%

Class R4: 0.95%

Class R5: 0.65%

Class R6: 0.60%

Class Y: 0.60%

Class F: 0.60%

The Hartford Total Return Bond Fund

Class A: 0.87%6

Class T: 0.87%

Class B: 1.62%6

Class C: 1.62%6

Class I: 0.62%6

Class R3: 1.17%6

Class R4: 0.87%6

Class R5: 0.57%6

Class R6: 0.52%

Class Y: 0.52%6

Class F: 0.52%

The Hartford Unconstrained Bond Fund

Class A: 0.99%7

Class T: 0.99%

Class B: 1.74%7

Class C: 1.74%7

Class I: 0.74%

Class R3: 1.29%

Class R4: 0.99%

Class R5: 0.69%

Class Y: 0.69%7

Class F: 0.64%

The Hartford World Bond Fund

Class A: 1.05%

Class T: 1.05%

Class C: 1.80%

Class I: 0.80%

Class R3: 1.35%

Class R4: 1.05%

Class R5: 0.75%

Class R6: 0.70%

Class Y: 0.70%

Class F: 0.70%

The Hartford Value Opportunities Fund

Class A: 1.35%

Class T: 1.35%

 

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Class B: 2.10%

Class C: 2.10%

Class I: 1.10%

Class R3: 1.55%

Class R4: 1.25%

Class R5: 0.95%

Class Y: 0.90%

Class F: 0.85%

 

 

1 The expense cap figure noted in the table above is permanent.

 

2 For Class R5 and Class Y shares of The Hartford Floating Rate Fund, the Adviser has contractually agreed to reimburse expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses) to the extent necessary to maintain total annual fund operating expenses at the levels noted in the table above. Class R5 and Class Y Shares of The Hartford Floating Rate Fund are also subject to a permanent expense cap of 0.85% and 0.75%, respectively.

 

3 For Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5 and Class Y shares of The Hartford Inflation Plus Fund, the Adviser has contractually agreed to reimburse expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses) to the extent necessary to maintain total annual fund operating expenses at the levels noted in the table above. Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5 and Class Y Shares of The Hartford Inflation Plus Fund are also subject to a permanent expense cap of 1.00%, 1.75%, 1.75%, 0.75%, 1.25%, 1.00%, 0.85% and 0.75%, respectively.

 

4 For Class A, Class B, Class C, Class I, and Class Y shares of The Hartford Municipal Real Return Fund, the Adviser has contractually agreed to reimburse expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses) to the extent necessary to maintain total annual fund operating expenses at the levels noted in the table above. Class A, Class B, Class C, Class I and Class Y Shares of The Hartford Municipal Real Return Fund are also subject to a permanent expense cap of 1.00%, 1.75%, 1.75%, 0.75%, and 0.75%, respectively.

 

5 For Class A, Class B, Class C, Class I and Class Y shares of The Hartford Short Duration Fund, the Adviser has contractually agreed to reimburse expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses) to the extent necessary to maintain total annual fund operating expenses at the levels noted in the table above. Class A, Class B, Class C, Class I and Class Y Shares of The Hartford Short Duration Fund are also subject to a permanent expense cap of 1.00%, 1.75%, 1.75%, 0.75% and 0.75%, respectively.

 

6 The Adviser has permanently agreed to reimburse expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses) to the extent necessary to maintain total annual fund operating expenses for The Hartford Total Return Bond Fund as follows 1.00% (Class A), 1.75% (Class B), 1.75% (Class C), 0.75% (Class I), 1.25% (Class R3), 1.00% (Class R4), 0.85% (Class R5) and 0.75% (Class Y).

 

7 For Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5 and Class Y shares of The Hartford Unconstrained Bond Fund, the Adviser has contractually agreed to reimburse expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses) to the extent necessary to maintain total annual fund operating expenses at the levels noted in the table above. Class A, Class B, Class C and Class Y Shares of The Hartford Unconstrained Bond Fund are also subject to a permanent expense cap of 1.00%, 1.75%, 1.75% and 0.75%, respectively.

 

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SCHEDULE B

 

Fund

Total Net Annual
Operating Expense Limit

(as a percent of average
daily net assets)

The Hartford Checks and Balances Fund

Class A: 1.25%

Class T: 1.25%

Class B: 2.00%

Class C: 2.00%

Class I: 1.00%

Class R3: 1.40%

Class R4: 1.10%

Class R5: 0.80%

Class F: 0.90%

The Hartford Conservative Allocation Fund

Class A: 1.19%

Class T: 1.19%

Class B: 1.94%

Class C: 1.94%

Class I: 0.94%

Class R3: 1.44%

Class R4: 1.14%

Class R5: 0.84%

Class F: 0.84%

The Hartford Growth Allocation Fund

Class A: 1.50%

Class T: 1.50%

Class B: 2.25%

Class C: 2.25%

Class I: 1.25%

Class R3: 1.70%

Class R4: 1.40%

Class R5: 1.10%

Class F 1.15%

Hartford Moderate Allocation Fund

Class A: 1.40%

Class T: 1.40%

Class B: 2.15%

Class C: 2.15%

Class I: 1.15%

Class R3: 1.65%

Class R4: 1.35%

Class R5: 1.05%

Class F: 1.05%

 

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SCHEDULE C

 

Fund Total Net Annual
Operating Expense Limit
(as a percent of average
daily net assets)
Hartford Long/Short Global Equity Fund

Class A: 1.90%

Class T: 1.90%

Class C: 2.65%

Class I: 1.65%

Class Y: 1.50%

Class F: 1.50%

 

