Advisory Accounts definition

Advisory Accounts means any account managed by the Advisor, including, but not limited to, registered and unregistered funds, wrap accounts and separately managed accounts.

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Advisory Accounts means separately managed accounts (or separate accounts) and pooled investment vehicles such as mutual funds, collective trusts and private investment funds that are sponsored, managed or advised by GSAM.

Advisory Accounts means accounts for which PWM has expressly agreed to serve as investment adviser pursuant to an express account agreement.

Examples of Advisory Accounts in a sentence

You acknowledge and agree that, if any of the existing Advisory Accounts is a joint account, under the terms of your account opening documentation, by signing this MAA you subject all joint holders to the terms and conditions of this MAA for that joint Advisory Account.
For individually held Accounts, each of your Advisory Accounts will terminate automatically upon receipt of notice of your death and all investment advisory services provided in Advisory Accounts governed by this MAA and/or other advisory agreements, as applicable, will immediately cease.
You must consult with your Adviser to identify related fee-based Advisory Accounts.
For all other joint Accounts governed by this MAA, investment advisory services with regard to such joint Accounts will immediately cease upon receipt of notice of the death of one Account Owner pursuant to applicable law; other individual Advisory Accounts of a surviving joint Account Owner that are governed by this MAA shall continue in full force and effect.
If you have multiple Advisory Accounts with Adviser, you authorize Adviser, in its sole discretion, to elect from which Account the Fee is deducted; provided, however, portions of the Fee cannot be taken from multiple Accounts, all Accounts must have the same registration, and restrictions may apply (e.g., a Fee for a non-Retirement Account cannot be deducted from a Retirement Account).

More Definitions of Advisory Accounts

Advisory Accounts. If you are risk-averse but have a reasonable amount of investable assets and you want to invest a very small amount of your overall account in, for example, a new issue of a start- up company run by someone you know and whose business acumen you respect, we would tell you that while the specific investment is not suitable for you, it might be acceptable if you can “afford” to lose some money, even that entire investment. An investment that is small in proportion to the total portfolio (not more than 2%) is not unsuitable. If, when you place an order, we follow this 3-step approach and what you would like to invest in appears not to be consistent with what your profile suggests to us, we will consider the investment unsuitable and advise against proceeding with the order and recommend other suitable options. If you have had a material change and need to update the NCAF and the investment is suitable based on the information in the update, then we will accept the order based on the updated NCAF. If there is no material change to your KYC information and the order is unsuitable, we will refuse the order as we have the right to do. Timing of Suitability Determinations: As described above, your advisor will review each order or strategy in the context of the KYC suitability factors when accepting each of your orders or recommending a security or strategy to you. A suitability determination will also be performed whenever: • Securities are transferred or deposited into the account; • There is a change in the advisor or portfolio manager responsible for your account; • You advise us of a material change to your KYC information (i.e. NCAF is updated); or • Other triggering events occur, such as significant market fluctuations. If we identify any concerns during a suitability determination, we will discuss them with you and we may be required by our regulators or good business practice to document our discussions. If we are strongly concerned about your investment decisions, we may have to refuse to execute your requested transaction or terminate the account relationship.  Ongoing review of accounts triggered by trading activities or changes in the risk rating of investment products held in your account(s);  When required due to one of the reasons described above; and  When other factors affect you, such as a position held in your registered plan becomes non-qualified. We encourage you to speak with your advisor, especially if you expect to need to convert your ...

Advisory Accounts means those separately managed accounts, wrap-fee accounts, individual managed accounts, investment vehicles or other financial products, structures or arrangements, in each case, through which the Seller provides, and, following the Closing, the Buyer or its Affiliates will provide, Investment Management Services, irrespective of strategy, investment objective, account type or fee or other compensation structure, in each case, listed on Schedule B under the heading “Advisory Accounts” for each applicable Business Segment; provided, that, for the avoidance of doubt, the Advisory Accounts shall exclude the Funds, and shall include any New Advisory Accounts.

Advisory Accounts means accounts that are managed by United Capital, both centrally-managed and locally-managed.

Advisory Accounts means client accounts maintained in strategies offered by Ayco or its affiliates for which Ayco or its affiliates serves as investment adviser.

Advisory Accounts means accounts that are managed by GS PFM, both centrally-managed and locally- managed.

Advisory Accounts means client accounts for which Goldman Sachs Ayco serve as registered investment advisers.