Examples of Alternative Registration Statement in a sentence
In addition, the Commission requires that all Selling Securityholders that are registered broker-dealers be named as underwriters in the Alternative Registration Statement and related Prospectus, even if they did not receive the Registrable Securities as compensation for underwriting activities.
The Commission requires that all Selling Securityholders that are registered broker- dealers or affiliates of registered broker-dealers be so identified in the Alternative Registration Statement.
Accordingly, holders and beneficial owners of Registrable Securities are advised to consult their own securities law counsel regarding the consequences of being named or not being named as a selling securityholder in the Alternative Registration Statement and related Prospectus.
Each beneficial owner of Registrable Securities (as defined below) is entitled to have the Registrable Securities beneficially owned by it included in the Alternative Registration Statement.
Certain legal consequences arise from being named as a selling securityholder in the Alternative Registration Statement and related Prospectus.
Upon any sale of Registrable Securities pursuant to the Alternative Registration Statement, the Selling Securityholder will be required to deliver to the Company and Trustee the Notice of Transfer set forth in Appendix A to the Prospectus and as Exhibit B to the Exchange and Registration Rights Agreement.
By signing below, the undersigned acknowledges its obligation to comply, and agrees that it will comply, with the provisions of the Exchange Act and the rules and regulations thereunder, including, without limitation, Regulation M, in connection with any offering of Registrable Securities pursuant to the Registration Statement (including any Alternative Registration Statement).
A copy of the Exchange and Registration Rights Agreement has been filed as an exhibit to the Alternative Registration Statement and can be obtained from the Commission’s website at xxx.xxx.xxx.
Beneficial owners of Registrable Securities who do not properly complete, execute and return this Notice and Questionnaire by such date (i) will not be named as selling securityholders in the Alternative Registration Statement and (ii) may not use the Prospectus forming a part thereof for resales of Registrable Securities.
In order to have Registrable Securities included in the Alternative Registration Statement, this Notice of Registration Statement and Selling Securityholder Questionnaire (“Notice and Questionnaire”) must be completed, executed and delivered to the Company’s counsel at the address set forth herein for receipt ON OR BEFORE [Deadline for Response].