Adviser Firm Registration and Account Details definition

Adviser Firm Registration and Account Details means the form provided by the Company within the Distributor Due Diligence Questionnaire to be completed by You which contains details required by the Company and Plan Administrator to keep You informed about Your Clients’ investments and facilitate the payment of Adviser Fees to You.
Adviser Firm Registration and Account Details means the form provided by the Company within the Distribution Governance - Distributor Due Diligence Questionnaire

Examples of Adviser Firm Registration and Account Details in a sentence

  • If You have not provided Adviser Firm Registration and Account Details the Plan Administrator will be unable to facilitate the payment of Adviser Fees to You.

  • To use the Web Portal, You will need to complete Adviser Firm Registration and Account Details and receive unique access details from the Plan Administrator.

Related to Adviser Firm Registration and Account Details

  • Piggy-Back Registration is defined in Section 2.2.1.

  • Additional Registration Statement means a registration statement or registration statements of the Company filed under the 1933 Act covering any Additional Registrable Securities.

  • Registration decal means an adhesive sticker produced by the department and issued by the

  • Additional Registrable Securities means, (i) any Cutback Shares not previously included on a Registration Statement and (ii) any capital stock of the Company issued or issuable with respect to the Common Shares, the Warrants, the Warrant Shares, or the Cutback Shares, as applicable, as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise without regard to any limitations on exercise of the warrants.

  • Original Registration Statement. As used in this Agreement, the terms “amendment” or “supplement” when applied to the Registration Statement or the Prospectus shall be deemed to include the filing by the Company with the Commission of any document under the Exchange Act after the date hereof that is or is deemed to be incorporated therein by reference. All references in this Agreement to financial statements and schedules and other information which is “contained,” “included” or “stated” in the Registration Statement or the Prospectus (and all other references of like import) shall be deemed to mean and include all such financial statements and schedules and other information which is or is deemed to be incorporated by reference in or otherwise deemed under the Securities Act to be a part of or included in the Registration Statement or the Prospectus, as the case may be, as of any specified date; and all references in this Agreement to amendments or supplements to the Registration Statement or the Prospectus shall be deemed to mean and include, without limitation, the filing of any document under the Exchange Act which is or is deemed to be incorporated by reference in or otherwise deemed under the Securities Act to be a part of or included in the Registration Statement or the Prospectus, as the case may be, as of any specified date. At the time the Registration Statement was or will be originally declared effective and at the time the Company’s most recent annual report on Form 10-K was filed with the Commission, if later, the Company met the then-applicable requirements for use of Form S-3 under the Securities Act. During the Agency Period, each time the Company files an annual report on Form 10-K the Company will meet the then-applicable requirements for use of Form S-3 under the Securities Act.

  • Demand Registration Request shall have the meaning set forth in Section 3.1.1(a).

  • international registration means the registration of a mark effected under the Agreement or the Protocol or both, as the case may be;

  • Incidental Registration has the meaning set forth in Section 4(a) of this Agreement.

  • Long-Form Registrations has the meaning set forth in Section 2(a).

  • Excluded Registration means (i) a registration relating to the sale of securities to employees of the Company or a subsidiary pursuant to a stock option, stock purchase, or similar plan; (ii) a registration relating to an SEC Rule 145 transaction; (iii) a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities; or (iv) a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered.

  • Required Registration Amount means either the Initial Required Registration Amount or the Additional Required Registration Amount, as applicable.

  • Registration Data means certain personal and financial information that you are required to provide in order to download and use the Trading Platform and become our Client including Account Credentials, such information can include without limitation a copy of your passport, driving license and/or Photo identity card.

  • International registration plan means a reciprocal agreement of member jurisdictions that is endorsed by the American association of motor vehicle administrators, and that promotes and encourages the fullest possible use of the highway system by authorizing apportioned registration of fleets of vehicles and recognizing registration of vehicles apportioned in member jurisdictions.

  • Shelf Underwritten Offering shall have the meaning given in subsection 2.1.3.

  • Cannabis production establishment agent registration card means a registration card that the department issues that:

  • Registration Fee means a fee other than the fee specified in a contract, which a personnel agency requires or accepts from a client prior to execution of a contract.

  • Marketed Underwritten Offering means any Underwritten Offering (including a Marketed Underwritten Shelf Take-Down, but, for the avoidance of doubt, not including any Shelf Take-Down that is not a Marketed Underwritten Shelf Take-Down) that involves a customary “road show” (including an “electronic road show”) or other substantial marketing effort by the Company and the underwriters over a period of at least 48 hours.

  • Registration Event means the occurrence of any of the following events:

  • Exchange Registration shall have the meaning assigned thereto in Section 3(c) hereof.

  • Long-Form Registration has the meaning set forth in Section 2(a).

  • Exchange Registration Statement shall have the meaning assigned thereto in Section 2(a) hereof.

  • Withdrawn Registration means a forfeited demand registration under Section 2.1 in accordance with the terms and conditions of Section 2.4.

  • Shelf Takedown Request shall have the meaning set forth in Section 3.2.5(a).

  • S-3 Registration has the meaning set forth in Section 5(a) hereof.

  • Registration Request has the meaning set forth in Section 2.01(a).

  • Short-Form Registrations has the meaning set forth in Section 2(a).