The Hartford Global All-Asset Fund

Class A: 1.19%

Class T: 1.19%

Class C: 1.94%

Class I: 0.94%

Class R3: 1.49%

Class R4: 1.19%

Class R5: 0.89%

Class Y: 0.84%

Class F: 0.84%

 

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SCHEDULE D*

 

 

Column A

(Temporary)

Column B

(Renewable)

Fund

Total Net Annual
Operating Expense Limit

(as a percent of average
daily net assets)

 Total Net Annual
Operating Expense Limit
(as a percent of average
daily net assets)
Hartford Schroders International Multi-Cap Value Fund

Class A: 1.15%

Class T: 1.15%

Class C: 1.97%

Class I: 0.90%

Class R3: 1.52%

Class R4: 1.22%

Class R5: 0.92%

Class Y: 0.87%

Class SDR: 0.75%

Class R6: 0.75%

Class F: 0.75%

Class A: 1.22%

Class T: 1.22%

Class C: 1.97%

Class I: 0.97%

Class R3: 1.52%

Class R4: 1.22%

Class R5: 0.92%

Class Y: 0.87%

Class SDR: 0.82%

Class R6: 0.82%

Class F: 0.82%

Hartford Schroders Global Strategic Bond Fund

Class A: 1.04%

Class T: 1.04%

Class C: 1.86%

Class I: 0.79%

Class R3: 1.41%

Class R4: 1.11%

Class R5: 0.81%

Class Y: 0.76%

Class SDR: 0.64%

Class R6: 0.64%

Class F: 0.64%

Class A: 1.11%

Class T: 1.11%

Class C: 1.86%

Class I: 0.86%

Class R3: 1.41%

Class R4: 1.11%

Class R5: 0.81%

Class Y: 0.76%

Class SDR: 0.71%

Class R6: 0.71%

Class F: 0.71%

Hartford Schroders Income Builder Fund

Class A: 1.10%

Class T: 1.10%

Class C: 1.90%

Class I: 0.85%

Class R3: 1.45%

Class R4: 1.15%

Class R5: 0.85%

Class Y: 0.80%

Class SDR: 0.70%

Class R6: 0.70%

Class F: 0.70%

Class A: 1.15%

Class T: 1.15%

Class C: 1.90%

Class I: 0.90%

Class R3: 1.45%

Class R4: 1.15%

Class R5: 0.85%

Class Y: 0.80%

Class SDR: 0.75%

Class R6: 0.75%

Class F: 0.75%

Hartford Schroders Tax-Aware Bond Fund

Class A: 0.71%

Class T: 0.71%

Class C: 1.59%

Class I: 0.46%

Class Y: 0.54%

Class SDR: 0.46%

Class F: 0.46%

Class A: 0.84%

Class T: 0.84%

Class C: 1.59%

Class I: 0.59%

Class Y: 0.54%

Class SDR: 0.49%

Class F: 0.49%

Hartford Schroders Emerging Markets Debt and Currency Fund N/A

Class A: 1.40%

Class T: 1.40%

Class C: 2.15%

Class I: 1.15%

Class Y: 1.05%

Class SDR: 1.00%

Class F: 1.00%

 

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Hartford Schroders Emerging Markets Equity Fund N/A

Class A: 1.50%

Class T: 1.50%

Class C: 2.25%

Class I: 1.25%

Class R3: 1.80%

Class R4: 1.50%

Class R5: 1.20%

Class Y: 1.15%

Class SDR: 1.10%

Class R6: 1.10%

Class F: 1.10%

Hartford Schroders Emerging Markets Multi-Sector Bond Fund N/A

Class A: 1.15%

Class T: 1.15%

Class C: 1.90%

Class I: 0.90%

Class R3: 1.45%

Class R4: 1.15%

Class R5: 0.85%

Class Y: 0.80%

Class SDR: 0.75%

Class R6: 0.75%

Class F: 0.75%

Hartford Schroders US Small/Mid Cap Opportunities Fund N/A

Class A: 1.30%

Class T: 1.30%

Class C: 2.05%

Class I: 1.05%

Class R3: 1.60%

Class R4: 1.30%

Class R5: 1.00%

Class Y: 0.95%

Class SDR: 0.90%

Class R6: 0.90%

Class F: 0.90%

Hartford Schroders International Stock Fund N/A

Class A: 1.20%

Class T: 1.20%

Class C: 1.95%

Class I: 0.95%

Class R3: 1.50%

Class R4: 1.20%

Class R5: 0.90%

Class Y: 0.85%

Class SDR: 0.80%

Class R6: 0.80%

Class F: 0.80%

Hartford Schroders US Small Cap Opportunities Fund N/A

Class A: 1.35%

Class T: 1.35%

Class C: 2.10%

Class I: 1.10%

Class R3: 1.65%

Class R4: 1.35%

Class R5: 1.05%

Class Y: 1.00%

Class SDR: 0.95%

Class R6: 0.95%

Class F: 0.95%

* For periods where multiple expense caps are in effect, the lower cap will apply.

 

 15 

 

 

SCHEDULE E

 

Fund

Total Net Annual Operating
Expense Limit

(as a percent of average daily net
assets)

Hartford Global Impact Fund

Class A: 1.25%

Class C: 2.00%

Class I: 1.00%

Class T: 1.25%

Class R3: 1.55%

Class R4: 1.25%

Class R5: 0.95%

Class R6 0.85%

Class Y: 0.90%

Class F: 0.85%

 

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Filed: February 28th, 2017
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